IDEAS home Printed from https://ideas.repec.org/a/eee/ecolec/v83y2012icp32-41.html
   My bibliography  Save this article

A framework for evaluating collective action and informal institutional dynamics under a resource management policy of decentralization

Author

Listed:
  • Rahman, H.M. Tuihedur
  • Hickey, Gordon M.
  • Sarker, Swapan Kumar

Abstract

The decentralization of resource property rights has become an increasingly popular policy in many natural resource-dependent communities of the developing world. However, the success of this policy approach depends on both collective action and institutionalization. It is therefore important to evaluate collective action and institutionalization where the process of property rights decentralization is in progress. This paper presents a modified version of the Institutional Analysis and Development (IAD) Framework designed to analyze the decentralization of property rights and the collective action of community members to obtain these rights. It describes a three-phased framework for analyzing: i) the government property right decentralization policy, ii) the stock of capital assets in the community required to achieve property rights by initiating collective action, and iii) the development of an informal institution for effective property right distribution in the community. Finally, to demonstrate its utility to collective action research, we present a case study application of our modified framework to the fisheries property right decentralization policy of the Bangladesh government and the subsequent collective action of a wetland-dependent community.

Suggested Citation

  • Rahman, H.M. Tuihedur & Hickey, Gordon M. & Sarker, Swapan Kumar, 2012. "A framework for evaluating collective action and informal institutional dynamics under a resource management policy of decentralization," Ecological Economics, Elsevier, vol. 83(C), pages 32-41.
  • Handle: RePEc:eee:ecolec:v:83:y:2012:i:c:p:32-41
    DOI: 10.1016/j.ecolecon.2012.08.018
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0921800912003345
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.ecolecon.2012.08.018?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Paul Aligica, 2006. "Institutional and Stakeholder Mapping: Frameworks for Policy Analysis and Institutional Change," Public Organization Review, Springer, vol. 6(1), pages 79-90, March.
    2. Agrawal, Arun, 2001. "Common Property Institutions and Sustainable Governance of Resources," World Development, Elsevier, vol. 29(10), pages 1649-1672, October.
    3. Ahmed, Irina & Deaton, B. James & Sarker, Rakhal & Virani, Tasneem, 2008. "Wetland ownership and management in a common property resource setting: A case study of Hakaluki Haor in Bangladesh," Ecological Economics, Elsevier, vol. 68(1-2), pages 429-436, December.
    4. Edella Schlager & Elinor Ostrom, 1992. "Property-Rights Regimes and Natural Resources: A Conceptual Analysis," Land Economics, University of Wisconsin Press, vol. 68(3), pages 249-262.
    5. Krister Andersson & Elinor Ostrom, 2008. "Analyzing decentralized resource regimes from a polycentric perspective," Policy Sciences, Springer;Society of Policy Sciences, vol. 41(1), pages 71-93, March.
    6. Wackernagel, Mathis & Rees, William E., 1997. "Perceptual and structural barriers to investing in natural capital: Economics from an ecological footprint perspective," Ecological Economics, Elsevier, vol. 20(1), pages 3-24, January.
    7. Ostrom, Elinor & Walker, James & Gardner, Roy, 1992. "Covenants with and without a Sword: Self-Governance Is Possible," American Political Science Review, Cambridge University Press, vol. 86(2), pages 404-417, June.
    8. Ostrom, Elinor, 1995. "Self-organization and Social Capital," Industrial and Corporate Change, Oxford University Press and the Associazione ICC, vol. 4(1), pages 131-159.
