IDEAS home Printed from https://ideas.repec.org/a/spr/nathaz/v69y2013i1p1003-1032.html
   My bibliography  Save this article

Flood risk assessment for informal settlements

Author

Listed:
  • R. De Risi
  • F. Jalayer
  • F. De Paola
  • I. Iervolino
  • M. Giugni
  • M. Topa
  • E. Mbuya
  • A. Kyessi
  • G. Manfredi
  • P. Gasparini

Abstract

The urban informal settlements are particularly vulnerable to flooding events, due to both their generally poor quality of construction and high population density. An integrated approach to the analysis of flooding risk of informal settlements should take into account, and propagate, the many sources of uncertainty affecting the problem, ranging from the characterization of rainfall curve and flooding hazard to the characterization of the vulnerability of the portfolio of buildings. This paper proposes a probabilistic and modular approach for calculating the flooding risk in terms of the mean annual frequency of exceeding a specific limit state for each building within the informal settlement and the expected number of people affected (if the area is not evacuated). The flooding risk in this approach is calculated by the convolution of flooding hazard and flooding fragility for a specified limit state for each structure within the portfolio of buildings. This is achieved by employing the flooding height as an intermediate variable bridging over the fragility and hazard calculations. The focus of this paper is on an ultimate limit state where the life of slum dwellers is endangered by flooding. The fragility is calculated by using a logic tree procedure where several possible combinations of building features/construction details, and their eventual outcome in terms of the necessity to perform structural analysis or the application of nominal threshold flood heights, are taken into account. The logic tree branch probabilities are characterized based on both the orthophoto recognition and the sample in situ building survey. The application of the methodology is presented for Suna, a sub-ward of Dar es Salaam City (Tanzania) in the Msimbazi River basin having a high concentration of informal settlements. Copyright Springer Science+Business Media Dordrecht 2013

Suggested Citation

  • R. De Risi & F. Jalayer & F. De Paola & I. Iervolino & M. Giugni & M. Topa & E. Mbuya & A. Kyessi & G. Manfredi & P. Gasparini, 2013. "Flood risk assessment for informal settlements," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 69(1), pages 1003-1032, October.
  • Handle: RePEc:spr:nathaz:v:69:y:2013:i:1:p:1003-1032
    DOI: 10.1007/s11069-013-0749-0
    as

    Download full text from publisher

    File URL: http://hdl.handle.net/10.1007/s11069-013-0749-0
    Download Restriction: Access to full text is restricted to subscribers.

