IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v356y2024ics0306261923017208.html
   My bibliography  Save this article

Integrating active learning and semi-supervised learning for improved data-driven HVAC fault diagnosis performance

Author

Listed:
  • Fan, Cheng
  • Wu, Qiuting
  • Zhao, Yang
  • Mo, Like

Abstract

Data-driven methods have drawn increasing interests in HVAC fault diagnosis tasks due to their intrinsic advantages in making real-time automated decisions. To ensure the reliability of data-driven models, it is essential to prepare sufficient labeled data for predictive modeling. In practice, it can be very time-consuming and labor-intensive to determine the actual operating condition or label of each data sample (e.g., Normal or Faulty), making it highly challenging to develop robust data-driven solutions through conventional supervised learning methods. To tackle such challenges, this study proposes a data analytic framework to integrate active learning and semi-supervised learning to utilize massive unlabeled data for improved fault diagnosis performance. More specifically, five active learning methods have been tested to quantify their effectiveness in discovering valuable unlabeled data for expert labeling. Semi-supervised data-driven models have been developed to enable autonomous knowledge discovery from unlabeled building operational data through self-training protocols. Data experiments have been conducted to explore the separated and integrated values of active and semi-supervised learning. The results show that active learning can effectively identify valuable data samples for fault diagnosis and thereby, reducing approximately 50% labeling costs. Cost-effective combinatorial strategies have been derived to integrate active learning and semi-supervised learning for practical applications. The research outcomes are valuable for developing advanced data-driven solutions with substantial decreases in manual costs.

