IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v9y2017i3p332-d91231.html
   My bibliography  Save this article

Performance versus Values in Sustainability Transformation of Food Systems

Author

Listed:
  • Hugo F. Alrøe

    (The New Zealand Sustainability Dashboard Project, Centre for Sustainability: Agriculture, Food, Energy, Environment, University of Otago, PO Box 56, Dunedin 9054, New Zealand)

  • Marion Sautier

    (Centre for Sustainability: Agriculture, Food, Energy, Environment, University of Otago, PO Box 56, Dunedin 9054, New Zealand
    UMR 1248 AGIR AGroécologie, Innovations, teRritoires, Université de Toulouse, INRA, INPT, INP-EI PURPAN, Auzeville 31320, France)

  • Katharine Legun

    (Centre for Sustainability: Agriculture, Food, Energy, Environment, University of Otago, PO Box 56, Dunedin 9054, New Zealand)

  • Jay Whitehead

    (Agribusiness and Economics Research Unit, PO Box 85084 Lincoln University, Lincoln 7647, New Zealand)

  • Egon Noe

    (Danish Centre for Rural Research. Department of Environmental and Business Economics, University of Southern Denmark, Esbjerg 6700, Denmark)

  • Henrik Moller

    (Centre for Sustainability: Agriculture, Food, Energy, Environment, University of Otago, PO Box 56, Dunedin 9054, New Zealand)

  • Jon Manhire

    (The AgriBusiness Group, P.O Box 85016, Lincoln 7647, New Zealand)

Abstract

Questions have been raised on what role the knowledge provided by sustainability science actually plays in the transition to sustainability and what role it may play in the future. In this paper we investigate different approaches to sustainability transformation of food systems by analyzing the rationale behind transformative acts-the ground that the direct agents of change act upon- and how the type of rationale is connected to the role of research and how the agents of change are involved. To do this we employ Max Weber’s distinction between instrumental rationality and value-rationality in social action. In particular, we compare two different approaches to the role of research in sustainability transformation: (1) Performance-based approaches that measure performance and set up sustainability indicator targets and benchmarks to motivate the agents in the food system to change; (2) Values-based approaches that aim at communicating and mediating sustainability values to enable coordinated and cooperative action to transform the food system. We identify their respective strengths and weaknesses based on a cross-case analysis of four cases, and propose that the two approaches, like Weber’s two types of rationality, are complementary-because they are based on complementary observer stances—and that an optimal in-between approach therefore cannot be found. However, there are options for reflexive learning by observing one perspective-and its possible blind spots-from the vantage point of the other, so we suggest that new strategies for sustainability transformation can be found based on reflexive rationality as a third and distinct type of rationality.

