IDEAS home Printed from https://ideas.repec.org/a/kap/jtecht/v44y2019i5d10.1007_s10961-017-9613-9.html
   My bibliography  Save this article

Scientific and technological (human) social capital formation and Industry–University Cooperative Research Centers: a quasi-experimental evaluation of graduate student outcomes

Author

Listed:
  • Olena Leonchuk

    (North Carolina State University)

  • Denis O. Gray

    (North Carolina State University)

Abstract

In the current paper, we attempt to contribute to a more comprehensive understanding of science, technology and innovation (STI) outputs and outcomes through the application of a Scientific and Technical Human Capital (STHC) evaluation framework. We do this by describing a study that focuses on a type of STI initiative that appears ripe with potential to affect STHC impacts—Industry–University Cooperative Research Centers (IUCRCs). In doing so we summarize relevant theory related to the STHC framework and social capital formation more generally. We also define IUCRCs and highlight the program mechanisms that appear likely to impact the STHC outcomes. Finally, we narrow our focus to a relatively neglected research target of the STI evaluation—science and engineering (S&E) doctoral students. We compare social capital and other students’ outcomes by employing a rare quasi-experimental design with two training modalities: IUCRC and more traditional, non-center training. We show that our results demonstrate strong evidence for positive effects of IUCRC training on graduate S&E students’ outcomes. We also explain significant moderating effect of citizenship status on some of our results where international students, who account for 50% of this population, do not receive the same social capital outcomes as students with US citizenship or permanent resident status. In addition, we describe patterns in international students’ intentions to stay in the US and how they are affected by students’ training modality. Finally, we discuss the results and implications in the context of graduate training, STHC evaluation framework and STI and immigration policy.

Suggested Citation

  • Olena Leonchuk & Denis O. Gray, 2019. "Scientific and technological (human) social capital formation and Industry–University Cooperative Research Centers: a quasi-experimental evaluation of graduate student outcomes," The Journal of Technology Transfer, Springer, vol. 44(5), pages 1638-1664, October.
  • Handle: RePEc:kap:jtecht:v:44:y:2019:i:5:d:10.1007_s10961-017-9613-9
    DOI: 10.1007/s10961-017-9613-9
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s10961-017-9613-9
    File Function: Abstract
    Download Restriction: Access to full text is restricted to subscribers.

