IDEAS home Printed from https://ideas.repec.org/a/spr/ssefpa/v10y2018i4d10.1007_s12571-018-0789-0.html
   My bibliography  Save this article

ScalA-FS: expert-based ex-ante assessments of local requirements and success potential of upgrading strategies for improving food security in rural Tanzania

Author

Listed:
  • Götz Uckert

    (Leibniz Centre for Agricultural Landscape Research (ZALF))

  • Frieder Graef

    (Leibniz Centre for Agricultural Landscape Research (ZALF))

  • Anja Faße

    (Weihenstephan-Triesdorf University of Applied Sciences)

  • Ludger Herrmann

    (University of Hohenheim)

  • Harry Hoffmann

    (Leibniz Centre for Agricultural Landscape Research (ZALF))

  • Frederick C. Kahimba

    (Sokoine University of Agriculture (SUA))

  • Luitfred Kissoly

    (Leibniz University Hannover)

  • Hannes J. König

    (Leibniz Centre for Agricultural Landscape Research (ZALF))

  • Christine Lambert

    (University of Hohenheim)

  • Henry Mahoo

    (Sokoine University of Agriculture (SUA))

  • Bashir Makoko

    (Agricultural Research Institute (ARI)- Ilonga)

  • Leon Mrosso

    (Agricultural Research Institute (ARI)- Hombolo)

  • Khamaldin D. Mutabazi

    (Sokoine University of Agriculture (SUA))

  • Lutengano Mwinuka

    (Sokoine University of Agriculture (SUA))

  • Meike P. Schäfer

    (Leibniz Centre for Agricultural Landscape Research (ZALF))

  • Jana Schindler

    (Leibniz Centre for Agricultural Landscape Research (ZALF))

  • Stefan Sieber

    (Leibniz Centre for Agricultural Landscape Research (ZALF))

  • Elirehema Swai

    (Agricultural Research Institute (ARI)- Hombolo)

  • Yusto M. Yustas

    (Sokoine University of Agriculture (SUA))

Abstract

Enhancing food security is the main goal of subsistence farmers, who are vulnerable to food insecurity in sub-Saharan Africa. Participatory research across food value chains (FVC) can help stabilize and enhance food security by developing upgrading strategies (UPS). However, prior to successful widespread adoption and geographical upscaling, such practices need in-depth understanding of their suitability in target areas and their particular local requirements. Ex-ante assessments of selected UPS were carried out by German and Tanzanian agricultural scientists using the “ScalA-FS” tool. The participating experts included those responsible for implementation. The tool aims to systematically evaluate, at the community level, UPS that have been successfully implemented elsewhere, evaluate their potential for dissemination, and identify entry points for adjustments during implementation. Assessment indicators were developed through a participatory process. UPS relate to a) natural resource management and crop production; b) food processing and bioenergy; c) income generation and market participation; and d) food consumption. Here we present the ScalA-FS assessment results on UPS suitability as well as on its implementation requirements. We focused on the local context needed to enable a productive collaboration between smallholder farmers and implementing research and/or development organizations. Implementation requirements for the selected UPS were assessed as generally low to medium, and projected suitability in most cases was high. Local knowledge and education (human capital) along with visible success after a short time were important criteria of success of UPS. Here, careful consideration of the challenges before and after implementation of UPS is suggested. ScalA-FS should be applied early in the implementation process of UPS in order to support adaptations and successful upscaling at other locations.