Suggested Citation

  • Hugo F. Alrøe & Marion Sautier & Katharine Legun & Jay Whitehead & Egon Noe & Henrik Moller & Jon Manhire, 2017. "Performance versus Values in Sustainability Transformation of Food Systems," Sustainability, MDPI, vol. 9(3), pages 1-31, February.
  • Handle: RePEc:gam:jsusta:v:9:y:2017:i:3:p:332-:d:91231
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/9/3/332/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2071-1050/9/3/332/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. C. Hinrichs, 2014. "Transitions to sustainability: a change in thinking about food systems change?," Agriculture and Human Values, Springer;The Agriculture, Food, & Human Values Society (AFHVS), vol. 31(1), pages 143-155, March.
    2. Tom R. Burns, 2012. "The Sustainability Revolution: A Societal Paradigm Shift," Sustainability, MDPI, vol. 4(6), pages 1-17, May.
    3. Maarten Hajer & Måns Nilsson & Kate Raworth & Peter Bakker & Frans Berkhout & Yvo De Boer & Johan Rockström & Kathrin Ludwig & Marcel Kok, 2015. "Beyond Cockpit-ism: Four Insights to Enhance the Transformative Potential of the Sustainable Development Goals," Sustainability, MDPI, vol. 7(2), pages 1-10, February.
    4. Weber, K. Matthias & Rohracher, Harald, 2012. "Legitimizing research, technology and innovation policies for transformative change," Research Policy, Elsevier, vol. 41(6), pages 1037-1047.
    5. Merfield, Charles & Moller, Henrik & Manhire, Jon & Rosin, Chris & Norton, Solis & Carey, Peter & Hunt, Lesley & Reid, John & Fairweather, John & Benge, Jayson & Quellec, Isabelle Le & Campbell, Hugh , 2015. "Are Organic Standards Sufficient to Ensure Sustainable Agriculture? Lessons From New Zealand’s ARGOS and Sustainability Dashboard Projects," Sustainable Agriculture Research, Canadian Center of Science and Education, vol. 4(3 Special).
    6. Ika Darnhofer & Walter Schneeberger & Bernhard Freyer, 2005. "Converting or not converting to organic farming in Austria:Farmer types and their rationale," Agriculture and Human Values, Springer;The Agriculture, Food, & Human Values Society (AFHVS), vol. 22(1), pages 39-52, March.
    7. Lisa-Britt Fischer & Jens Newig, 2016. "Importance of Actors and Agency in Sustainability Transitions: A Systematic Exploration of the Literature," Sustainability, MDPI, vol. 8(5), pages 1-21, May.
    8. Sangkyun Kim, 2015. "Interdisciplinary Approaches and Methods for Sustainable Transformation and Innovation," Sustainability, MDPI, vol. 7(4), pages 1-7, April.
    9. -, 2007. "Capital flows to Latin America: year end 2006," Oficina de la CEPAL en Washington (Estudios e Investigaciones) 28857, Naciones Unidas Comisión Económica para América Latina y el Caribe (CEPAL).
    10. Gianluca Brunori & Francesca Galli & Dominique Barjolle & Rudolf Van Broekhuizen & Luca Colombo & Mario Giampietro & James Kirwan & Tim Lang & Erik Mathijs & Damian Maye & Kees De Roest & Carin Rougoo, 2016. "Are Local Food Chains More Sustainable than Global Food Chains? Considerations for Assessment," Sustainability, MDPI, vol. 8(5), pages 1-27, May.
    11. Anna Wesselink & Jouni Paavola & Oliver Fritsch & Ortwin Renn, 2011. "Rationales for Public Participation in Environmental Policy and Governance: Practitioners' Perspectives," Environment and Planning A, , vol. 43(11), pages 2688-2704, November.
    12. Gianluca Brunori & Francesca Galli, 2016. "Sustainability of Local and Global Food Chains: Introduction to the Special Issue," Sustainability, MDPI, vol. 8(8), pages 1-7, August.
    13. Gina Ziervogel & Anna Cowen & John Ziniades, 2016. "Moving from Adaptive to Transformative Capacity: Building Foundations for Inclusive, Thriving, and Regenerative Urban Settlements," Sustainability, MDPI, vol. 8(9), pages 1-20, September.
    14. Markard, Jochen & Raven, Rob & Truffer, Bernhard, 2012. "Sustainability transitions: An emerging field of research and its prospects," Research Policy, Elsevier, vol. 41(6), pages 955-967.
    15. Chappin, Emile J.L. & Ligtvoet, Andreas, 2014. "Transition and transformation: A bibliometric analysis of two scientific networks researching socio-technical change," Renewable and Sustainable Energy Reviews, Elsevier, vol. 30(C), pages 715-723.
    16. Jonathan A. Foley & Navin Ramankutty & Kate A. Brauman & Emily S. Cassidy & James S. Gerber & Matt Johnston & Nathaniel D. Mueller & Christine O’Connell & Deepak K. Ray & Paul C. West & Christian Balz, 2011. "Solutions for a cultivated planet," Nature, Nature, vol. 478(7369), pages 337-342, October.
    17. Jennie Moore, 2015. "Ecological Footprints and Lifestyle Archetypes: Exploring Dimensions of Consumption and the Transformation Needed to Achieve Urban Sustainability," Sustainability, MDPI, vol. 7(4), pages 1-17, April.
