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Remaining useful life estimation via transformer encoder enhanced by a gated convolutional unit

Author

Listed:
  • Yu Mo

    (Tsinghua University
    Division of Information Science, Tsinghua Shenzhen International Graduate School)

  • Qianhui Wu

    (Tsinghua University)

  • Xiu Li

    (Division of Information Science, Tsinghua Shenzhen International Graduate School)

  • Biqing Huang

    (Tsinghua University)

Abstract

Remaining Useful Life (RUL) estimation is a fundamental task in the prognostic and health management (PHM) of industrial equipment and systems. To this end, we propose a novel approach for RUL estimation in this paper, based on deep neural architecture due to its great success in sequence learning. Specifically, we take the Transformer encoder as the backbone of our model to capture short- and long-term dependencies in a time sequence. Compared with convolutional neural network based methods, there is no limitation from the kernel size for a complete receptive field of all time steps. While compared with recurrent neural network based methods, we develop our model based on dot-product self-attention, enabling it to fully exploit parallel computation. Moreover, we further propose a gated convolutional unit to facilitate the model’s ability of incorporating local contexts at each time step, for the attention mechanism used in the Transformer encoder makes the output high-level features insensitive to local contexts. We conduct experiments on the C-MAPSS datasets and show that, the performance of our model is superior or comparable to those of other existing methods. We also carry out ablation studies and demonstrate the necessity and effectiveness of each component used in the proposed model.

Suggested Citation

  • Yu Mo & Qianhui Wu & Xiu Li & Biqing Huang, 2021. "Remaining useful life estimation via transformer encoder enhanced by a gated convolutional unit," Journal of Intelligent Manufacturing, Springer, vol. 32(7), pages 1997-2006, October.
  • Handle: RePEc:spr:joinma:v:32:y:2021:i:7:d:10.1007_s10845-021-01750-x
    DOI: 10.1007/s10845-021-01750-x
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    References listed on IDEAS

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    1. Listou Ellefsen, André & Bjørlykhaug, Emil & Æsøy, Vilmar & Ushakov, Sergey & Zhang, Houxiang, 2019. "Remaining useful life predictions for turbofan engine degradation using semi-supervised deep architecture," Reliability Engineering and System Safety, Elsevier, vol. 183(C), pages 240-251.
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    4. Yu, Wennian & Kim, II Yong & Mechefske, Chris, 2020. "An improved similarity-based prognostic algorithm for RUL estimation using an RNN autoencoder scheme," Reliability Engineering and System Safety, Elsevier, vol. 199(C).
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    Cited by:

