IDEAS home Printed from https://ideas.repec.org/a/spr/endesu/v24y2022i2d10.1007_s10668-021-01516-8.html
   My bibliography  Save this article

Livelihood vulnerability and climate change: a comparative analysis of smallholders in the Indo-Gangetic plains

Author

Listed:
  • Terese E. Venus

    (Technical University of Munich)

  • Stephanie Bilgram

    (Technical University of Munich)

  • Johannes Sauer

    (Technical University of Munich)

  • Arun Khatri-Chettri

    (University of Vermont)

Abstract

In the Indo-Gangetic Plains, one of India’s most productive agricultural regions, smallholder livelihood vulnerability can inhibit sustainable development. As there are significant differences in economic development, natural resources and agricultural productivity within the region, we estimate the Livelihood Vulnerability Index in two districts (Vaishali, Bihar and Karnal, Haryana) to determine suitable adaptation strategies under diverse conditions. To reflect different aspects of climate exposure, we include both self-reported climate shocks and spatially interpolated weather data. The assessment of 1127 households shows that while both districts have similar exposure and adaptive capacity levels, the sensitivity dimension makes Vaishali more vulnerable to climate change. To reduce sensitivity, decision-makers should focus on improving infrastructure (e.g., permanent housing, latrines, health centers, alternative energy sources). To improve adaptive capacity and reduce climate risk in both regions, policymakers should promote the expansion of extension training for livelihood diversification, information and communication technologies as well as conservation agriculture.