    18. Klara Helene Stumpf & Stefan Baumgärtner & Christian U. Becker & Stefanie Sievers-Glotzbach, 2015. "The Justice Dimension of Sustainability: A Systematic and General Conceptual Framework," Sustainability, MDPI, vol. 7(6), pages 1-35, June.
    19. Anders Hayden & Jeffrey Wilson, 2016. "Is It What You Measure That Really Matters? The Struggle to Move beyond GDP in Canada," Sustainability, MDPI, vol. 8(7), pages 1-18, July.
    20. Ness, Barry & Urbel-Piirsalu, Evelin & Anderberg, Stefan & Olsson, Lennart, 2007. "Categorising tools for sustainability assessment," Ecological Economics, Elsevier, vol. 60(3), pages 498-508, January.
    21. Anna Carabelli, 1998. "Keynes on Probability, Uncertainty and Tragic Choices," Cahiers d'Économie Politique, Programme National Persée, vol. 30(1), pages 187-226.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Karin Eliasson & Victoria Wibeck & Tina-Simone Neset, 2019. "Opportunities and Challenges for Meeting the UN 2030 Agenda in the Light of Global Change—A Case Study of Swedish Perspectives," Sustainability, MDPI, vol. 11(19), pages 1-17, September.
    2. Troullaki, Katerina & Rozakis, Stelios & Kostakis, Vasilis, 2021. "Bridging barriers in sustainability research: Α review from sustainability science to life cycle sustainability assessment," Ecological Economics, Elsevier, vol. 184(C).
    3. Alexandra Doernberg & Annette Piorr & Ingo Zasada & Dirk Wascher & Ulrich Schmutz, 2022. "Sustainability assessment of short food supply chains (SFSC): developing and testing a rapid assessment tool in one African and three European city regions," Agriculture and Human Values, Springer;The Agriculture, Food, & Human Values Society (AFHVS), vol. 39(3), pages 885-904, September.
    4. Daniel Coq-Huelva & Angie Higuchi & Rafaela Alfalla-Luque & Ricardo Burgos-Morán & Ruth Arias-Gutiérrez, 2017. "Co-Evolution and Bio-Social Construction: The Kichwa Agroforestry Systems ( Chakras ) in the Ecuadorian Amazonia," Sustainability, MDPI, vol. 9(10), pages 1-19, October.
    5. Hamid El Bilali, 2019. "Research on agro-food sustainability transitions: where are food security and nutrition?," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 11(3), pages 559-577, June.
    6. Hamid El Bilali, 2020. "Transition heuristic frameworks in research on agro-food sustainability transitions," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 22(3), pages 1693-1728, March.
    7. Ana Moragues-Faus & Alizée Marceau, 2018. "Measuring Progress in Sustainable Food Cities: An Indicators Toolbox for Action," Sustainability, MDPI, vol. 11(1), pages 1-17, December.
    8. Morgane Millet & François Casabianca, 2019. "Sharing Values for Changing Practices, a Lever for Sustainable Transformation? The Case of Farmers and Processors in Interaction within Localized Cheese Sectors," Sustainability, MDPI, vol. 11(17), pages 1-18, August.
    9. Christopher J Rosin & Katharine A Legun & Hugh Campbell & Marion Sautier, 2017. "From compliance to co-production: Emergent forms of agency in Sustainable Wine Production in New Zealand," Environment and Planning A, , vol. 49(12), pages 2780-2799, December.
    10. Morgane Millet & Valerie Keast & Stefano Gonano & François Casabianca, 2020. "Product Qualification as a Means of Identifying Sustainability Pathways for Place-Based Agri-Food Systems: The Case of the GI Corsican Grapefruit (France)," Sustainability, MDPI, vol. 12(17), pages 1-22, September.
    11. Leticia Canal Vieira & Silvia Serrao-Neumann & Michael Howes, 2019. "Local Action with a Global Vision: The Transformative Potential of Food Social Enterprises in Australia," Sustainability, MDPI, vol. 11(23), pages 1-16, November.
    12. Chiuhsiang Joe Lin & Remba Yanuar Efranto & Melina Andriani Santoso, 2021. "Identification of Workplace Social Sustainability Indicators Related to Employee Ergonomics Perception in Indonesian Industry," Sustainability, MDPI, vol. 13(19), pages 1-24, October.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Kuhmonen, Tuomas, 2017. "Exposing the attractors of evolving complex adaptive systems by utilising futures images: Milestones of the food sustainability journey," Technological Forecasting and Social Change, Elsevier, vol. 114(C), pages 214-225.
    2. Kern, Florian & Rogge, Karoline S. & Howlett, Michael, 2019. "Policy mixes for sustainability transitions: New approaches and insights through bridging innovation and policy studies," Research Policy, Elsevier, vol. 48(10).