Suggested Citation

  • Götz Uckert & Frieder Graef & Anja Faße & Ludger Herrmann & Harry Hoffmann & Frederick C. Kahimba & Luitfred Kissoly & Hannes J. König & Christine Lambert & Henry Mahoo & Bashir Makoko & Leon Mrosso &, 2018. "ScalA-FS: expert-based ex-ante assessments of local requirements and success potential of upgrading strategies for improving food security in rural Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 10(4), pages 841-858, August.
    • Handle: RePEc:spr:ssefpa:v:10:y:2018:i:4:d:10.1007_s12571-018-0789-0
    DOI: 10.1007/s12571-018-0789-0
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s12571-018-0789-0
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.
    File URL: https://libkey.io/10.1007/s12571-018-0789-0?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Ruiz-Mercado, Ilse & Masera, Omar & Zamora, Hilda & Smith, Kirk R., 2011. "Adoption and sustained use of improved cookstoves," Energy Policy, Elsevier, vol. 39(12), pages 7557-7566.
    2. World Commission on Environment and Development,, 1987. "Our Common Future," OUP Catalogue, Oxford University Press, number 9780192820808.
    3. repec:bla:devpol:v:28:y:2010:i:2:p:195-216 is not listed on IDEAS
    4. Kshirsagar, Milind P. & Kalamkar, Vilas R., 2014. "A comprehensive review on biomass cookstoves and a systematic approach for modern cookstove design," Renewable and Sustainable Energy Reviews, Elsevier, vol. 30(C), pages 580-603.
    5. S. lópez-ridaura & H. Keulen & M. Ittersum & P. Leffelaar, 2005. "Multiscale Methodological Framework to Derive Criteria and Indicators for Sustainability Evaluation of Peasant Natural Resource Management Systems," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 7(1), pages 51-69, January.
    6. Poulton, Colin & Dorward, Andrew & Kydd, Jonathan, 2010. "The Future of Small Farms: New Directions for Services, Institutions, and Intermediation," World Development, Elsevier, vol. 38(10), pages 1413-1428, October.
    7. Asfaw, Abay & Admassie, Assefa, 2004. "The role of education on the adoption of chemical fertiliser under different socioeconomic environments in Ethiopia," Agricultural Economics, Blackwell, vol. 30(3), pages 215-228, May.
    8. Lambrecht, Isabel & Vanlauwe, Bernard & Merckx, Roel & Maertens, Miet, 2014. "Understanding the Process of Agricultural Technology Adoption: Mineral Fertilizer in Eastern DR Congo," World Development, Elsevier, vol. 59(C), pages 132-146.
    9. Fischer, Elisabeth & Qaim, Matin, 2012. "Linking Smallholders to Markets: Determinants and Impacts of Farmer Collective Action in Kenya," World Development, Elsevier, vol. 40(6), pages 1255-1268.
    10. von Braun, Joachim, 2007. "The world food situation: New driving forces and required actions," Food policy reports 18, International Food Policy Research Institute (IFPRI).
    11. Chambers, Robert, 1994. "Participatory rural appraisal (PRA): Analysis of experience," World Development, Elsevier, vol. 22(9), pages 1253-1268, September.
    12. repec:bla:devpol:v:28:y:2010:i:2:p:173-194 is not listed on IDEAS
    13. Chambers, Robert, 1994. "Participatory rural appraisal (PRA): Challenges, potentials and paradigm," World Development, Elsevier, vol. 22(10), pages 1437-1454, October.
    14. T. S. Mnimbo & J. Lyimo-Macha & J. K. Urassa & H. F. Mahoo & S. D. Tumbo & F. Graef, 2017. "Influence of gender on roles, choices of crop types and value chain upgrading strategies in semi-arid and sub-humid Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1173-1187, December.
    15. van Rooyen, Johan & Sigwele, Howard, 1998. "Towards regional food security in southern Africa: a (new) policy framework for the agricultural sector," Food Policy, Elsevier, vol. 23(6), pages 491-504, December.
    16. Frieder Graef & Götz Uckert & Jana Schindler & Hannes Jochen König & Hadijah A. Mbwana & Anja Fasse & Lutengano Mwinuka & Henry Mahoo & Laurent N. Kaburire & Paul Saidia & Yusto Mugisha Yustas & Valer, 2017. "Expert-based ex-ante assessments of potential social, ecological, and economic impacts of upgrading strategies for improving food security in rural Tanzania using the ScalA-FS approach," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1255-1270, December.
    17. Aune, Jens B. & Bationo, André, 2008. "Agricultural intensification in the Sahel - The ladder approach," Agricultural Systems, Elsevier, vol. 98(2), pages 119-125, September.
    18. Nzuma, Jonathan Makau & Waithaka, Michael & Mulwa, Richard Mbithi & Kyotalimye, Miriam & Nelson, Gerald, 2010. "Strategies for adapting to climate change in rural Sub-Saharan Africa: A review of data sources, Poverty Reduction Strategy Programs (PRSPs) and National Adaptation Plans for Agriculture (NAPAs) in AS," IFPRI discussion papers 1013, International Food Policy Research Institute (IFPRI).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Martha Swamila & Damas Philip & Adam Meshack Akyoo & Stefan Sieber & Mateete Bekunda & Anthony Anderson Kimaro, 2020. "Gliricidia Agroforestry Technology Adoption Potential in Selected Dryland Areas of Dodoma Region, Tanzania," Agriculture, MDPI, vol. 10(7), pages 1-17, July.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Frieder Graef & Götz Uckert & Jana Schindler & Hannes Jochen König & Hadijah A. Mbwana & Anja Fasse & Lutengano Mwinuka & Henry Mahoo & Laurent N. Kaburire & Paul Saidia & Yusto Mugisha Yustas & Valer, 2017. "Expert-based ex-ante assessments of potential social, ecological, and economic impacts of upgrading strategies for improving food security in rural Tanzania using the ScalA-FS approach," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1255-1270, December.
