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Flood risk assessment for informal settlements

Author

Listed:
  • R. De Risi
  • F. Jalayer
  • F. De Paola
  • I. Iervolino
  • M. Giugni
  • M. Topa
  • E. Mbuya
  • A. Kyessi
  • G. Manfredi
  • P. Gasparini

Abstract

The urban informal settlements are particularly vulnerable to flooding events, due to both their generally poor quality of construction and high population density. An integrated approach to the analysis of flooding risk of informal settlements should take into account, and propagate, the many sources of uncertainty affecting the problem, ranging from the characterization of rainfall curve and flooding hazard to the characterization of the vulnerability of the portfolio of buildings. This paper proposes a probabilistic and modular approach for calculating the flooding risk in terms of the mean annual frequency of exceeding a specific limit state for each building within the informal settlement and the expected number of people affected (if the area is not evacuated). The flooding risk in this approach is calculated by the convolution of flooding hazard and flooding fragility for a specified limit state for each structure within the portfolio of buildings. This is achieved by employing the flooding height as an intermediate variable bridging over the fragility and hazard calculations. The focus of this paper is on an ultimate limit state where the life of slum dwellers is endangered by flooding. The fragility is calculated by using a logic tree procedure where several possible combinations of building features/construction details, and their eventual outcome in terms of the necessity to perform structural analysis or the application of nominal threshold flood heights, are taken into account. The logic tree branch probabilities are characterized based on both the orthophoto recognition and the sample in situ building survey. The application of the methodology is presented for Suna, a sub-ward of Dar es Salaam City (Tanzania) in the Msimbazi River basin having a high concentration of informal settlements. Copyright Springer Science+Business Media Dordrecht 2013

Suggested Citation

  • R. De Risi & F. Jalayer & F. De Paola & I. Iervolino & M. Giugni & M. Topa & E. Mbuya & A. Kyessi & G. Manfredi & P. Gasparini, 2013. "Flood risk assessment for informal settlements," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 69(1), pages 1003-1032, October.
  • Handle: RePEc:spr:nathaz:v:69:y:2013:i:1:p:1003-1032
    DOI: 10.1007/s11069-013-0749-0
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    7. Paul Jones, 2017. "Formalizing the Informal: Understanding the Position of Informal Settlements and Slums in Sustainable Urbanization Policies and Strategies in Bandung, Indonesia," Sustainability, MDPI, vol. 9(8), pages 1-27, August.
    8. Fatemeh Jalayer & Raffaele Risi & Francesco Paola & Maurizio Giugni & Gaetano Manfredi & Paolo Gasparini & Maria Topa & Nebyou Yonas & Kumelachew Yeshitela & Alemu Nebebe & Gina Cavan & Sarah Lindley , 2014. "Probabilistic GIS-based method for delineation of urban flooding risk hotspots," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 73(2), pages 975-1001, September.
    9. Andrew Rumbach & Manish Shirgaokar, 2017. "Predictors of household exposure to monsoon rain hazards in informal settlements," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 85(2), pages 709-728, January.
    10. Cavalieri, Francesco, 2017. "Steady-state flow computation in gas distribution networks with multiple pressure levels," Energy, Elsevier, vol. 121(C), pages 781-791.
    11. Emal Ahmad Hussainzad & Zhonghua Gou, 2024. "Climate Risk and Vulnerability Assessment in Informal Settlements of the Global South: A Critical Review," Land, MDPI, vol. 13(9), pages 1-63, August.
    12. Saini Yang & Shuai He & Juan Du & Xiaohua Sun, 2015. "Screening of social vulnerability to natural hazards in China," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 76(1), pages 1-18, March.
    13. Bahaa Elboshy & Shinjiro Kanae & Mona Gamaleldin & Hany Ayad & Toshihiro Osaragi & Waleed Elbarki, 2019. "A framework for pluvial flood risk assessment in Alexandria considering the coping capacity," Environment Systems and Decisions, Springer, vol. 39(1), pages 77-94, March.
    14. Cavalieri, Francesco & Franchin, Paolo & Giovinazzi, Sonia, 2023. "Multi-hazard assessment of increased flooding hazard due to earthquake-induced damage to the natural drainage system," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    15. Adolfo Quesada-Román, 2022. "Disaster Risk Assessment of Informal Settlements in the Global South," Sustainability, MDPI, vol. 14(16), pages 1-12, August.
    16. Victoria L. Stevens & Raffaele Risi & Romain Roux-Mallouf & Dowchu Drukpa & György Hetényi, 2020. "Seismic hazard and risk in Bhutan," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 104(3), pages 2339-2367, December.
    17. Rocco Custer & Kazuyoshi Nishijima, 2015. "Flood vulnerability assessment of residential buildings by explicit damage process modelling," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 78(1), pages 461-496, August.

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