    3. Galli, Francesca & Prosperi, Paolo & Favilli, Elena & D'Amico, Simona & Bartolini, Fabio & Brunori, Gianluca, 2020. "How can policy processes remove barriers to sustainable food systems in Europe? Contributing to a policy framework for agri-food transitions," Food Policy, Elsevier, vol. 96(C).
    4. Cheng Wang & Tao Lv & Rongjiang Cai & Jianfeng Xu & Liya Wang, 2022. "Bibliometric Analysis of Multi-Level Perspective on Sustainability Transition Research," Sustainability, MDPI, vol. 14(7), pages 1-31, March.
    5. Hamid El Bilali, 2020. "Transition heuristic frameworks in research on agro-food sustainability transitions," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 22(3), pages 1693-1728, March.
    6. Jordi Molas-Gallart & Alejandra Boni & Sandro Giachi & Johan Schot, 2021. "A formative approach to the evaluation of Transformative Innovation Policies [The Need for Reflexive Evaluation Approaches in Development Cooperation]," Research Evaluation, Oxford University Press, vol. 30(4), pages 431-442.
    7. Frank, Alejandro Germán & Gerstlberger, Wolfgang & Paslauski, Carolline Amaral & Lerman, Laura Visintainer & Ayala, Néstor Fabián, 2018. "The contribution of innovation policy criteria to the development of local renewable energy systems," Energy Policy, Elsevier, vol. 115(C), pages 353-365.
    8. Alexandra Doernberg & Annette Piorr & Ingo Zasada & Dirk Wascher & Ulrich Schmutz, 2022. "Sustainability assessment of short food supply chains (SFSC): developing and testing a rapid assessment tool in one African and three European city regions," Agriculture and Human Values, Springer;The Agriculture, Food, & Human Values Society (AFHVS), vol. 39(3), pages 885-904, September.
    9. Xu, Lei & Su, Jun, 2016. "From government to market and from producer to consumer: Transition of policy mix towards clean mobility in China," Energy Policy, Elsevier, vol. 96(C), pages 328-340.
    10. Jiang, Syuan-Yi, 2022. "Transition and innovation ecosystem – investigating technologies, focal actors, and institution in eHealth innovations," Technological Forecasting and Social Change, Elsevier, vol. 175(C).
    11. Sampsa Hyysalo & Jani Lukkarinen & Paula Kivimaa & Raimo Lovio & Armi Temmes & Mikael Hildén & Tatu Marttila & Karoliina Auvinen & Sofi Perikangas & Allu Pyhälammi & Janne Peljo & Kaisa Savolainen & L, 2019. "Developing Policy Pathways: Redesigning Transition Arenas for Mid-range Planning," Sustainability, MDPI, vol. 11(3), pages 1-22, January.
    12. Weiwei Li & Pingtao Yi & Danning Zhang, 2018. "Sustainability Evaluation of Cities in Northeastern China Using Dynamic TOPSIS-Entropy Methods," Sustainability, MDPI, vol. 10(12), pages 1-15, December.
    13. Antero Hirvensalo & Satu Teerikangas & Noelia-Sarah Reynolds & Helka Kalliomäki & Raine Mäntysalo & Hanna Mattila & Kaisa Granqvist, 2021. "Agency in Circular City Ecosystems—A Rationalities Perspective," Sustainability, MDPI, vol. 13(5), pages 1-15, February.
    14. Sibylle Bui & Ionara Costa & Olivier De Schutter & Tom Dedeurwaerdere & Marek Hudon & Marlene Feyereisen, 2019. "Systemic ethics and inclusive governance: two key prerequisites for sustainability transitions of agri-food systems," Agriculture and Human Values, Springer;The Agriculture, Food, & Human Values Society (AFHVS), vol. 36(2), pages 277-288, June.
    15. Markard, Jochen & Hoffmann, Volker H., 2016. "Analysis of complementarities: Framework and examples from the energy transition," Technological Forecasting and Social Change, Elsevier, vol. 111(C), pages 63-75.
    16. Verburg, René W. & Verberne, Emma & Negro, Simona O., 2022. "Accelerating the transition towards sustainable agriculture: The case of organic dairy farming in the Netherlands," Agricultural Systems, Elsevier, vol. 198(C).
    17. Cherunya, Pauline C. & Ahlborg, Helene & Truffer, Bernhard, 2020. "Anchoring innovations in oscillating domestic spaces: Why sanitation service offerings fail in informal settlements," Research Policy, Elsevier, vol. 49(1).
    18. Kuokkanen, A. & Nurmi, A. & Mikkilä, M. & Kuisma, M. & Kahiluoto, H. & Linnanen, L., 2018. "Agency in regime destabilization through the selection environment: The Finnish food system’s sustainability transition," Research Policy, Elsevier, vol. 47(8), pages 1513-1522.
    19. Veldhuizen, Caroline, 2020. "Smart Specialisation as a transition management framework: Driving sustainability-focused regional innovation policy?," Research Policy, Elsevier, vol. 49(6).
    20. Hilde Nykamp, 2020. "Policy Mix for a Transition to Sustainability: Green Buildings in Norway," Sustainability, MDPI, vol. 12(2), pages 1-17, January.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:9:y:2017:i:3:p:332-:d:91231. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.