IDEAS home Printed from https://ideas.repec.org/a/pal/eurjdr/v29y2017i5d10.1057_s41287-016-0074-z.html
   My bibliography  Save this article

Value Chain Upgrading and the Inclusion of Smallholders in Markets: Reflections on Contributions of Multi-Stakeholder Processes in Dairy Development in Tanzania

Author

Listed:
  • Catherine Kilelu

    (Wageningen University)

  • Laurens Klerkx

    (Wageningen University)

  • Amos Omore

    (ILRI-Tanzania)

  • Isabelle Baltenweck

    (ILRI-Kenya)

  • Cees Leeuwis

    (Wageningen University)

  • Julius Githinji

    (ILRI-Kenya)

Abstract

Increasingly, value chain approaches are integrated with multi-stakeholder processes to facilitate inclusive innovation and value chain upgrading of smallholders. This pathway to smallholder integration into agri-food markets has received limited analysis. This article analyses this integration through a case study of an ongoing smallholder dairy development programme in Tanzania. Value chain upgrading and innovation systems perspectives were combined in an analytical framework to interpret the findings, which show that multi-stakeholder processes enhance horizontal and vertical coordination but limit process and product upgrading. The main conclusion is that, although such processes may catalyze smallholder market inclusion, their effects are largely bounded by existing value chain structures (e.g. production system, fragmented markets), timeframe and how prevailing institutional constraints are addressed, which may constrain the intentions of such collaboration action. This calls attention to the starting points of value chain interventions and the socio-political dynamics that are part of multi-stakeholder processes.