    9. Ostrom, Elinor, 2009. "An Agenda for the Study of Institutions," Ekonomicheskaya Politika / Economic Policy, Russian Presidential Academy of National Economy and Public Administration, vol. 6, pages 89-110, December.
    10. Elinor Ostrom, 2000. "Collective Action and the Evolution of Social Norms," Journal of Economic Perspectives, American Economic Association, vol. 14(3), pages 137-158, Summer.
    11. Juan-Camilo Cardenas, 2000. "How Do Groups Solve Local Commons Dilemmas? Lessons from Experimental Economics in the Field," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 2(3), pages 305-322, September.
    12. Clark C. Gibson & Fabrice E. Lehoucq & John T. Williams, 2002. "Does Privatization Protect Natural Resources? Property Rights and Forests in Guatemala," Social Science Quarterly, Southwestern Social Science Association, vol. 83(1), pages 206-225, March.
    13. Uzawa,Hirofumi, 2008. "Economic Analysis of Social Common Capital," Cambridge Books, Cambridge University Press, number 9780521066495, September.
    14. Ostrom, Elinor, 2002. "Common-pool resources and institutions: Toward a revised theory," Handbook of Agricultural Economics, in: B. L. Gardner & G. C. Rausser (ed.), Handbook of Agricultural Economics, edition 1, volume 2, chapter 24, pages 1315-1339, Elsevier.
    15. Blaikie, Piers, 2006. "Is Small Really Beautiful? Community-based Natural Resource Management in Malawi and Botswana," World Development, Elsevier, vol. 34(11), pages 1942-1957, November.
    16. Agrawal, Arun & Gupta, Krishna, 2005. "Decentralization and Participation: The Governance of Common Pool Resources in Nepal's Terai," World Development, Elsevier, vol. 33(7), pages 1101-1114, July.
    17. Paavola, Jouni, 2007. "Institutions and environmental governance: A reconceptualization," Ecological Economics, Elsevier, vol. 63(1), pages 93-103, June.
    18. Justin Yifu Lin, 1989. "An Economic Theory of Institutional Change: Induced and Imposed Change," Cato Journal, Cato Journal, Cato Institute, vol. 9(1), pages 1-33, Spring/Su.
    19. Ishihara, Hiroe & Pascual, Unai, 2009. "Social capital in community level environmental governance: A critique," Ecological Economics, Elsevier, vol. 68(5), pages 1549-1562, March.
    20. Paul Seabright, 1993. "Managing Local Commons: Theoretical Issues in Incentive Design," Journal of Economic Perspectives, American Economic Association, vol. 7(4), pages 113-134, Fall.
    21. Gerber, Jean-David & Knoepfel, Peter & Nahrath, Stéphane & Varone, Frédéric, 2009. "Institutional Resource Regimes: Towards sustainability through the combination of property-rights theory and policy analysis," Ecological Economics, Elsevier, vol. 68(3), pages 798-809, January.
    22. Rudd, Murray A., 2004. "An institutional framework for designing and monitoring ecosystem-based fisheries management policy experiments," Ecological Economics, Elsevier, vol. 48(1), pages 109-124, January.
    23. Gibson, Clark C. & Williams, John T. & Ostrom, Elinor, 2005. "Local Enforcement and Better Forests," World Development, Elsevier, vol. 33(2), pages 273-284, February.
    24. Pranab Bardhan, 1993. "Symposium on Management of Local Commons," Journal of Economic Perspectives, American Economic Association, vol. 7(4), pages 87-92, Fall.
    25. Woolcock, Michael & Narayan, Deepa, 2000. "Social Capital: Implications for Development Theory, Research, and Policy," The World Bank Research Observer, World Bank, vol. 15(2), pages 225-249, August.
    26. Gibson, Clark C. & Andersson, Krister & Ostrom, The late Elinor & Shivakumar, Sujai, 2005. "The Samaritan's Dilemma: The Political Economy of Development Aid," OUP Catalogue, Oxford University Press, number 9780199278855.
    27. Nicolás L. Gutiérrez & Ray Hilborn & Omar Defeo, 2011. "Leadership, social capital and incentives promote successful fisheries," Nature, Nature, vol. 470(7334), pages 386-389, February.
