IDEAS home Printed from https://ideas.repec.org/a/spr/joinma/v32y2021i7d10.1007_s10845-021-01750-x.html
   My bibliography  Save this article

Remaining useful life estimation via transformer encoder enhanced by a gated convolutional unit

Author

Listed:
  • Yu Mo

    (Tsinghua University
    Division of Information Science, Tsinghua Shenzhen International Graduate School)

  • Qianhui Wu

    (Tsinghua University)

  • Xiu Li

    (Division of Information Science, Tsinghua Shenzhen International Graduate School)

  • Biqing Huang

    (Tsinghua University)

Abstract

Remaining Useful Life (RUL) estimation is a fundamental task in the prognostic and health management (PHM) of industrial equipment and systems. To this end, we propose a novel approach for RUL estimation in this paper, based on deep neural architecture due to its great success in sequence learning. Specifically, we take the Transformer encoder as the backbone of our model to capture short- and long-term dependencies in a time sequence. Compared with convolutional neural network based methods, there is no limitation from the kernel size for a complete receptive field of all time steps. While compared with recurrent neural network based methods, we develop our model based on dot-product self-attention, enabling it to fully exploit parallel computation. Moreover, we further propose a gated convolutional unit to facilitate the model’s ability of incorporating local contexts at each time step, for the attention mechanism used in the Transformer encoder makes the output high-level features insensitive to local contexts. We conduct experiments on the C-MAPSS datasets and show that, the performance of our model is superior or comparable to those of other existing methods. We also carry out ablation studies and demonstrate the necessity and effectiveness of each component used in the proposed model.

