Predictive representations can link model-based reinforcement learning to model-free mechanisms

Humans and animals are capable of evaluating actions by considering their long-run future rewards through a process described using model-based reinforcement learning (RL) algorithms. The mechanisms by which neural circuits perform the computations prescribed by model-based RL remain largely unknown; however, multiple lines of evidence suggest that neural circuits supporting model-based behavior are structurally homologous to and overlapping with those thought to carry out model-free temporal difference (TD) learning. Here, we lay out a family of approaches by which model-based computation may be built upon a core of TD learning. The foundation of this framework is the successor representation, a predictive state representation that, when combined with TD learning of value predictions, can produce a subset of the behaviors associated with model-based learning, while requiring less decision-time computation than dynamic programming. Using simulations, we delineate the precise behavioral capabilities enabled by evaluating actions using this approach, and compare them to those demonstrated by biological organisms. We then introduce two new algorithms that build upon the successor representation while progressively mitigating its limitations. Because this framework can account for the full range of observed putatively model-based behaviors while still utilizing a core TD framework, we suggest that it represents a neurally plausible family of mechanisms for model-based evaluation.Author summary: According to standard models, when confronted with a choice, animals and humans rely on two separate, distinct processes to come to a decision. One process deliberatively evaluates the consequences of each candidate action and is thought to underlie the ability to flexibly come up with novel plans. The other process gradually increases the propensity to perform behaviors that were previously successful and is thought to underlie automatically executed, habitual reflexes. Although computational principles and animal behavior support this dichotomy, at the neural level, there is little evidence supporting a clean segregation. For instance, although dopamine—famously implicated in drug addiction and Parkinson’s disease—currently only has a well-defined role in the automatic process, evidence suggests that it also plays a role in the deliberative process. In this work, we present a computational framework for resolving this mismatch. We show that the types of behaviors associated with either process could result from a common learning mechanism applied to different strategies for how populations of neurons could represent candidate actions. In addition to demonstrating that this account can produce the full range of flexible behavior observed in the empirical literature, we suggest experiments that could detect the various approaches within this framework.