Suggested Citation

  • Terese E. Venus & Stephanie Bilgram & Johannes Sauer & Arun Khatri-Chettri, 2022. "Livelihood vulnerability and climate change: a comparative analysis of smallholders in the Indo-Gangetic plains," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 24(2), pages 1981-2009, February.
  • Handle: RePEc:spr:endesu:v:24:y:2022:i:2:d:10.1007_s10668-021-01516-8
    DOI: 10.1007/s10668-021-01516-8
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s10668-021-01516-8
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s10668-021-01516-8?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Megan Beckett & Julie Da Vanzo & Narayan Sastry & Constantijn Panis & Christine Peterson, 2001. "The Quality of Retrospective Data: An Examination of Long-Term Recall in a Developing Country," Journal of Human Resources, University of Wisconsin Press, vol. 36(3), pages 593-625.
    2. Reed, M.S. & Podesta, G. & Fazey, I. & Geeson, N. & Hessel, R. & Hubacek, K. & Letson, D. & Nainggolan, D. & Prell, C. & Rickenbach, M.G. & Ritsema, C. & Schwilch, G. & Stringer, L.C. & Thomas, A.D., 2013. "Combining analytical frameworks to assess livelihood vulnerability to climate change and analyse adaptation options," Ecological Economics, Elsevier, vol. 94(C), pages 66-77.
    3. Gopal Datt Bhatta & Pramod Kumar Aggarwal & Amit Kumar Shrivastava & Lindsay Sproule, 2016. "Is rainfall gradient a factor of livelihood diversification? Empirical evidence from around climatic hotspots in Indo-Gangetic Plains," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 18(6), pages 1657-1678, December.
    4. Roy Brouwer & Sonia Akter & Luke Brander & Enamul Haque, 2007. "Socioeconomic Vulnerability and Adaptation to Environmental Risk: A Case Study of Climate Change and Flooding in Bangladesh," Risk Analysis, John Wiley & Sons, vol. 27(2), pages 313-326, April.
    5. Steven Passel & Emanuele Massetti & Robert Mendelsohn, 2017. "A Ricardian Analysis of the Impact of Climate Change on European Agriculture," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 67(4), pages 725-760, August.
    6. Anu Susan Sam & Ranjit Kumar & Harald Kächele & Klaus Müller, 2017. "Vulnerabilities to flood hazards among rural households in India," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 88(2), pages 1133-1153, September.
    7. Salvatore Di Falco & Marcella Veronesi & Mahmud Yesuf, 2011. "Does Adaptation to Climate Change Provide Food Security? A Micro-Perspective from Ethiopia," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 93(3), pages 825-842.
    8. Frank Ellis, 1998. "Household strategies and rural livelihood diversification," Journal of Development Studies, Taylor & Francis Journals, vol. 35(1), pages 1-38.
    9. R. Varadan & Pramod Kumar, 2015. "Mapping agricultural vulnerability of Tamil Nadu, India to climate change: a dynamic approach to take forward the vulnerability assessment methodology," Climatic Change, Springer, vol. 129(1), pages 159-181, March.
    10. William D. Lastrapes & Ramaprasad Rajaram, 2016. "Gender, caste and poverty in India: evidence from the National Family Health Survey," Eurasian Economic Review, Springer;Eurasia Business and Economics Society, vol. 6(2), pages 153-171, August.
    11. Robin Leichenko & Karen O'Brien, 2002. "The Dynamics of Rural Vulnerability to Global Change: The Case of southern Africa," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 7(1), pages 1-18, March.
    12. Jikun Huang & Yangjie Wang & Jinxia Wang, 2015. "Farmers' Adaptation to Extreme Weather Events through Farm Management and Its Impacts on the Mean and Risk of Rice Yield in China," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 97(2), pages 602-617.
    13. Eno Amos & Uduak Akpan & Kehinde Ogunjobi, 2015. "Households’ perception and livelihood vulnerability to climate change in a coastal area of Akwa Ibom State, Nigeria," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 17(4), pages 887-908, August.
    14. Meenakshi, J. V. & Ray, Ranjan, 2002. "Impact of household size and family composition on poverty in rural India," Journal of Policy Modeling, Elsevier, vol. 24(6), pages 539-559, October.
    15. Monica Das Gupta & Jiang Zhenghua & Li Bohua & Xie Zhenming & Woojin Chung & Bae Hwa-Ok, 2003. "Why is Son preference so persistent in East and South Asia? a cross-country study of China, India and the Republic of Korea," Journal of Development Studies, Taylor & Francis Journals, vol. 40(2), pages 153-187.
    16. Dreze, Jean & Srinivasan, P. V., 1997. "Widowhood and poverty in rural India: Some inferences from household survey data," Journal of Development Economics, Elsevier, vol. 54(2), pages 217-234, December.
    17. Luni Piya & Niraj Prakash Joshi & Keshav Lall Maharjan, 2016. "Vulnerability of Chepang households to climate change and extremes in the Mid-Hills of Nepal," Climatic Change, Springer, vol. 135(3), pages 521-537, April.
    18. Susan L. Cutter & Bryan J. Boruff & W. Lynn Shirley, 2003. "Social Vulnerability to Environmental Hazards," Social Science Quarterly, Southwestern Social Science Association, vol. 84(2), pages 242-261, June.
    19. Astrud Lea Beringer & Jutamas Kaewsuk, 2018. "Emerging Livelihood Vulnerabilities in an Urbanizing and Climate Uncertain Environment for the Case of a Secondary City in Thailand," Sustainability, MDPI, vol. 10(5), pages 1-22, May.
    20. Mittal, Surabhi & Mehar, Mamta, 2012. "How Mobile Phones Contribute to Growth of Small Farmers? Evidence from India," Quarterly Journal of International Agriculture, Humboldt-Universitaat zu Berlin, vol. 51(3), pages 1-18, August.
    21. Kindie Tesfaye & Pramod K. Aggarwal & Fasil Mequanint & Paresh B. Shirsath & Clare M. Stirling & Arun Khatri-Chhetri & Dil Bahadur Rahut, 2017. "Climate Variability and Change in Bihar, India: Challenges and Opportunities for Sustainable Crop Production," Sustainability, MDPI, vol. 9(11), pages 1-22, November.
    22. Dagmar Schröter & Colin Polsky & Anthony Patt, 2005. "Assessing vulnerabilities to the effects of global change: an eight step approach," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 10(4), pages 573-595, October.
    23. Rajiv Pandey & ShashidharKumar Jha, 2012. "Climate vulnerability index - measure of climate change vulnerability to communities: a case of rural Lower Himalaya, India," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 17(5), pages 487-506, June.