    28. -, 1986. "Agenda = Agenda," Series Históricas 8749, Naciones Unidas Comisión Económica para América Latina y el Caribe (CEPAL).
    29. Arun Agrawal & Elinor Ostrom, 2001. "Collective Action, Property Rights, and Decentralization in Resource Use in India and Nepal," Politics & Society, , vol. 29(4), pages 485-514, December.
    30. Mukhopadhyay, Lekha, 2004. "Inequality, differential technology for resource extraction and voluntary collective action in commons," Ecological Economics, Elsevier, vol. 49(2), pages 215-230, June.
    31. Lupia, Arthur & Sin, Gisela, 2003. "Which Public Goods Are Endangered?: How Evolving Communication Technologies Affect The Logic of Collective Action," Public Choice, Springer, vol. 117(3-4), pages 315-331, December.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Tsen-Yao Chang & Yu-Cheng Lin, 2022. "The Effects of Atmosphere on Perceived Values and Customer Satisfaction toward the Theme Hotel: The Moderating Role of Green Practice Perception," Sustainability, MDPI, vol. 14(15), pages 1-19, July.
    2. Getnet, Kindie & Pfeifer, Catherine & MacAlister, Charlotte, 2014. "Economic incentives and natural resource management among small-scale farmers: Addressing the missing link," Ecological Economics, Elsevier, vol. 108(C), pages 1-7.
    3. H.M. Tuihedur Rahman & Gordon M. Hickey, 2020. "An Analytical Framework for Assessing Context-Specific Rural Livelihood Vulnerability," Sustainability, MDPI, vol. 12(14), pages 1-26, July.
    4. Cho Nam Ng & Raymond Yu Wang & Tianjie Zhao, 2013. "Joint Effects of Asymmetric Payoff and Reciprocity Mechanisms on Collective Cooperation in Water Sharing Interactions: A Game Theoretic Perspective," PLOS ONE, Public Library of Science, vol. 8(8), pages 1-11, August.
    5. Rahman, H.M. Tuihedur & Mia, Md. Ekhlas & Ford, James D. & Robinson, Brian E. & Hickey, Gordon M., 2018. "Livelihood exposure to climatic stresses in the north-eastern floodplains of Bangladesh," Land Use Policy, Elsevier, vol. 79(C), pages 199-214.
    6. Tuihedur Rahman, H.M. & Robinson, Brian E. & Ford, James D. & Hickey, Gordon M., 2018. "How Do Capital Asset Interactions Affect Livelihood Sensitivity to Climatic Stresses? Insights From the Northeastern Floodplains of Bangladesh," Ecological Economics, Elsevier, vol. 150(C), pages 165-176.
    7. Tri Sulistyaningsih & Achmad Nurmandi & Salahudin Salahudin & Ali Roziqin & Muhammad Kamil & Iradhad T. Sihidi & Ach. Apriyanto Romadhan & Mohammad Jafar Loilatu, 2021. "Public Policy Analysis on Watershed Governance in Indonesia," Sustainability, MDPI, vol. 13(12), pages 1-21, June.
    8. Adekola, Oluwafemi & Krigsholm, Pauliina & Riekkinen, Kirsikka, 2023. "Adapted institutional analysis and development framework for understanding customary land institutions in sub-Saharan Africa – A case study from Nigeria," Land Use Policy, Elsevier, vol. 131(C).
    9. Tam Nguyen & Tsunemi Watanabe, 2020. "Autonomous Motivation for the Successful Implementation of Waste Management Policy: An Examination Using an Adapted Institutional Analysis and Development Framework in Thua Thien Hue, Vietnam," Sustainability, MDPI, vol. 12(7), pages 1-30, March.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Elinor Ostrom, 2010. "Beyond Markets and States: Polycentric Governance of Complex Economic Systems," American Economic Review, American Economic Association, vol. 100(3), pages 641-672, June.
    2. Long, Hexing & de Jong, Wil & Yiwen, Zhang & Liu, Jinlong, 2021. "Institutional choices between private management and user group management during forest devolution: A case study of forest allocation in China," Forest Policy and Economics, Elsevier, vol. 132(C).
    3. Wang, Yahua & Chen, Chunliang & Araral, Eduardo, 2016. "The Effects of Migration on Collective Action in the Commons: Evidence from Rural China," World Development, Elsevier, vol. 88(C), pages 79-93.