Suggested Citation

  • Catherine Kilelu & Laurens Klerkx & Amos Omore & Isabelle Baltenweck & Cees Leeuwis & Julius Githinji, 2017. "Value Chain Upgrading and the Inclusion of Smallholders in Markets: Reflections on Contributions of Multi-Stakeholder Processes in Dairy Development in Tanzania," The European Journal of Development Research, Palgrave Macmillan;European Association of Development Research and Training Institutes (EADI), vol. 29(5), pages 1102-1121, November.
    • Handle: RePEc:pal:eurjdr:v:29:y:2017:i:5:d:10.1057_s41287-016-0074-z
    DOI: 10.1057/s41287-016-0074-z
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1057/s41287-016-0074-z
    File Function: Abstract
    Download Restriction: Access to full text is restricted to subscribers.
    File URL: https://libkey.io/10.1057/s41287-016-0074-z?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Giuliani, Elisa & Pietrobelli, Carlo & Rabellotti, Roberta, 2005. "Upgrading in Global Value Chains: Lessons from Latin American Clusters," World Development, Elsevier, vol. 33(4), pages 549-573, April.
    2. Seife Ayele & Alan Duncan & Asamoah Larbi & Truong Tan Khanh, 2012. "Enhancing innovation in livestock value chains through networks: Lessons from fodder innovation case studies in developing countries," Science and Public Policy, Oxford University Press, vol. 39(3), pages 333-346, April.
    3. Poole, Nigel D. & Chitundu, Maureen & Msoni, Ronald, 2013. "Commercialisation: A meta-approach for agricultural development among smallholder farmers in Africa?," Food Policy, Elsevier, vol. 41(C), pages 155-165.
    4. Verena Bitzer & Pieter Glasbergen & Bas Arts, 2013. "Exploring the potential of intersectoral partnerships to improve the position of farmers in global agrifood chains: findings from the coffee sector in Peru," Agriculture and Human Values, Springer;The Agriculture, Food, & Human Values Society (AFHVS), vol. 30(1), pages 5-20, March.
    5. Mirjam A F Ros-Tonen & Yves-Pierre Benoît Van Leynseele & Anna Laven & Terry Sunderland, 2015. "Landscapes of Social Inclusion: Inclusive Value-Chain Collaboration Through the Lenses of Food Sovereignty and Landscape Governance," The European Journal of Development Research, Palgrave Macmillan;European Association of Development Research and Training Institutes (EADI), vol. 27(4), pages 523-540, September.
    6. Kilelu, Catherine W. & Klerkx, Laurens & Leeuwis, Cees, 2013. "Unravelling the role of innovation platforms in supporting co-evolution of innovation: Contributions and tensions in a smallholder dairy development programme," Agricultural Systems, Elsevier, vol. 118(C), pages 65-77.
    7. Beth Cullen & Josephine Tucker & Katherine Snyder & Zelalem Lema & Alan Duncan, 2014. "An analysis of power dynamics within innovation platforms for natural resource management," Innovation and Development, Taylor & Francis Journals, vol. 4(2), pages 259-275, October.
    8. Hounkonnou, Dominique & Kossou, Dansou & Kuyper, Thomas W. & Leeuwis, Cees & Nederlof, E. Suzanne & Röling, Niels & Sakyi-Dawson, Owuraku & Traoré, Mamoudou & van Huis, Arnold, 2012. "An innovation systems approach to institutional change: Smallholder development in West Africa," Agricultural Systems, Elsevier, vol. 108(C), pages 74-83.
    9. Proctor, Felicity J. & Vorley, Bill, 2008. "Innovation in Business Models and Chainwide Learning for Market Inclusion of Smallholder Producers," BANWA: A Multidisciplinary Journal, University of the Philippines Mindanao, vol. 8(2), pages 1-17.
    10. Poulton, Colin & Dorward, Andrew & Kydd, Jonathan, 2010. "The Future of Small Farms: New Directions for Services, Institutions, and Intermediation," World Development, Elsevier, vol. 38(10), pages 1413-1428, October.
    11. C. Martin Webber & Patrick Labaste, 2010. "Building Competitiveness in Africa's Agriculture : A Guide to Value Chain Concepts and Applications," World Bank Publications - Books, The World Bank Group, number 2401.
    12. Kees Swaans & Birgit Boogaard & Ramkumar Bendapudi & Hailemichael Taye & Saskia Hendrickx & Laurens Klerkx, 2014. "Operationalizing inclusive innovation: lessons from innovation platforms in livestock value chains in India and Mozambique," Innovation and Development, Taylor & Francis Journals, vol. 4(2), pages 239-257, October.
    13. Trienekens, Jacques H., 2011. "Agricultural Value Chains in Developing Countries A Framework for Analysis," International Food and Agribusiness Management Review, International Food and Agribusiness Management Association, vol. 14(2), pages 1-32, May.
    14. Joyeeta Gupta & Nicky R M Pouw & Mirjam A F Ros-Tonen, 2015. "Towards an Elaborated Theory of Inclusive Development," The European Journal of Development Research, Palgrave Macmillan;European Association of Development Research and Training Institutes (EADI), vol. 27(4), pages 541-559, September.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Dieuwke Lamers & Marc Schut & Laurens Klerkx & Piet van Asten, 2017. "Compositional dynamics of multilevel innovation platforms in agricultural research for development," Science and Public Policy, Oxford University Press, vol. 44(6), pages 739-752.
