IDEAS home Printed from https://ideas.repec.org/a/spr/envsyd/v38y2018i3d10.1007_s10669-018-9691-8.html
   My bibliography  Save this article

A capabilities approach to the prioritization of critical infrastructure

Author

Listed:
  • Susan Spierre Clark

    (University at Buffalo)

  • Thomas P. Seager

    (Arizona State University)

  • Mikhail V. Chester

    (Arizona State University)

Abstract

As a consequence of the U.S. effort to increase infrastructure security and resilience, the Department of Homeland Security (DHS) and other U.S. federal agencies have identified 16 critical infrastructure sectors that are considered vital to the nation’s well-being in terms of economic security, public health, and safety. However, there remains no articulated set of values that justify this particular list of infrastructure systems or how decision-makers might prioritize investments towards one critical sector over another during a crisis. To offer a more integrated and holistic approach to critical infrastructure resilience, this research employs the capabilities approach to human development, which offers an alternative view of critical infrastructure that focuses on the services that infrastructure provides rather than its physical condition or vulnerability to threats. This service-based perspective of infrastructure emphasizes the role of infrastructure in enabling and supporting central human capabilities that build adaptive capacity and improve human well-being. We argue that the most critical infrastructure systems are those that are essential for providing and/or supporting central human capabilities. This paper examines the DHS designation of criticality from a capabilities perspective and argues for a capabilities basis for making distinctions between those systems that should be considered most critical and those that might be temporarily sacrificed. A key implication of this work is that an across sector approach is required to reorganize existing critical infrastructure efforts around the most valuable infrastructure end-services.