    File URL: https://libkey.io/10.1007/s11069-013-0749-0?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Aimilia Pistrika & Sebastiaan Jonkman, 2010. "Damage to residential buildings due to flooding of New Orleans after hurricane Katrina," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 54(2), pages 413-434, August.
    2. H. Apel & G. Aronica & H. Kreibich & A. Thieken, 2009. "Flood risk analyses—how detailed do we need to be?," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 49(1), pages 79-98, April.
    3. S. Jonkman & J. Vrijling & A. Vrouwenvelder, 2008. "Methods for the estimation of loss of life due to floods: a literature review and a proposal for a new method," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 46(3), pages 353-389, September.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Oluwatofunmi Deborah Aribisala & Sang-Guk Yum & Manik Das Adhikari & Moon-Soo Song, 2022. "Flood Damage Assessment: A Review of Microscale Methodologies for Residential Buildings," Sustainability, MDPI, vol. 14(21), pages 1-24, October.
    2. Morteza T. Marvi, 2020. "A review of flood damage analysis for a building structure and contents," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 102(3), pages 967-995, July.
    3. Himadri Sen Gupta & Omar M. Nofal & Andrés D. González & Charles D. Nicholson & John W. van de Lindt, 2022. "Optimal Selection of Short- and Long-Term Mitigation Strategies for Buildings within Communities under Flooding Hazard," Sustainability, MDPI, vol. 14(16), pages 1-20, August.
    4. Nofal, Omar M. & van de Lindt, John W. & Do, Trung Q., 2020. "Multi-variate and single-variable flood fragility and loss approaches for buildings," Reliability Engineering and System Safety, Elsevier, vol. 202(C).
    5. Ahmet Ozan Celik & Volkan Kiricci & Canberk Insel, 2017. "Reassessment of the flood damage at a river diversion hydropower plant site: lessons learned from a case study," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 86(2), pages 833-847, March.
    6. Reidpath, Daniel D. & Allotey, Pascale & Barker, S. Fiona & Clasen, Thomas & French, Matthew & Leder, Karin & Ramirez-Lovering, Diego & Rhule, Emma L.M. & Siri, José, 2022. "Implementing “from here to there”: A case study of conceptual and practical challenges in implementation science," Social Science & Medicine, Elsevier, vol. 301(C).
    7. Paul Jones, 2017. "Formalizing the Informal: Understanding the Position of Informal Settlements and Slums in Sustainable Urbanization Policies and Strategies in Bandung, Indonesia," Sustainability, MDPI, vol. 9(8), pages 1-27, August.
    8. Fatemeh Jalayer & Raffaele Risi & Francesco Paola & Maurizio Giugni & Gaetano Manfredi & Paolo Gasparini & Maria Topa & Nebyou Yonas & Kumelachew Yeshitela & Alemu Nebebe & Gina Cavan & Sarah Lindley , 2014. "Probabilistic GIS-based method for delineation of urban flooding risk hotspots," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 73(2), pages 975-1001, September.
    9. Andrew Rumbach & Manish Shirgaokar, 2017. "Predictors of household exposure to monsoon rain hazards in informal settlements," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 85(2), pages 709-728, January.
    10. Cavalieri, Francesco, 2017. "Steady-state flow computation in gas distribution networks with multiple pressure levels," Energy, Elsevier, vol. 121(C), pages 781-791.
    11. Emal Ahmad Hussainzad & Zhonghua Gou, 2024. "Climate Risk and Vulnerability Assessment in Informal Settlements of the Global South: A Critical Review," Land, MDPI, vol. 13(9), pages 1-63, August.
    12. Saini Yang & Shuai He & Juan Du & Xiaohua Sun, 2015. "Screening of social vulnerability to natural hazards in China," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 76(1), pages 1-18, March.
    13. Bahaa Elboshy & Shinjiro Kanae & Mona Gamaleldin & Hany Ayad & Toshihiro Osaragi & Waleed Elbarki, 2019. "A framework for pluvial flood risk assessment in Alexandria considering the coping capacity," Environment Systems and Decisions, Springer, vol. 39(1), pages 77-94, March.
    14. Cavalieri, Francesco & Franchin, Paolo & Giovinazzi, Sonia, 2023. "Multi-hazard assessment of increased flooding hazard due to earthquake-induced damage to the natural drainage system," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    15. Adolfo Quesada-Román, 2022. "Disaster Risk Assessment of Informal Settlements in the Global South," Sustainability, MDPI, vol. 14(16), pages 1-12, August.
    16. Victoria L. Stevens & Raffaele Risi & Romain Roux-Mallouf & Dowchu Drukpa & György Hetényi, 2020. "Seismic hazard and risk in Bhutan," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 104(3), pages 2339-2367, December.
    17. Rocco Custer & Kazuyoshi Nishijima, 2015. "Flood vulnerability assessment of residential buildings by explicit damage process modelling," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 78(1), pages 461-496, August.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Borowska-Stefańska, Marta & Kobojek, Sławomir & Kowalski, Michał & Lewicki, Marek & Tomalski, Przemysław & Wiśniewski, Szymon, 2021. "Changes in the spatial development of flood hazard areas in Poland between 1990 and 2018 in the light of legal conditions," Land Use Policy, Elsevier, vol. 102(C).