Suggested Citation

  • Yu Mo & Qianhui Wu & Xiu Li & Biqing Huang, 2021. "Remaining useful life estimation via transformer encoder enhanced by a gated convolutional unit," Journal of Intelligent Manufacturing, Springer, vol. 32(7), pages 1997-2006, October.
  • Handle: RePEc:spr:joinma:v:32:y:2021:i:7:d:10.1007_s10845-021-01750-x
    DOI: 10.1007/s10845-021-01750-x
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s10845-021-01750-x
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s10845-021-01750-x?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. A. Mosallam & K. Medjaher & N. Zerhouni, 2016. "Data-driven prognostic method based on Bayesian approaches for direct remaining useful life prediction," Journal of Intelligent Manufacturing, Springer, vol. 27(5), pages 1037-1048, October.
    2. Li, Xiang & Ding, Qian & Sun, Jian-Qiao, 2018. "Remaining useful life estimation in prognostics using deep convolution neural networks," Reliability Engineering and System Safety, Elsevier, vol. 172(C), pages 1-11.
    3. Listou Ellefsen, André & Bjørlykhaug, Emil & Æsøy, Vilmar & Ushakov, Sergey & Zhang, Houxiang, 2019. "Remaining useful life predictions for turbofan engine degradation using semi-supervised deep architecture," Reliability Engineering and System Safety, Elsevier, vol. 183(C), pages 240-251.
    4. García Nieto, P.J. & García-Gonzalo, E. & Sánchez Lasheras, F. & de Cos Juez, F.J., 2015. "Hybrid PSO–SVM-based method for forecasting of the remaining useful life for aircraft engines and evaluation of its reliability," Reliability Engineering and System Safety, Elsevier, vol. 138(C), pages 219-231.
    5. Yu, Wennian & Kim, II Yong & Mechefske, Chris, 2020. "An improved similarity-based prognostic algorithm for RUL estimation using an RNN autoencoder scheme," Reliability Engineering and System Safety, Elsevier, vol. 199(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Wenyu Qu & Guici Chen & Tingting Zhang, 2022. "An Adaptive Noise Reduction Approach for Remaining Useful Life Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 15(19), pages 1-18, October.
    2. Pengcheng Xia & Yixiang Huang & Chengjin Qin & Chengliang Liu, 2024. "Towards prognostic generalization: a domain conditional invariance and specificity disentanglement network for remaining useful life prediction," Journal of Intelligent Manufacturing, Springer, vol. 35(7), pages 3459-3477, October.
    3. Kamei, Sayaka & Taghipour, Sharareh, 2023. "A comparison study of centralized and decentralized federated learning approaches utilizing the transformer architecture for estimating remaining useful life," Reliability Engineering and System Safety, Elsevier, vol. 233(C).
    4. Zhang, Zhiyao & Chen, Xiaohui & Zio, Enrico & Li, Longxiao, 2023. "Multi-task learning boosted predictions of the remaining useful life of aero-engines under scenarios of working-condition shift," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    5. Yang, Zaoli & Shang, Wen-Long & Zhang, Haoran & Garg, Harish & Han, Chunjia, 2022. "Assessing the green distribution transformer manufacturing process using a cloud-based q-rung orthopair fuzzy multi-criteria framework," Applied Energy, Elsevier, vol. 311(C).
    6. Chen, Dingliang & Cai, Wei & Yu, Hangjun & Wu, Fei & Qin, Yi, 2023. "A novel transfer gear life prediction method by the cross-condition health indicator and nested hierarchical binary-valued network," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    7. Jing Wang & Shubin Lyu & C. L. Philip Chen & Huimin Zhao & Zhengchun Lin & Pingsheng Quan, 2023. "SPRBF-ABLS: a novel attention-based broad learning systems with sparse polynomial-based radial basis function neural networks," Journal of Intelligent Manufacturing, Springer, vol. 34(4), pages 1779-1794, April.
    8. Lin, Yan-Hui & Chang, Liang & Guan, Lu-Xin, 2024. "Enhanced stochastic recurrent hybrid model for RUL Predictions via Semi-supervised learning," Reliability Engineering and System Safety, Elsevier, vol. 248(C).
    9. Isaac Kofi Nti & Adebayo Felix Adekoya & Benjamin Asubam Weyori & Owusu Nyarko-Boateng, 2022. "Applications of artificial intelligence in engineering and manufacturing: a systematic review," Journal of Intelligent Manufacturing, Springer, vol. 33(6), pages 1581-1601, August.
    10. Shi, Jiayu & Zhong, Jingshu & Zhang, Yuxuan & Xiao, Bin & Xiao, Lei & Zheng, Yu, 2024. "A dual attention LSTM lightweight model based on exponential smoothing for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 243(C).
    11. Arias Chao, Manuel & Kulkarni, Chetan & Goebel, Kai & Fink, Olga, 2022. "Fusing physics-based and deep learning models for prognostics," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    12. Zhuang, Jichao & Jia, Minping & Ding, Yifei & Ding, Peng, 2021. "Temporal convolution-based transferable cross-domain adaptation approach for remaining useful life estimation under variable failure behaviors," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    13. Yu Mo & Liang Li & Biqing Huang & Xiu Li, 2023. "Few-shot RUL estimation based on model-agnostic meta-learning," Journal of Intelligent Manufacturing, Springer, vol. 34(5), pages 2359-2372, June.
    14. Han Cheng & Xianguang Kong & Qibin Wang & Hongbo Ma & Shengkang Yang & Gaige Chen, 2023. "Deep transfer learning based on dynamic domain adaptation for remaining useful life prediction under different working conditions," Journal of Intelligent Manufacturing, Springer, vol. 34(2), pages 587-613, February.
    15. Xu, Dan & Xiao, Xiaoqi & Liu, Jie & Sui, Shaobo, 2023. "Spatio-temporal degradation modeling and remaining useful life prediction under multiple operating conditions based on attention mechanism and deep learning," Reliability Engineering and System Safety, Elsevier, vol. 229(C).
    16. Li, Yuanfu & Chen, Yao & Hu, Zhenchao & Zhang, Huisheng, 2023. "Remaining useful life prediction of aero-engine enabled by fusing knowledge and deep learning models," Reliability Engineering and System Safety, Elsevier, vol. 229(C).
    17. Shaojie Ai & Jia Song & Guobiao Cai, 2022. "Sequence-to-Sequence Remaining Useful Life Prediction of the Highly Maneuverable Unmanned Aerial Vehicle: A Multilevel Fusion Transformer Network Solution," Mathematics, MDPI, vol. 10(10), pages 1-23, May.