    1. Wenyu Qu & Guici Chen & Tingting Zhang, 2022. "An Adaptive Noise Reduction Approach for Remaining Useful Life Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 15(19), pages 1-18, October.
    2. Pengcheng Xia & Yixiang Huang & Chengjin Qin & Chengliang Liu, 2024. "Towards prognostic generalization: a domain conditional invariance and specificity disentanglement network for remaining useful life prediction," Journal of Intelligent Manufacturing, Springer, vol. 35(7), pages 3459-3477, October.
    3. Kamei, Sayaka & Taghipour, Sharareh, 2023. "A comparison study of centralized and decentralized federated learning approaches utilizing the transformer architecture for estimating remaining useful life," Reliability Engineering and System Safety, Elsevier, vol. 233(C).
    4. Shi, Jiayu & Zhong, Jingshu & Zhang, Yuxuan & Xiao, Bin & Xiao, Lei & Zheng, Yu, 2024. "A dual attention LSTM lightweight model based on exponential smoothing for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 243(C).
    5. Arias Chao, Manuel & Kulkarni, Chetan & Goebel, Kai & Fink, Olga, 2022. "Fusing physics-based and deep learning models for prognostics," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    6. Xu, Dan & Xiao, Xiaoqi & Liu, Jie & Sui, Shaobo, 2023. "Spatio-temporal degradation modeling and remaining useful life prediction under multiple operating conditions based on attention mechanism and deep learning," Reliability Engineering and System Safety, Elsevier, vol. 229(C).
    7. Zhuang, Jichao & Jia, Minping & Ding, Yifei & Ding, Peng, 2021. "Temporal convolution-based transferable cross-domain adaptation approach for remaining useful life estimation under variable failure behaviors," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    8. Chen, Xi & Wang, Hui & Lu, Siliang & Xu, Jiawen & Yan, Ruqiang, 2023. "Remaining useful life prediction of turbofan engine using global health degradation representation in federated learning," Reliability Engineering and System Safety, Elsevier, vol. 239(C).
    9. Yu Mo & Liang Li & Biqing Huang & Xiu Li, 2023. "Few-shot RUL estimation based on model-agnostic meta-learning," Journal of Intelligent Manufacturing, Springer, vol. 34(5), pages 2359-2372, June.
    10. Li, Yuan & Li, Jingwei & Wang, Huanjie & Liu, Chengbao & Tan, Jie, 2024. "Knowledge enhanced ensemble method for remaining useful life prediction under variable working conditions," Reliability Engineering and System Safety, Elsevier, vol. 242(C).
    11. Zhang, Zhiyao & Chen, Xiaohui & Zio, Enrico & Li, Longxiao, 2023. "Multi-task learning boosted predictions of the remaining useful life of aero-engines under scenarios of working-condition shift," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    12. Yang, Zaoli & Shang, Wen-Long & Zhang, Haoran & Garg, Harish & Han, Chunjia, 2022. "Assessing the green distribution transformer manufacturing process using a cloud-based q-rung orthopair fuzzy multi-criteria framework," Applied Energy, Elsevier, vol. 311(C).
    13. Qiwu Zhu & Qingyu Xiong & Zhengyi Yang & Yang Yu, 2023. "A novel feature-fusion-based end-to-end approach for remaining useful life prediction," Journal of Intelligent Manufacturing, Springer, vol. 34(8), pages 3495-3505, December.
    14. Li, Yuanfu & Chen, Yao & Hu, Zhenchao & Zhang, Huisheng, 2023. "Remaining useful life prediction of aero-engine enabled by fusing knowledge and deep learning models," Reliability Engineering and System Safety, Elsevier, vol. 229(C).
    15. Shaojie Ai & Jia Song & Guobiao Cai, 2022. "Sequence-to-Sequence Remaining Useful Life Prediction of the Highly Maneuverable Unmanned Aerial Vehicle: A Multilevel Fusion Transformer Network Solution," Mathematics, MDPI, vol. 10(10), pages 1-23, May.
    16. Chen, Dingliang & Cai, Wei & Yu, Hangjun & Wu, Fei & Qin, Yi, 2023. "A novel transfer gear life prediction method by the cross-condition health indicator and nested hierarchical binary-valued network," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    17. Han Cheng & Xianguang Kong & Qibin Wang & Hongbo Ma & Shengkang Yang & Gaige Chen, 2023. "Deep transfer learning based on dynamic domain adaptation for remaining useful life prediction under different working conditions," Journal of Intelligent Manufacturing, Springer, vol. 34(2), pages 587-613, February.
    18. Chen, Chong & Liu, Ying & Sun, Xianfang & Cairano-Gilfedder, Carla Di & Titmus, Scott, 2021. "An integrated deep learning-based approach for automobile maintenance prediction with GIS data," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    19. Hasan Tercan & Tobias Meisen, 2022. "Machine learning and deep learning based predictive quality in manufacturing: a systematic review," Journal of Intelligent Manufacturing, Springer, vol. 33(7), pages 1879-1905, October.
    20. Jing Wang & Shubin Lyu & C. L. Philip Chen & Huimin Zhao & Zhengchun Lin & Pingsheng Quan, 2023. "SPRBF-ABLS: a novel attention-based broad learning systems with sparse polynomial-based radial basis function neural networks," Journal of Intelligent Manufacturing, Springer, vol. 34(4), pages 1779-1794, April.
    21. Zhang, Jiusi & Li, Xiang & Tian, Jilun & Luo, Hao & Yin, Shen, 2023. "An integrated multi-head dual sparse self-attention network for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 233(C).
    22. Lin, Yan-Hui & Chang, Liang & Guan, Lu-Xin, 2024. "Enhanced stochastic recurrent hybrid model for RUL Predictions via Semi-supervised learning," Reliability Engineering and System Safety, Elsevier, vol. 248(C).
    23. Isaac Kofi Nti & Adebayo Felix Adekoya & Benjamin Asubam Weyori & Owusu Nyarko-Boateng, 2022. "Applications of artificial intelligence in engineering and manufacturing: a systematic review," Journal of Intelligent Manufacturing, Springer, vol. 33(6), pages 1581-1601, August.
    24. Zhang, Yuru & Su, Chun & Wu, Jiajun & Liu, Hao & Xie, Mingjiang, 2024. "Trend-augmented and temporal-featured Transformer network with multi-sensor signals for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 241(C).

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