    4. Andersson, Krister, 2013. "Local Governance of Forests and the Role of External Organizations: Some Ties Matter More Than Others," World Development, Elsevier, vol. 43(C), pages 226-237.
    5. Elinor Ostrom, 2014. "Do institutions for collective action evolve?," Journal of Bioeconomics, Springer, vol. 16(1), pages 3-30, April.
    6. Madrigal, Róger & Alpízar, Francisco & Schlüter, Achim, 2010. "Determinants of Performance of Drinking-Water Community Organizations: A Comparative Analysis of Case Studies in Rural Costa Rica," RFF Working Paper Series dp-10-03-efd, Resources for the Future.
    7. Coleman, Eric A. & Steed, Brian C., 2009. "Monitoring and sanctioning in the commons: An application to forestry," Ecological Economics, Elsevier, vol. 68(7), pages 2106-2113, May.
    8. Floriane Clement, 2010. "Analysing decentralised natural resource governance: proposition for a “politicised” institutional analysis and development framework," Policy Sciences, Springer;Society of Policy Sciences, vol. 43(2), pages 129-156, June.
    9. Yeboah-Assiamah, Emmanuel & Muller, Kobus & Domfeh, Kwame Ameyaw, 2017. "Institutional assessment in natural resource governance: A conceptual overview," Forest Policy and Economics, Elsevier, vol. 74(C), pages 1-12.
    10. Ostrom, Elinor & Basurto, Xavier, 2011. "Crafting analytical tools to study institutional change," Journal of Institutional Economics, Cambridge University Press, vol. 7(3), pages 317-343, September.
    11. Elinor Ostrom & Harini Nagendra, 2007. "Tenure alone is not sufficient: monitoring is essential," Environmental Economics and Policy Studies, Springer;Society for Environmental Economics and Policy Studies - SEEPS, vol. 8(3), pages 175-199, September.
    12. Chiara D’Alpaos & Michele Moretto & Paolo Rosato, 2023. "Common-Property Resource Exploitation: A Real Options Approach," Land, MDPI, vol. 12(7), pages 1-22, June.
    13. L. Jamila Haider & Benjamin Neusel & Garry D. Peterson & Maja Schlüter, 2019. "Past management affects success of current joint forestry management institutions in Tajikistan," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 21(5), pages 2183-2224, October.
    14. Poteete, Amy R. & Ostrom, Elinor, 2008. "Fifteen Years of Empirical Research on Collective Action in Natural Resource Management: Struggling to Build Large-N Databases Based on Qualitative Research," World Development, Elsevier, vol. 36(1), pages 176-195, January.
    15. Cavalcanti, Carina & Engel, Stefanie & Leibbrandt, Andreas, 2013. "Social integration, participation, and community resource management," Journal of Environmental Economics and Management, Elsevier, vol. 65(2), pages 262-276.
    16. Frey, Ulrich J. & Rusch, Hannes, 2014. "Modeling Ecological Success of Common Pool Resource Systems Using Large Datasets," World Development, Elsevier, vol. 59(C), pages 93-103.
    17. Steven E. Orchard & Lindsay C. Stringer & Claire H. Quinn, 2015. "Environmental Entitlements: Institutional Influence on Mangrove Social-Ecological Systems in Northern Vietnam," Resources, MDPI, vol. 4(4), pages 1-36, November.
    18. Liu, Ziming & Rommel, Jens & Feng, Shuyi, 2018. "Does It Pay to Participate in Decision-making? Survey Evidence on Land Co-management in Jiangsu Province, China," Ecological Economics, Elsevier, vol. 143(C), pages 199-209.
    19. Matthew W. McCarter & Shirli Kopelman & Thomas A. Turk & Candace E. Ybarra, 2012. "Too Many Cooks Spoil the Broth: How the tragedy of the anticommons emerges in organizations," Working Papers 12-14, Chapman University, Economic Science Institute.
    20. Gebreegziabher, Zenebe & Mekonnen, Alemu & Gebremedhin, Berhanu & Beyene, Abebe D., 2021. "Determinants of success of community forestry: Empirical evidence from Ethiopia," World Development, Elsevier, vol. 138(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:ecolec:v:83:y:2012:i:c:p:32-41. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/ecolecon .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.