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Federal criminal sentencing: race-based disparate impact and differential treatment in judicial districts

Author

Listed:
  • Chad M. Topaz

    (Williams College
    Institute for the Quantitative Study of Inclusion, Diversity, and Equity
    University of Colorado)

  • Shaoyang Ning

    (Williams College)

  • Maria-Veronica Ciocanel

    (Institute for the Quantitative Study of Inclusion, Diversity, and Equity
    Duke University)

  • Shawn Bushway

    (The RAND Corporation
    State University of New York)

Abstract

Race-based inequity in federal criminal sentencing is widely acknowledged, and yet our understanding of it is far from complete. Inequity may arise from several sources, including direct bias of courtroom actors and structural bias that produces racially disparate impacts. Irrespective of these sources, inequity may also originate from different loci within the federal system. We bring together the questions of the sources and loci of inequity. The purpose of our study is to quantify race-based disparate impact and differential treatment at the national level and at the level of individual federal judicial districts. We analyze over one-half million sentencing records publicly available from the United States Sentencing Commission database, spanning the years 2006 to 2020. At the system-wide level, Black and Hispanic defendants receive average sentences that are approximately 19 months longer and 5 months longer, respectively. Demographic factors and sentencing guideline elements account for nearly 17 of the 19 months for Black defendants and all five of the months for Hispanic defendants, demonstrating the disparate impact of the system at the national level. At the individual district level, even after controlling for each district’s unique demographics and implementation of sentencing factors, 14 districts show significant differences for minoritized defendants as compared to white ones. These unexplained differences are evidence of possible differential treatment by judges, prosecutors, and defense attorneys.

Suggested Citation

  • Chad M. Topaz & Shaoyang Ning & Maria-Veronica Ciocanel & Shawn Bushway, 2023. "Federal criminal sentencing: race-based disparate impact and differential treatment in judicial districts," Palgrave Communications, Palgrave Macmillan, vol. 10(1), pages 1-10, December.
  • Handle: RePEc:pal:palcom:v:10:y:2023:i:1:d:10.1057_s41599-023-01879-5
    DOI: 10.1057/s41599-023-01879-5
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    References listed on IDEAS

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    1. M. Marit Rehavi & Sonja B. Starr, 2014. "Racial Disparity in Federal Criminal Sentences," Journal of Political Economy, University of Chicago Press, vol. 122(6), pages 1320-1354.
    2. Shawn D. Bushway & Anne Morrison Piehl, 2011. "Location, Location, Location: The Impact of Guideline Grid Location on the Value of Sentencing Enhancements," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 8(s1), pages 222-238, December.
    3. David Arnold & Will Dobbie & Crystal S Yang, 2018. "Racial Bias in Bail Decisions," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 133(4), pages 1885-1932.
    4. Crystal S. Yang, 2015. "Free at Last? Judicial Discretion and Racial Disparities in Federal Sentencing," The Journal of Legal Studies, University of Chicago Press, vol. 44(1), pages 75-111.
    5. Mustard, David B, 2001. "Racial, Ethnic, and Gender Disparities in Sentencing: Evidence from the U.S. Federal Courts," Journal of Law and Economics, University of Chicago Press, vol. 44(1), pages 285-314, April.
    6. David S. Abrams & Marianne Bertrand & Sendhil Mullainathan, 2012. "Do Judges Vary in Their Treatment of Race?," The Journal of Legal Studies, University of Chicago Press, vol. 41(2), pages 347-383.
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