    18. Chen, Chong & Liu, Ying & Sun, Xianfang & Cairano-Gilfedder, Carla Di & Titmus, Scott, 2021. "An integrated deep learning-based approach for automobile maintenance prediction with GIS data," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    19. Chen, Xi & Wang, Hui & Lu, Siliang & Xu, Jiawen & Yan, Ruqiang, 2023. "Remaining useful life prediction of turbofan engine using global health degradation representation in federated learning," Reliability Engineering and System Safety, Elsevier, vol. 239(C).
    20. Li, Yuan & Li, Jingwei & Wang, Huanjie & Liu, Chengbao & Tan, Jie, 2024. "Knowledge enhanced ensemble method for remaining useful life prediction under variable working conditions," Reliability Engineering and System Safety, Elsevier, vol. 242(C).
    21. Qiwu Zhu & Qingyu Xiong & Zhengyi Yang & Yang Yu, 2023. "A novel feature-fusion-based end-to-end approach for remaining useful life prediction," Journal of Intelligent Manufacturing, Springer, vol. 34(8), pages 3495-3505, December.
    22. Hasan Tercan & Tobias Meisen, 2022. "Machine learning and deep learning based predictive quality in manufacturing: a systematic review," Journal of Intelligent Manufacturing, Springer, vol. 33(7), pages 1879-1905, October.
    23. Zhang, Jiusi & Li, Xiang & Tian, Jilun & Luo, Hao & Yin, Shen, 2023. "An integrated multi-head dual sparse self-attention network for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 233(C).
    24. Zhang, Yuru & Su, Chun & Wu, Jiajun & Liu, Hao & Xie, Mingjiang, 2024. "Trend-augmented and temporal-featured Transformer network with multi-sensor signals for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 241(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Liu, Lu & Song, Xiao & Zhou, Zhetao, 2022. "Aircraft engine remaining useful life estimation via a double attention-based data-driven architecture," Reliability Engineering and System Safety, Elsevier, vol. 221(C).
    2. Costa, Nahuel & Sánchez, Luciano, 2022. "Variational encoding approach for interpretable assessment of remaining useful life estimation," Reliability Engineering and System Safety, Elsevier, vol. 222(C).
    3. Zhuang, Liangliang & Xu, Ancha & Wang, Xiao-Lin, 2023. "A prognostic driven predictive maintenance framework based on Bayesian deep learning," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    4. Bae, Jinwoo & Xi, Zhimin, 2022. "Learning of physical health timestep using the LSTM network for remaining useful life estimation," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    5. Xu, Dan & Xiao, Xiaoqi & Liu, Jie & Sui, Shaobo, 2023. "Spatio-temporal degradation modeling and remaining useful life prediction under multiple operating conditions based on attention mechanism and deep learning," Reliability Engineering and System Safety, Elsevier, vol. 229(C).
    6. Xu, Zhaoyi & Saleh, Joseph Homer, 2021. "Machine learning for reliability engineering and safety applications: Review of current status and future opportunities," Reliability Engineering and System Safety, Elsevier, vol. 211(C).
    7. Yan, Jianhai & He, Zhen & He, Shuguang, 2023. "Multitask learning of health state assessment and remaining useful life prediction for sensor-equipped machines," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    8. Xiong, Jiawei & Zhou, Jian & Ma, Yizhong & Zhang, Fengxia & Lin, Chenglong, 2023. "Adaptive deep learning-based remaining useful life prediction framework for systems with multiple failure patterns," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    9. He, Yuxuan & Su, Huai & Zio, Enrico & Peng, Shiliang & Fan, Lin & Yang, Zhaoming & Yang, Zhe & Zhang, Jinjun, 2023. "A systematic method of remaining useful life estimation based on physics-informed graph neural networks with multisensor data," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    10. Li, Tianmei & Pei, Hong & Si, Xiaosheng & Lei, Yaguo, 2023. "Prognosis for stochastic degrading systems with massive data: A data-model interactive perspective," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    11. Kong, Ziqian & Jin, Xiaohang & Xu, Zhengguo & Chen, Zian, 2023. "A contrastive learning framework enhanced by unlabeled samples for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    12. Azar, Kamyar & Hajiakhondi-Meybodi, Zohreh & Naderkhani, Farnoosh, 2022. "Semi-supervised clustering-based method for fault diagnosis and prognosis: A case study," Reliability Engineering and System Safety, Elsevier, vol. 222(C).
    13. Arias Chao, Manuel & Kulkarni, Chetan & Goebel, Kai & Fink, Olga, 2022. "Fusing physics-based and deep learning models for prognostics," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    14. Zio, Enrico, 2022. "Prognostics and Health Management (PHM): Where are we and where do we (need to) go in theory and practice," Reliability Engineering and System Safety, Elsevier, vol. 218(PA).
    15. Lin, Yan-Hui & Chang, Liang & Guan, Lu-Xin, 2024. "Enhanced stochastic recurrent hybrid model for RUL Predictions via Semi-supervised learning," Reliability Engineering and System Safety, Elsevier, vol. 248(C).
    16. Xiao, Lei & Tang, Junxuan & Zhang, Xinghui & Bechhoefer, Eric & Ding, Siyi, 2021. "Remaining useful life prediction based on intentional noise injection and feature reconstruction," Reliability Engineering and System Safety, Elsevier, vol. 215(C).
    17. Li, Yuanfu & Chen, Yao & Hu, Zhenchao & Zhang, Huisheng, 2023. "Remaining useful life prediction of aero-engine enabled by fusing knowledge and deep learning models," Reliability Engineering and System Safety, Elsevier, vol. 229(C).
    18. Marcin Witczak & Marcin Mrugalski & Bogdan Lipiec, 2021. "Remaining Useful Life Prediction of MOSFETs via the Takagi–Sugeno Framework," Energies, MDPI, vol. 14(8), pages 1-23, April.
    19. Kamei, Sayaka & Taghipour, Sharareh, 2023. "A comparison study of centralized and decentralized federated learning approaches utilizing the transformer architecture for estimating remaining useful life," Reliability Engineering and System Safety, Elsevier, vol. 233(C).
    20. Zhu, Yongmeng & Wu, Jiechang & Wu, Jun & Liu, Shuyong, 2022. "Dimensionality reduce-based for remaining useful life prediction of machining tools with multisensor fusion," Reliability Engineering and System Safety, Elsevier, vol. 218(PB).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:joinma:v:32:y:2021:i:7:d:10.1007_s10845-021-01750-x. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.