    2. Lema, Zelalem & Lobry de Bruyn, Lisa A. & Marshall, Graham R. & Roschinsky, Romana & Duncan, Alan J., 2021. "Multilevel innovation platforms for development of smallholder livestock systems: How effective are they?," Agricultural Systems, Elsevier, vol. 189(C).
    3. Christopher Agyekumhene & Jasper R. de Vries & Annemarie van Paassen & Marc Schut & Phil MacNaghten, 2020. "Making Smallholder Value Chain Partnerships Inclusive: Exploring Digital Farm Monitoring through Farmer Friendly Smartphone Platforms," Sustainability, MDPI, vol. 12(11), pages 1-16, June.
    4. Colleen M. Eidt & Laxmi P. Pant & Gordon M. Hickey, 2020. "Platform, Participation, and Power: How Dominant and Minority Stakeholders Shape Agricultural Innovation," Sustainability, MDPI, vol. 12(2), pages 1-21, January.
    5. Matias Ramirez & Ian Clarke & Laurens Klerkx, 2018. "Analysing intermediary organisations and their influence on upgrading in emerging agricultural clusters," Environment and Planning A, , vol. 50(6), pages 1314-1335, September.
    6. Kebebe, E., 2019. "Bridging technology adoption gaps in livestock sector in Ethiopia: A innovation system perspective," Technology in Society, Elsevier, vol. 57(C), pages 30-37.
    7. Yang, Huan & Klerkx, Laurens & Leeuwis, Cees, 2014. "Functions and limitations of farmer cooperatives as innovation intermediaries: Findings from China," Agricultural Systems, Elsevier, vol. 127(C), pages 115-125.
    8. Ravichandran, Thanammal & Teufel, Nils & Capezzone, Filippo & Birner, Regina & Duncan, Alan J., 2020. "Stimulating smallholder dairy market and livestock feed improvements through local innovation platforms in the Himalayan foothills of India," Food Policy, Elsevier, vol. 95(C).
    9. Ton, Giel & Klerkx, Laurens & de Grip, Karin & Rau, Marie-Luise, 2015. "Innovation grants to smallholder farmers: Revisiting the key assumptions in the impact pathways," Food Policy, Elsevier, vol. 51(C), pages 9-23.
    10. Schut, Marc & Klerkx, Laurens & Rodenburg, Jonne & Kayeke, Juma & Hinnou, Léonard C. & Raboanarielina, Cara M. & Adegbola, Patrice Y. & van Ast, Aad & Bastiaans, Lammert, 2015. "RAAIS: Rapid Appraisal of Agricultural Innovation Systems (Part I). A diagnostic tool for integrated analysis of complex problems and innovation capacity," Agricultural Systems, Elsevier, vol. 132(C), pages 1-11.
    11. Schut, Marc & Rodenburg, Jonne & Klerkx, Laurens & Kayeke, Juma & van Ast, Aad & Bastiaans, Lammert, 2015. "RAAIS: Rapid Appraisal of Agricultural Innovation Systems (Part II). Integrated analysis of parasitic weed problems in rice in Tanzania," Agricultural Systems, Elsevier, vol. 132(C), pages 12-24.
    12. van der Lee, Jan & Oosting, Simon & Klerkx, Laurens & Opinya, Felix & Bebe, Bockline Omedo, 2020. "Effects of proximity to markets on dairy farming intensity and market participation in Kenya and Ethiopia," Agricultural Systems, Elsevier, vol. 184(C).
    13. Jan Van der Lee & Laurens Klerkx & Bockline Omedo Bebe & Ashenafi Mengistu & Simon Oosting, 2018. "Intensification and Upgrading Dynamics in Emerging Dairy Clusters in the East African Highlands," Sustainability, MDPI, vol. 10(11), pages 1-24, November.
    14. Frederick Robert Peter Edlmann & Sara Grobbelaar, 2021. "A Framework of Engagement Practices for Stakeholders Collaborating around Complex Social Challenges," Sustainability, MDPI, vol. 13(19), pages 1-35, September.
    15. Kebebe, E. & Duncan, AJ & Klerkx, L. & de Boer, I.J.M. & Oosting, S.J., 2015. "Understanding socio-economic and policy constraints to dairy development in Ethiopia: A coupled functional-structural innovation systems analysis," Agricultural Systems, Elsevier, vol. 141(C), pages 69-78.
    16. Pigford, Ashlee-Ann E. & Hickey, Gordon M. & Klerkx, Laurens, 2018. "Beyond agricultural innovation systems? Exploring an agricultural innovation ecosystems approach for niche design and development in sustainability transitions," Agricultural Systems, Elsevier, vol. 164(C), pages 116-121.
    17. Hazem S. Kassem & Hamed Ismail & Yomna A. Ghoneim, 2022. "Assessment of Institutional Linkages and Information Flow within the Agricultural Knowledge and Innovation: Case of Dakahlia Governorate, Egypt," Sustainability, MDPI, vol. 14(11), pages 1-26, May.
    18. Magala, D. B & Mangheni, M. N & Miiro, R, 2018. "Formation of effective multi-stakeholder Platforms: Lessons from coffee innovation platforms in Uganda," African Journal of Rural Development (AFJRD), AFrican Journal of Rural Development (AFJRD), vol. 3(1), March.
    19. Snow, Stephen & Fielke, Simon & Fleming, Aysha & Jakku, Emma & Malakar, Yuwan & Turner, Charles & Hunter, Tammy & Tijs, Sigrid & Bonnett, Graham, 2024. "Climate services for agriculture: Steering towards inclusive innovation in Australian climate services design and delivery," Agricultural Systems, Elsevier, vol. 217(C).
    20. Glasbergen, Pieter, 2018. "Smallholders do not Eat Certificates," Ecological Economics, Elsevier, vol. 147(C), pages 243-252.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:pal:eurjdr:v:29:y:2017:i:5:d:10.1057_s41287-016-0074-z. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.palgrave-journals.com/ .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.