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Manipulability of voting by sincere truncation of preferences

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  • Peter Fishburn
  • Steven Brams

Abstract

A weak form of strategic voting, called ‘sincere truncation,’ occurs when a voter with a strict preference ranking does not rank all his or her choices on the ballot. A voting procedure is said to be manipulable by sincere truncation if one or more voters can obtain a preferred outcome through sincere truncation. Voting procedures that are not manipulable by sincere truncation are shown to be incompatible with the election of Condorcet (majority) candidates when they exist. A relaxation of simple majority rule, called the ‘7/12 rule,’ is also shown to conflict with nonmanipulability when additional conditions are imposed. These results are formally independent of the strategy-proofness theorems for voting and decision schemes established by Gibbard, Satterthwaite, and others. While their analyses are more inclusive in terms of the varieties of decision procedures allowed, they are also less demanding in their requirements for manipulability since voters are permitted to reverse sincere pReferences in their voting. Thus, plurality voting is manipulable in the sense of Gibbard-Satterthwaite (by preference reversals), but it is clearly nonmanipulable by sincere truncation. Copyright Martinus Nijhoff Publishers 1984

Suggested Citation

  • Peter Fishburn & Steven Brams, 1984. "Manipulability of voting by sincere truncation of preferences," Public Choice, Springer, vol. 44(3), pages 397-410, January.
  • Handle: RePEc:kap:pubcho:v:44:y:1984:i:3:p:397-410
    DOI: 10.1007/BF00119689
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    References listed on IDEAS

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    1. Kelly, Jerry S, 1977. "Strategy-Proofness and Social Choice Functions without Singlevaluedness," Econometrica, Econometric Society, vol. 45(2), pages 439-446, March.
    2. Zeckhauser, Richard, 1973. "Voting Systems, Honest Preferences and Pareto Optimality," American Political Science Review, Cambridge University Press, vol. 67(3), pages 934-946, September.
    3. P. C. Fishburn, 1984. "Probabilistic Social Choice Based on Simple Voting Comparisons," The Review of Economic Studies, Review of Economic Studies Ltd, vol. 51(4), pages 683-692.
    4. Gibbard, Allan, 1977. "Manipulation of Schemes That Mix Voting with Chance," Econometrica, Econometric Society, vol. 45(3), pages 665-681, April.
    5. Satterthwaite, Mark Allen, 1975. "Strategy-proofness and Arrow's conditions: Existence and correspondence theorems for voting procedures and social welfare functions," Journal of Economic Theory, Elsevier, vol. 10(2), pages 187-217, April.
    6. Brams, Steven J. & Fishburn, Peter C., 1978. "Approval Voting," American Political Science Review, Cambridge University Press, vol. 72(3), pages 831-847, September.
    7. Kelly, Jerry S., 1978. "Arrow Impossibility Theorems," Elsevier Monographs, Elsevier, edition 1, number 9780124033504 edited by Shell, Karl.
    8. Fishburn, Peter C., 1978. "Axioms for approval voting: Direct proof," Journal of Economic Theory, Elsevier, vol. 19(1), pages 180-185, October.
    9. Gibbard, Allan, 1973. "Manipulation of Voting Schemes: A General Result," Econometrica, Econometric Society, vol. 41(4), pages 587-601, July.
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    Citations

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    Cited by:

    1. Eric Kamwa & Issofa Moyouwou, 2021. "Susceptibility to Manipulation by Sincere Truncation: The Case of Scoring Rules and Scoring Runoff Systems," Studies in Choice and Welfare, in: Mostapha Diss & Vincent Merlin (ed.), Evaluating Voting Systems with Probability Models, pages 275-295, Springer.
    2. Kiran Tomlinson & Johan Ugander & Jon Kleinberg, 2022. "Ballot Length in Instant Runoff Voting," Papers 2207.08958, arXiv.org, revised Dec 2022.
    3. Núñez, Matías & Sanver, M. Remzi, 2017. "Revisiting the connection between the no-show paradox and monotonicity," Mathematical Social Sciences, Elsevier, vol. 90(C), pages 9-17.
    4. Eric Kamwa, 2023. "On two voting systems that combine approval and preferences: fallback voting and preference approval voting," Public Choice, Springer, vol. 196(1), pages 169-205, July.
    5. Eric Kamwa, 2022. "Scoring rules, ballot truncation, and the truncation paradox," Public Choice, Springer, vol. 192(1), pages 79-97, July.
    6. Hannu Nurmi, 2004. "Monotonicity and its Cognates in the Theory of Choice," Public Choice, Springer, vol. 121(1), pages 25-49, October.
    7. Mallory Dickerson & Erin Martin & David McCune, 2023. "An Empirical Analysis of the Effect of Ballot Truncation on Ranked-Choice Electoral Outcomes," Papers 2306.05966, arXiv.org.
    8. Adam Graham-Squire & Matthew I. Jones & David McCune, 2024. "New fairness criteria for truncated ballots in multi-winner ranked-choice elections," Papers 2408.03926, arXiv.org.
    9. Eric Kamwa & Issofa Moyouwou, 2019. "Susceptibility to Manipulation by Sincere Truncation : the Case of Scoring Rules and Scoring Runoff Systems," Working Papers hal-02185965, HAL.
    10. Eric Kamwa, 2022. "Scoring Rules, Ballot Truncation, and the Truncation Paradox," Working Papers hal-03632662, HAL.
    11. Donald Saari & Jill Newenhizen, 1988. "Is approval voting an ‘unmitigated evil’?: A response to Brams, Fishburn, and Merrill," Public Choice, Springer, vol. 59(2), pages 133-147, November.
    12. Eric Kamwa, 2023. "On Two Voting systems that combine approval and preferences: Fallback Voting and Preference Approval Voting," Working Papers hal-03614585, HAL.
    13. Stefano Vannucci, 2006. "The Proportional Lottery Protocol is Strongly Participatory and VNM-Strategy-Proof," Department of Economics University of Siena 490, Department of Economics, University of Siena.
    14. Donald Saari & Jill Newenhizen, 1988. "The problem of indeterminacy in approval, multiple, and truncated voting systems," Public Choice, Springer, vol. 59(2), pages 101-120, November.
    15. Eric Kamwa, 2021. "To what extent does the model of processing sincereincomplete rankings affect the likelihood of the truncation paradox?," Working Papers hal-02879390, HAL.

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