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Row mixture-based clustering with covariates for ordinal responses

Author

Listed:
  • Kemmawadee Preedalikit

    (University of Phayao)

  • Daniel Fernández

    (Universitat Politècnica de Catalunya · BarcelonaTech (UPC)
    Institute of Mathematics of UPC - BarcelonaTech (IMTech))

  • Ivy Liu

    (Victoria University of Wellington)

  • Louise McMillan

    (Victoria University of Wellington)

  • Marta Nai Ruscone

    (University of Genoa)

  • Roy Costilla

    (AgResearch Limited, Ruakura Research Centre)

Abstract

Existing methods can perform likelihood-based clustering on a multivariate data matrix of ordinal data, using finite mixtures to cluster the rows (observations) of the matrix. These models can incorporate the main effects of individual rows and columns, as well as cluster effects, to model the matrix of responses. However, many real-world applications also include available covariates, which provide insights into the main characteristics of the clusters and determine clustering structures based on both the individuals’ similar patterns of responses and the effects of the covariates on the individuals' responses. In our research we have extended the mixture-based models to include covariates and test what effect this has on the resulting clustering structures. We focus on clustering the rows of the data matrix, using the proportional odds cumulative logit model for ordinal data. We fit the models using the Expectation-Maximization algorithm and assess performance using a simulation study. We also illustrate an application of the models to the well-known arthritis clinical trial data set.

Suggested Citation

  • Kemmawadee Preedalikit & Daniel Fernández & Ivy Liu & Louise McMillan & Marta Nai Ruscone & Roy Costilla, 2024. "Row mixture-based clustering with covariates for ordinal responses," Computational Statistics, Springer, vol. 39(5), pages 2511-2555, July.
    • Handle: RePEc:spr:compst:v:39:y:2024:i:5:d:10.1007_s00180-023-01387-9
    DOI: 10.1007/s00180-023-01387-9
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    References listed on IDEAS

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