    24. Johny, Judit & Wichmann, Bruno & Swallow, Brent M., 2017. "Characterizing social networks and their effects on income diversification in rural Kerala, India," World Development, Elsevier, vol. 94(C), pages 375-392.
    25. Sekar, I. & Pal, Suresh, 2012. "Rice and Wheat Crop Productivity in the Indo-Gangetic Plains of India: Changing Pattern of Growth and Future Strategies," Indian Journal of Agricultural Economics, Indian Society of Agricultural Economics, vol. 67(2), pages 1-15.
    26. Mosse, David, 2018. "Caste and development: Contemporary perspectives on a structure of discrimination and advantage," World Development, Elsevier, vol. 110(C), pages 422-436.
    27. Jenny C. Aker & Ishita Ghosh & Jenna Burrell, 2016. "The promise (and pitfalls) of ICT for agriculture initiatives," Agricultural Economics, International Association of Agricultural Economists, vol. 47(S1), pages 35-48, November.
    28. Erenstein, Olaf & Thorpe, William, 2011. "Livelihoods and agro-ecological gradients: A meso-level analysis in the Indo-Gangetic Plains, India," Agricultural Systems, Elsevier, vol. 104(1), pages 42-53, January.
    29. Gordon McBean & Caroline Rodgers, 2010. "Climate hazards and disasters: the need for capacity building," Wiley Interdisciplinary Reviews: Climate Change, John Wiley & Sons, vol. 1(6), pages 871-884, November.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. H.M. Tuihedur Rahman & Gordon M. Hickey, 2020. "An Analytical Framework for Assessing Context-Specific Rural Livelihood Vulnerability," Sustainability, MDPI, vol. 12(14), pages 1-26, July.
    2. Dao Duy Minh & Philippe Lebailly & Nguyen Dang Hao & Philippe Burny & Ho Thi Minh Hop, 2019. "The Dynamics of Livelihood Vulnerability Index at Farm Household Level: An Empirical Analysis of the Coastal Sandy Zone in Thua Thien Hue Province, Vietnam," International Journal of Economics and Financial Issues, Econjournals, vol. 9(5), pages 77-89.
    3. M. Rezaul Islam, 2018. "Climate Change, Natural Disasters and Socioeconomic Livelihood Vulnerabilities: Migration Decision Among the Char Land People in Bangladesh," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 136(2), pages 575-593, April.
    4. Mastronardi, Luigi & Cavallo, Aurora & Romagnoli, Luca, 2022. "A novel composite environmental fragility index to analyse Italian ecoregions’ vulnerability," Land Use Policy, Elsevier, vol. 122(C).
    5. Min, Shi & Liu, Min & Huang, Jikun, 2020. "Does the application of ICTs facilitate rural economic transformation in China? Empirical evidence from the use of smartphones among farmers," Journal of Asian Economics, Elsevier, vol. 70(C).
    6. Qianqian Chen & Chao Zhang & Ruifa Hu & Shengyang Sun, 2022. "Can Information from the Internet Improve Grain Technical Efficiency? New Evidence from Rice Production in China," Agriculture, MDPI, vol. 12(12), pages 1-16, December.
    7. Yi Ge & Wen Dou & Ning Liu, 2017. "Planning Resilient and Sustainable Cities: Identifying and Targeting Social Vulnerability to Climate Change," Sustainability, MDPI, vol. 9(8), pages 1-19, August.
    8. Elia A Machado & Samuel Ratick, 2018. "Implications of indicator aggregation methods for global change vulnerability reduction efforts," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 23(7), pages 1109-1141, October.
    9. Md Omar Faruk & Keshav Lall Maharjan, 2022. "Impact of Farmers’ Participation in Community-Based Organizations on Adoption of Flood Adaptation Strategies: A Case Study in a Char-Land Area of Sirajganj District Bangladesh," Sustainability, MDPI, vol. 14(14), pages 1-20, July.
    10. Priyanka Julka & Sukanya Das, 2015. "Female Headed Households and Poverty: Analysis using Household level data," Working Papers 2015-133, Madras School of Economics,Chennai,India.
    11. William D. Lastrapes & Ramaprasad Rajaram, 2016. "Gender, caste and poverty in India: evidence from the National Family Health Survey," Eurasian Economic Review, Springer;Eurasia Business and Economics Society, vol. 6(2), pages 153-171, August.
    12. Soumya Dasgupta & Ruchi Badola, 2020. "Indicator-Based Assessment of Resilience and Vulnerability in the Indian Himalayan Region: A Case Study on Socio-Economy under Different Scenarios," Sustainability, MDPI, vol. 12(17), pages 1-20, August.
    13. S. Eriksen & P. Kelly, 2007. "Developing Credible Vulnerability Indicators for Climate Adaptation Policy Assessment," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 12(4), pages 495-524, May.
    14. Zhu, Xiaoke & Hu, Ruifa & Zhang, Chao & Shi, Guanming, 2021. "Does Internet use improve technical efficiency? Evidence from apple production in China," Technological Forecasting and Social Change, Elsevier, vol. 166(C).
    15. Thennakoon, Jayanthi & Findlay, Christopher & Huang, Jikun & Wang, Jinxia, 2020. "Management adaptation to flood in Guangdong Province in China: Do property rights Matter?," World Development, Elsevier, vol. 127(C).
    16. Kamaldeen Mohammed & Evans Batung & Moses Kansanga & Hanson Nyantakyi-Frimpong & Isaac Luginaah, 2021. "Livelihood diversification strategies and resilience to climate change in semi-arid northern Ghana," Climatic Change, Springer, vol. 164(3), pages 1-23, February.
    17. Akanksha Srivastava & Sanjay Mohanty, 2012. "Poverty Among Elderly in India," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 109(3), pages 493-514, December.
    18. Oginni, Ayodeji & Ahonsi, Babatunde & Ukwuije, Francis, 2013. "Are female-headed households typically poorer than male-headed households in Nigeria?," Journal of Behavioral and Experimental Economics (formerly The Journal of Socio-Economics), Elsevier, vol. 45(C), pages 132-137.
    19. Huang, Kaixing & Wang, Jinxia & Huang, Jikun & Findlay, Christopher, 2018. "The potential benefits of agricultural adaptation to warming in China in the long run," Environment and Development Economics, Cambridge University Press, vol. 23(2), pages 139-160, April.
    20. Stefan Kienberger & Thomas Blaschke & Rukhe Zaidi, 2013. "A framework for spatio-temporal scales and concepts from different disciplines: the ‘vulnerability cube’," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 68(3), pages 1343-1369, September.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:endesu:v:24:y:2022:i:2:d:10.1007_s10668-021-01516-8. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.