    2. Graef, F. & Uckert, G., 2018. "Gender determines scientists’ sustainability assessments of food-securing upgrading strategies," Land Use Policy, Elsevier, vol. 79(C), pages 84-93.
    3. García-Ponce, E. & Gómez-Macpherson, H. & Diallo, O. & Djibril, M. & Baba, C. & Porcel, O. & Mathieu, B. & Comas, J. & Mateos, L. & Connor, D.J., 2013. "Contribution of sorghum to productivity of small-holder irrigation schemes: On-farm research in the Senegal River Valley, Mauritania," Agricultural Systems, Elsevier, vol. 115(C), pages 72-82.
    4. Pretty, Jules N., 1995. "Participatory learning for sustainable agriculture," World Development, Elsevier, vol. 23(8), pages 1247-1263, August.
    5. Jana Schindler & Frieder Graef & Hannes Jochen König & Devotha Mchau, 2017. "Developing community-based food security criteria in rural Tanzania," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 9(6), pages 1285-1298, December.
    6. Orenstein, Daniel E. & Shach-Pinsley, Dalit, 2017. "A Comparative Framework for Assessing Sustainability Initiatives at the Regional Scale," World Development, Elsevier, vol. 98(C), pages 245-256.
    7. Dean Karlan & Bram Thuysbaert, 2019. "Targeting Ultra-Poor Households in Honduras and Peru," The World Bank Economic Review, World Bank, vol. 33(1), pages 63-94.
    8. Sylvester Ochieng Ogutu & Andrea Fongar & Theda Gödecke & Lisa Jäckering & Henry Mwololo & Michael Njuguna & Meike Wollni & Matin Qaim, 2020. "How to make farming and agricultural extension more nutrition-sensitive: evidence from a randomised controlled trial in Kenya [Agricultural extension: good intentions and hard realities]," European Review of Agricultural Economics, Oxford University Press and the European Agricultural and Applied Economics Publications Foundation, vol. 47(1), pages 95-118.
    9. Franks, Jeremy & Frater, Poppy, 2013. "Measuring agricultural sustainability at the farm-level: A pragmatic approach," International Journal of Agricultural Management, Institute of Agricultural Management, vol. 2(4), pages 1-19, July.
    10. Ross, Heather M. & Pine, Kathleen H. & Curran, Sarah & Augusta, Dawn, 2022. "Pathway mapping as a tool to address police use of force in behavioral health crisis," Social Science & Medicine, Elsevier, vol. 306(C).
    11. Chatterjee, Ira & Cornelissen, Joep & Wincent, Joakim, 2021. "Social entrepreneurship and values work: The role of practices in shaping values and negotiating change," Journal of Business Venturing, Elsevier, vol. 36(1).
    12. Chilombo, Andrew & Van Der Horst, Dan, 2021. "Livelihoods and coping strategies of local communities on previous customary land in limbo of commercial agricultural development: Lessons from the farm block program in Zambia," Land Use Policy, Elsevier, vol. 104(C).
    13. Zulu, Leo Charles & Adams, Ellis Adjei & Chikowo, Regis & Snapp, Sieglinde, 2018. "The role of community-based livestock management institutions in the adoption and scaling up of pigeon peas in Malawi," Food Policy, Elsevier, vol. 79(C), pages 141-155.
    14. Kwayu, Emmanuel J. & Sallu, Susannah M. & Paavola, Jouni, 2014. "Farmer participation in the equitable payments for watershed services in Morogoro, Tanzania," Ecosystem Services, Elsevier, vol. 7(C), pages 1-9.
    15. Thompson, John, 1995. "Participatory approaches in government bureaucracies: Facilitating the process of institutional change," World Development, Elsevier, vol. 23(9), pages 1521-1554, September.
    16. Gerard Olivar-Tost & Johnny Valencia-Calvo & Julián Andrés Castrillón-Gómez, 2020. "Towards Decision-Making for the Assessment and Prioritization of Green Projects: An Integration between System Dynamics and Participatory Modeling," Sustainability, MDPI, vol. 12(24), pages 1-23, December.
    17. Margitta Minah, 2022. "What is the influence of government programs on farmer organizations and their impacts? Evidence from Zambia," Annals of Public and Cooperative Economics, Wiley Blackwell, vol. 93(1), pages 29-53, March.
    18. Shane Cronin & Mike Petterson & Paul Taylor & Randall Biliki, 2004. "Maximising Multi-Stakeholder Participation in Government and Community Volcanic Hazard Management Programs; A Case Study from Savo, Solomon Islands," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 33(1), pages 105-136, September.
    19. Glyn Williams & Manoj Srivastava & Stuart Corbridge & René Véron, 2003. "Enhancing pro-poor governance in Eastern India: participation, politics and action research," Progress in Development Studies, , vol. 3(2), pages 159-178, April.
    20. Khandelwal, Meena & Hill, Matthew E. & Greenough, Paul & Anthony, Jerry & Quill, Misha & Linderman, Marc & Udaykumar, H.S., 2017. "Why Have Improved Cook-Stove Initiatives in India Failed?," World Development, Elsevier, vol. 92(C), pages 13-27.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:ssefpa:v:10:y:2018:i:4:d:10.1007_s12571-018-0789-0. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.