Suggested Citation

  • Susan Spierre Clark & Thomas P. Seager & Mikhail V. Chester, 2018. "A capabilities approach to the prioritization of critical infrastructure," Environment Systems and Decisions, Springer, vol. 38(3), pages 339-352, September.
  • Handle: RePEc:spr:envsyd:v:38:y:2018:i:3:d:10.1007_s10669-018-9691-8
    DOI: 10.1007/s10669-018-9691-8
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s10669-018-9691-8
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s10669-018-9691-8?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. David A. Clark & University of Manchester, 2005. "The Capability Approach: Its Development, Critiques and Recent Advances," Economics Series Working Papers GPRG-WPS-032, University of Oxford, Department of Economics.
    2. Alkire, Sabina, 2002. "Dimensions of Human Development," World Development, Elsevier, vol. 30(2), pages 181-205, February.
    3. Susan L. Cutter & Bryan J. Boruff & W. Lynn Shirley, 2003. "Social Vulnerability to Environmental Hazards," Social Science Quarterly, Southwestern Social Science Association, vol. 84(2), pages 242-261, June.
    4. Martha Nussbaum, 2003. "Capabilities As Fundamental Entitlements: Sen And Social Justice," Feminist Economics, Taylor & Francis Journals, vol. 9(2-3), pages 33-59.
    5. Woods, David D., 2015. "Four concepts for resilience and the implications for the future of resilience engineering," Reliability Engineering and System Safety, Elsevier, vol. 141(C), pages 5-9.
    6. Day, Rosie & Walker, Gordon & Simcock, Neil, 2016. "Conceptualising energy use and energy poverty using a capabilities framework," Energy Policy, Elsevier, vol. 93(C), pages 255-264.
    7. Enrico Giovannini & Jon Hall & Adolfo Morrone & Giulia Ranuzzi, 2011. "A Framework to measure the progress of societies," Revue d'économie politique, Dalloz, vol. 121(1), pages 93-118.
    8. Dirk Helbing, 2013. "Globally networked risks and how to respond," Nature, Nature, vol. 497(7447), pages 51-59, May.
    9. Yeowon Kim & Daniel A. Eisenberg & Emily N. Bondank & Mikhail V. Chester & Giuseppe Mascaro & B. Shane Underwood, 2017. "Fail-safe and safe-to-fail adaptation: decision-making for urban flooding under climate change," Climatic Change, Springer, vol. 145(3), pages 397-412, December.
    10. Mario Biggeri & Renato Libanora & Stefano Mariani & Leonardo Menchini, 2006. "Children Conceptualizing their Capabilities: Results of a Survey Conducted during the First Children's World Congress on Child Labour," Journal of Human Development and Capabilities, Taylor & Francis Journals, vol. 7(1), pages 59-83.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Sadeeb S. Ottenburger & Rob Cox & Badrul H. Chowdhury & Dmytro Trybushnyi & Ehmedi Al Omar & Sujay A. Kaloti & Ulrich Ufer & Witold-R. Poganietz & Weijia Liu & Evgenia Deines & Tim O. Müller & Stella , 2024. "Sustainable urban transformations based on integrated microgrid designs," Nature Sustainability, Nature, vol. 7(8), pages 1067-1079, August.
    2. Lianlong Ma & Dong Huang & Xinyu Jiang & Xiaozhou Huang, 2022. "Analysis of Influencing Factors of Urban Community Function Loss in China under Flood Disaster Based on Social Network Analysis Model," IJERPH, MDPI, vol. 19(17), pages 1-14, September.
    3. Charani Shandiz, Saeid & Foliente, Greg & Rismanchi, Behzad & Wachtel, Amanda & Jeffers, Robert F., 2020. "Resilience framework and metrics for energy master planning of communities," Energy, Elsevier, vol. 203(C).
    4. Saleh Afroogh & Amir Esmalian & Jonan Phillip Donaldson & Ali Mostafavi, 2021. "Empathic Design in Engineering Education and Practice: An Approach for Achieving Inclusive and Effective Community Resilience," Sustainability, MDPI, vol. 13(7), pages 1-19, April.
    5. Vivien Fisch-Romito, 2021. "Embodied carbon dioxide emissions to provide high access levels to basic infrastructure around the world," Post-Print hal-03353919, HAL.
    6. Tom M. Logan & Seth D. Guikema, 2020. "Reframing Resilience: Equitable Access to Essential Services," Risk Analysis, John Wiley & Sons, vol. 40(8), pages 1538-1553, August.
    7. Andrew J. Collins & Craig A. Jordan & R. Michael Robinson & Caitlin Cornelius & Ross Gore, 2020. "Exploring good cycling cities using multivariate statistics," Environment Systems and Decisions, Springer, vol. 40(4), pages 526-543, December.
    8. Giada Feletti & Mariachiara Piraina & Boris Petrenj & Paolo Trucco, 2022. "Collaborative capability building for critical infrastructure resilience: assessment and selection of good practices," Environment Systems and Decisions, Springer, vol. 42(2), pages 207-233, June.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Pelenc, Jérôme, 2014. "Combining the capability approach and Max-Neef’s needs approach for a better assessment of multidimensional well-being and inequalities: a case study perspective with vulnerable teenagers of the regio," MPRA Paper 66277, University Library of Munich, Germany.
    2. Jerome Pelenc, 2017. "Combining Capabilities and Fundamental Human Needs: A Case Study with Vulnerable Teenagers in France," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 133(3), pages 879-906, September.
    3. Xiao‐Bing Hu & Hang Li & XiaoMei Guo & Pieter H. A. J. M. van Gelder & Peijun Shi, 2019. "Spatial Vulnerability of Network Systems under Spatially Local Hazards," Risk Analysis, John Wiley & Sons, vol. 39(1), pages 162-179, January.
    4. Caitlin Robinson & Stefan Bouzarovski & Sarah Lindley, 2018. "Underrepresenting neighbourhood vulnerabilities? The measurement of fuel poverty in England," Environment and Planning A, , vol. 50(5), pages 1109-1127, August.
    5. Charlier, Dorothée & Legendre, Bérangère, 2021. "Fuel poverty in industrialized countries: Definition, measures and policy implications a review," Energy, Elsevier, vol. 236(C).
    6. Brand-Correa, Lina I. & Steinberger, Julia K., 2017. "A Framework for Decoupling Human Need Satisfaction From Energy Use," Ecological Economics, Elsevier, vol. 141(C), pages 43-52.
    7. Sabina Alkire, Jose Manuel Roche, 2011. "Beyond Headcount: Measures that Reflect the Breadth and Components of Child Poverty," OPHI Working Papers 45, Queen Elizabeth House, University of Oxford.
    8. Sollis, Kate & Yap, Mandy & Campbell, Paul & Biddle, Nicholas, 2022. "Conceptualisations of wellbeing and quality of life: A systematic review of participatory studies," World Development, Elsevier, vol. 160(C).
    9. Megan King & Vivian Renó & Evlyn Novo, 2014. "The Concept, Dimensions and Methods of Assessment of Human Well-Being within a Socioecological Context: A Literature Review," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 116(3), pages 681-698, May.
    10. Felix Riede, 2014. "Towards a science of past disasters," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 71(1), pages 335-362, March.
    11. Zhiyi Meng & Liming Yao, 2018. "Earthquake triggered networked risk and response: based on relevant literature," Quality & Quantity: International Journal of Methodology, Springer, vol. 52(6), pages 2645-2666, November.
    12. Punová, Monika & Navrátil, Pavel & Navrátilová, Jitka, 2020. "Capabilities and well-being of child and adolescent social services clients in the Czech Republic," Children and Youth Services Review, Elsevier, vol. 117(C).
    13. Tamara Mackean & Madison Shakespeare & Matthew Fisher, 2022. "Indigenous and Non-Indigenous Theories of Wellbeing and Their Suitability for Wellbeing Policy," IJERPH, MDPI, vol. 19(18), pages 1-16, September.
    14. Mang-Benza, Carelle & Jodoin, Laurent & Onibon Doubogan, Yvette & Gaye, Ibrahima & Kola, Edinam, 2023. "Making energy justice work for women in rural sub-Saharan Africa: A qualitative diagnostic from Benin, Senegal, and Togo," Energy Policy, Elsevier, vol. 173(C).
    15. Samarakoon, Shanil, 2019. "A justice and wellbeing centered framework for analysing energy poverty in the Global South," Ecological Economics, Elsevier, vol. 165(C), pages 1-1.
    16. Khaufelo Raymond Lekobane, 2022. "Leaving No One Behind: An Individual-Level Approach to Measuring Multidimensional Poverty in Botswana," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 162(1), pages 179-208, July.
    17. Sabina Alkire, 2008. "Concepts and Measures of Agency," OPHI Working Papers 9, Queen Elizabeth House, University of Oxford.
    18. Tom Lavers, 2008. "Reconciling the needs and wants of respondents in two rural Ethiopian communities," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 86(1), pages 129-147, March.
    19. Whiting, Kai & Carmona, Luis Gabriel & Brand-Correa, Lina & Simpson, Edward, 2020. "Illumination as a material service: A comparison between Ancient Rome and early 19th century London," Ecological Economics, Elsevier, vol. 169(C).
    20. Ida Petrillo, 2018. "Computation of Equivalent Incomes and Social Welfare for EU and Non-EU Countries," CESifo Economic Studies, CESifo Group, vol. 64(3), pages 396-425.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:envsyd:v:38:y:2018:i:3:d:10.1007_s10669-018-9691-8. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.