Suggested Citation

  • Fan, Cheng & Wu, Qiuting & Zhao, Yang & Mo, Like, 2024. "Integrating active learning and semi-supervised learning for improved data-driven HVAC fault diagnosis performance," Applied Energy, Elsevier, vol. 356(C).
  • Handle: RePEc:eee:appene:v:356:y:2024:i:c:s0306261923017208
    DOI: 10.1016/j.apenergy.2023.122356
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261923017208
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.apenergy.2023.122356?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Chen, Yimin & Wen, Jin & Pradhan, Ojas & Lo, L. James & Wu, Teresa, 2022. "Using discrete Bayesian networks for diagnosing and isolating cross-level faults in HVAC systems," Applied Energy, Elsevier, vol. 327(C).
    2. Guo, Yabin & Tan, Zehan & Chen, Huanxin & Li, Guannan & Wang, Jiangyu & Huang, Ronggeng & Liu, Jiangyan & Ahmad, Tanveer, 2018. "Deep learning-based fault diagnosis of variable refrigerant flow air-conditioning system for building energy saving," Applied Energy, Elsevier, vol. 225(C), pages 732-745.
    3. Chen, Zhelun & O’Neill, Zheng & Wen, Jin & Pradhan, Ojas & Yang, Tao & Lu, Xing & Lin, Guanjing & Miyata, Shohei & Lee, Seungjae & Shen, Chou & Chiosa, Roberto & Piscitelli, Marco Savino & Capozzoli, , 2023. "A review of data-driven fault detection and diagnostics for building HVAC systems," Applied Energy, Elsevier, vol. 339(C).
    4. Wen, Shuqing & Zhang, Weirong & Sun, Yifu & Li, Zhenxi & Huang, Boju & Bian, Shouguo & Zhao, Lin & Wang, Yan, 2023. "An enhanced principal component analysis method with Savitzky–Golay filter and clustering algorithm for sensor fault detection and diagnosis," Applied Energy, Elsevier, vol. 337(C).
    5. Zhao, Yang & Wang, Shengwei & Xiao, Fu, 2013. "Pattern recognition-based chillers fault detection method using Support Vector Data Description (SVDD)," Applied Energy, Elsevier, vol. 112(C), pages 1041-1048.
    6. Fan, Cheng & Lei, Yutian & Sun, Yongjun & Mo, Like, 2023. "Novel transformer-based self-supervised learning methods for improved HVAC fault diagnosis performance with limited labeled data," Energy, Elsevier, vol. 278(PB).
    7. Li, Bingxu & Cheng, Fanyong & Zhang, Xin & Cui, Can & Cai, Wenjian, 2021. "A novel semi-supervised data-driven method for chiller fault diagnosis with unlabeled data," Applied Energy, Elsevier, vol. 285(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Fan, Cheng & Chen, Ruikun & Mo, Jinhan & Liao, Longhui, 2024. "Personalized federated learning for cross-building energy knowledge sharing: Cost-effective strategies and model architectures," Applied Energy, Elsevier, vol. 362(C).
    2. Wenhao Lu & Wei Wang & Xuefei Qin & Zhiqiang Cai, 2024. "Enhancing Fault Diagnosis in Mechanical Systems with Graph Neural Networks Addressing Class Imbalance," Mathematics, MDPI, vol. 12(13), pages 1-22, July.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Chen, Zhelun & O’Neill, Zheng & Wen, Jin & Pradhan, Ojas & Yang, Tao & Lu, Xing & Lin, Guanjing & Miyata, Shohei & Lee, Seungjae & Shen, Chou & Chiosa, Roberto & Piscitelli, Marco Savino & Capozzoli, , 2023. "A review of data-driven fault detection and diagnostics for building HVAC systems," Applied Energy, Elsevier, vol. 339(C).
    2. Li, Tingting & Zhou, Yangze & Zhao, Yang & Zhang, Chaobo & Zhang, Xuejun, 2022. "A hierarchical object oriented Bayesian network-based fault diagnosis method for building energy systems," Applied Energy, Elsevier, vol. 306(PB).
    3. Simon P. Melgaard & Kamilla H. Andersen & Anna Marszal-Pomianowska & Rasmus L. Jensen & Per K. Heiselberg, 2022. "Fault Detection and Diagnosis Encyclopedia for Building Systems: A Systematic Review," Energies, MDPI, vol. 15(12), pages 1-50, June.
    4. Ren, Haoshan & Xu, Chengliang & Lyu, Yuanli & Ma, Zhenjun & Sun, Yongjun, 2023. "A thermodynamic-law-integrated deep learning method for high-dimensional sensor fault detection in diverse complex HVAC systems," Applied Energy, Elsevier, vol. 351(C).
    5. Ssembatya, Martin & Claridge, David E., 2024. "Quantitative fault detection and diagnosis methods for vapour compression chillers: Exploring the potential for field-implementation," Renewable and Sustainable Energy Reviews, Elsevier, vol. 197(C).
    6. Sun, Chunhua & Zhang, Haixiang & Cao, Shanshan & Xia, Guoqiang & Zhong, Jian & Wu, Xiangdong, 2023. "A hierarchical classifying and two-step training strategy for detection and diagnosis of anormal temperature in district heating system," Applied Energy, Elsevier, vol. 349(C).
    7. Jiong Yang & Fanyong Cheng & Maxwell Duodu & Miao Li & Chao Han, 2022. "High-Precision Fault Detection for Electric Vehicle Battery System Based on Bayesian Optimization SVDD," Energies, MDPI, vol. 15(22), pages 1-20, November.
    8. Gao, Yuan & Miyata, Shohei & Akashi, Yasunori, 2023. "How to improve the application potential of deep learning model in HVAC fault diagnosis: Based on pruning and interpretable deep learning method," Applied Energy, Elsevier, vol. 348(C).
    9. Fan, Cheng & Chen, Ruikun & Mo, Jinhan & Liao, Longhui, 2024. "Personalized federated learning for cross-building energy knowledge sharing: Cost-effective strategies and model architectures," Applied Energy, Elsevier, vol. 362(C).
    10. Du, Zhimin & Liang, Xinbin & Chen, Siliang & Zhu, Xu & Chen, Kang & Jin, Xinqiao, 2023. "Knowledge-infused deep learning diagnosis model with self-assessment for smart management in HVAC systems," Energy, Elsevier, vol. 263(PD).
    11. Fan, Cheng & Lei, Yutian & Sun, Yongjun & Mo, Like, 2023. "Novel transformer-based self-supervised learning methods for improved HVAC fault diagnosis performance with limited labeled data," Energy, Elsevier, vol. 278(PB).
    12. Zhao, Yang & Li, Tingting & Zhang, Xuejun & Zhang, Chaobo, 2019. "Artificial intelligence-based fault detection and diagnosis methods for building energy systems: Advantages, challenges and the future," Renewable and Sustainable Energy Reviews, Elsevier, vol. 109(C), pages 85-101.
    13. Shariq, M. Hasan & Hughes, Ben Richard, 2020. "Revolutionising building inspection techniques to meet large-scale energy demands: A review of the state-of-the-art," Renewable and Sustainable Energy Reviews, Elsevier, vol. 130(C).
    14. Liang, Xinbin & Zhu, Xu & Chen, Siliang & Jin, Xinqiao & Xiao, Fu & Du, Zhimin, 2023. "Physics-constrained cooperative learning-based reference models for smart management of chillers considering extrapolation scenarios," Applied Energy, Elsevier, vol. 349(C).
    15. Zhu, Xu & Zhang, Shuai & Jin, Xinqiao & Du, Zhimin, 2020. "Deep learning based reference model for operational risk evaluation of screw chillers for energy efficiency," Energy, Elsevier, vol. 213(C).
    16. Fei Mei & Yong Ren & Qingliang Wu & Chenyu Zhang & Yi Pan & Haoyuan Sha & Jianyong Zheng, 2018. "Online Recognition Method for Voltage Sags Based on a Deep Belief Network," Energies, MDPI, vol. 12(1), pages 1-16, December.
    17. Eom, Yong Hwan & Yoo, Jin Woo & Hong, Sung Bin & Kim, Min Soo, 2019. "Refrigerant charge fault detection method of air source heat pump system using convolutional neural network for energy saving," Energy, Elsevier, vol. 187(C).
    18. Chen, Jianli & Zhang, Liang & Li, Yanfei & Shi, Yifu & Gao, Xinghua & Hu, Yuqing, 2022. "A review of computing-based automated fault detection and diagnosis of heating, ventilation and air conditioning systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 161(C).
    19. Jie Yang & Zhimeng Dong & Huihan Yang & Yanyan Liu & Yunjie Wang & Fujiang Chen & Haifei Chen, 2022. "Numerical and Experimental Study on Thermal Comfort of Human Body by Split-Fiber Air Conditioner," Energies, MDPI, vol. 15(10), pages 1-24, May.
    20. Li, Jiangkuan & Lin, Meng & Wang, Bo & Tian, Ruifeng & Tan, Sichao & Li, Yankai & Chen, Junjie, 2024. "Open set recognition fault diagnosis framework based on convolutional prototype learning network for nuclear power plants," Energy, Elsevier, vol. 290(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:356:y:2024:i:c:s0306261923017208. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.