    2. Animesh Gain & Vahid Mojtahed & Claudio Biscaro & Stefano Balbi & Carlo Giupponi, 2015. "An integrated approach of flood risk assessment in the eastern part of Dhaka City," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 79(3), pages 1499-1530, December.
    3. David Ocio & Christian Stocker & Ángel Eraso & Arantza Martínez & José María Sanz Galdeano, 2016. "Towards a reliable and cost-efficient flood risk management: the case of the Basque Country (Spain)," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 81(1), pages 617-639, March.
    4. M. Peng & L. Zhang, 2012. "Analysis of human risks due to dam-break floods—part 1: a new model based on Bayesian networks," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 64(1), pages 903-933, October.
    5. Ebrahim Ahmadisharaf & Alfred Kalyanapu & Eun-Sung Chung, 2015. "Evaluating the Effects of Inundation Duration and Velocity on Selection of Flood Management Alternatives Using Multi-Criteria Decision Making," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 29(8), pages 2543-2561, June.
    6. Neslihan Beden & Asli Ulke Keskin, 2021. "Estimation of the local financial costs of flood damage with different methodologies in Unye (Ordu), Turkey," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 108(3), pages 2835-2854, September.
    7. Zoran Vojinovic & Michael Hammond & Daria Golub & Sianee Hirunsalee & Sutat Weesakul & Vorawit Meesuk & Neiler Medina & Arlex Sanchez & Sisira Kumara & Michael Abbott, 2016. "Holistic approach to flood risk assessment in areas with cultural heritage: a practical application in Ayutthaya, Thailand," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 81(1), pages 589-616, March.
    8. Zoran Vojinovic & Michael Hammond & Daria Golub & Sianee Hirunsalee & Sutat Weesakul & Vorawit Meesuk & Neiler Medina & Arlex Sanchez & Sisira Kumara & Michael Abbott, 2016. "Holistic approach to flood risk assessment in areas with cultural heritage: a practical application in Ayutthaya, Thailand," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 81(1), pages 589-616, March.
    9. Nofal, Omar M. & van de Lindt, John W. & Do, Trung Q., 2020. "Multi-variate and single-variable flood fragility and loss approaches for buildings," Reliability Engineering and System Safety, Elsevier, vol. 202(C).
    10. Enes Yildirim & Ibrahim Demir, 2019. "An integrated web framework for HAZUS-MH flood loss estimation analysis," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 99(1), pages 275-286, October.
    11. Santiago Gaitan & Marie-claire ten Veldhuis & Nick Giesen, 2015. "Spatial Distribution of Flood Incidents Along Urban Overland Flow-Paths," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 29(9), pages 3387-3399, July.
    12. Zongzhi Wang & Jingjing Wu & Liang Cheng & Kelin Liu & Yi-Ming Wei, 2018. "Regional flood risk assessment via coupled fuzzy c-means clustering methods: an empirical analysis from China’s Huaihe River Basin," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 93(2), pages 803-822, September.
    13. David Ocio & Christian Stocker & Ángel Eraso & Arantza Martínez & José Galdeano, 2016. "Towards a reliable and cost-efficient flood risk management: the case of the Basque Country (Spain)," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 81(1), pages 617-639, March.
    14. George R. Priest & Laura L. Stimely & Nathan J. Wood & Ian P. Madin & Rudie J. Watzig, 2016. "Beat-the-wave evacuation mapping for tsunami hazards in Seaside, Oregon, USA," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 80(2), pages 1031-1056, January.
    15. Ross Gudde & Yi He & Ulysse Pasquier & Nicole Forstenhäusler & Ciar Noble & Qianyu Zha, 2024. "Quantifying future changes of flood hazards within the Broadland catchment in the UK," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 120(11), pages 9893-9915, September.
    16. Fatemeh Jalayer & Raffaele Risi & Francesco Paola & Maurizio Giugni & Gaetano Manfredi & Paolo Gasparini & Maria Topa & Nebyou Yonas & Kumelachew Yeshitela & Alemu Nebebe & Gina Cavan & Sarah Lindley , 2014. "Probabilistic GIS-based method for delineation of urban flooding risk hotspots," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 73(2), pages 975-1001, September.
    17. R. Jelínek & E. Krausmann & M. González & J. Álvarez-Gómez & J. Birkmann & T. Welle, 2012. "Approaches for tsunami risk assessment and application to the city of Cádiz, Spain," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 60(2), pages 273-293, January.
    18. Mehdi Karbasi & Alireza Shokoohi & Bahram Saghafian, 2018. "Loss of Life Estimation Due to Flash Floods in Residential Areas using a Regional Model," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 32(14), pages 4575-4589, November.
    19. Xinyu Wu & Rong Tang & Yuntao Wang, 2024. "Evaluating the cost–benefit of LID strategies for urban surface water flooding based on risk management," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 120(11), pages 10345-10364, September.
    20. Non Okumura & Sebastiaan N. Jonkman & Miguel Esteban & Bas Hofland & Tomoya Shibayama, 2017. "A method for tsunami risk assessment: a case study for Kamakura, Japan," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 88(3), pages 1451-1472, September.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:nathaz:v:69:y:2013:i:1:p:1003-1032. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.