    File URL: https://libkey.io/10.1007/s10961-017-9613-9?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Denis O. Gray & Harm-Jan Steenhuis, 2003. "Quantifying the benefits of participating in an industry university research center: An examination of research cost avoidance," Scientometrics, Springer;Akadémiai Kiadó, vol. 58(2), pages 281-300, October.
    2. Corolleur, Catherine D. F. & Carrere, M. & Mangematin, V., 2004. "Turning scientific and technological human capital into economic capital: the experience of biotech start-ups in France," Research Policy, Elsevier, vol. 33(4), pages 631-642, May.
    3. Behrens, Teresa R. & Gray, Denis O., 2001. "Unintended consequences of cooperative research: impact of industry sponsorship on climate for academic freedom and other graduate student outcome," Research Policy, Elsevier, vol. 30(2), pages 179-199, February.
    4. Pilar Mendoza, 2007. "Academic Capitalism and Doctoral Student Socialization: A Case Study," The Journal of Higher Education, Taylor & Francis Journals, vol. 78(1), pages 71-96, January.
    5. Boardman, P. Craig & Corley, Elizabeth A., 2008. "University research centers and the composition of research collaborations," Research Policy, Elsevier, vol. 37(5), pages 900-913, June.
    6. Magro, Edurne & Wilson, James R., 2013. "Complex innovation policy systems: Towards an evaluation mix," Research Policy, Elsevier, vol. 42(9), pages 1647-1656.
    7. Monica Gaughan & Branco Ponomariov, 2008. "Faculty publication productivity, collaboration, and grants velocity: using curricula vitae to compare center-affiliated and unaffiliated scientists," Research Evaluation, Oxford University Press, vol. 17(2), pages 103-110, June.
    8. Zvi Griliches, 1958. "Research Costs and Social Returns: Hybrid Corn and Related Innovations," Journal of Political Economy, University of Chicago Press, vol. 66(5), pages 419-419.
    9. Beth Coberly & Denis Gray, 2010. "Cooperative research centers and faculty satisfaction: a multi-level predictive analysis," The Journal of Technology Transfer, Springer, vol. 35(5), pages 547-565, October.
    10. Monica Gaughan & Stéphane Robin, 2004. "National science training policy and early scientific careers in France and the United States," Post-Print hal-00279013, HAL.
    11. Craig Boardman & Denis Gray, 2010. "The new science and engineering management: cooperative research centers as government policies, industry strategies, and organizations," The Journal of Technology Transfer, Springer, vol. 35(5), pages 445-459, October.
    12. Ponomariov, Branco L. & Boardman, P. Craig, 2010. "Influencing scientists' collaboration and productivity patterns through new institutions: University research centers and scientific and technical human capital," Research Policy, Elsevier, vol. 39(5), pages 613-624, June.
    13. David Catherine & Frédéric Corolleur & Myriam Carrère & Vincent Mangematin, 2004. "Turning scientific and technological human capital into economic capital: the experience of biotech start-ups in France," Post-Print hal-00422583, HAL.
    14. Rose, Richard, 2000. "How much does social capital add to individual health?A survey study of Russians," Social Science & Medicine, Elsevier, vol. 51(9), pages 1421-1435, November.
    15. Bronwyn H. Hall, 2011. "Innovation and Productivity," NBER Working Papers 17178, National Bureau of Economic Research, Inc.
    16. Woolcock, Michael & Narayan, Deepa, 2000. "Social Capital: Implications for Development Theory, Research, and Policy," The World Bank Research Observer, World Bank, vol. 15(2), pages 225-249, August.
    17. Barry Bozeman & Juan Rogers, 2001. "Strategic Management of Government-Sponsored R&D Portfolios," Environment and Planning C, , vol. 19(3), pages 413-442, June.
    18. Lindon Robison & A. Allan Schmid & Marcelo Siles, 2002. "Is Social Capital Really Capital?," Review of Social Economy, Taylor & Francis Journals, vol. 60(1), pages 1-21.
    19. Linda Mayoux, 2001. "Tackling the Down Side: Social Capital, Women’s Empowerment and Micro‐Finance in Cameroon," Development and Change, International Institute of Social Studies, vol. 32(3), pages 435-464, June.
    20. Albert N. Link & Nicholas S. Vonortas (ed.), 2013. "Handbook on the Theory and Practice of Program Evaluation," Books, Edward Elgar Publishing, number 14384.
    21. Erik Arnold, 2004. "Evaluating research and innovation policy: a systems world needs systems evaluations," Research Evaluation, Oxford University Press, vol. 13(1), pages 3-17, April.
    22. Davidsson, Per & Honig, Benson, 2003. "The role of social and human capital among nascent entrepreneurs," Journal of Business Venturing, Elsevier, vol. 18(3), pages 301-331, May.
    23. Gaughan, Monica & Robin, Stephane, 2004. "National science training policy and early scientific careers in France and the United States," Research Policy, Elsevier, vol. 33(4), pages 569-581, May.
    24. Hamid Bouabid, 2014. "Science and technology metrics for research policy evaluation: some insights from a Moroccan experience," Scientometrics, Springer;Akadémiai Kiadó, vol. 101(1), pages 899-915, October.
    25. Bozeman, Barry & Rimes, Heather & Youtie, Jan, 2015. "The evolving state-of-the-art in technology transfer research: Revisiting the contingent effectiveness model," Research Policy, Elsevier, vol. 44(1), pages 34-49.
    26. Dietz, James S. & Bozeman, Barry, 2005. "Academic careers, patents, and productivity: industry experience as scientific and technical human capital," Research Policy, Elsevier, vol. 34(3), pages 349-367, April.
    27. Murray, Fiona & Stern, Scott & Campbell, Georgina & MacCormack, Alan, 2012. "Grand Innovation Prizes: A theoretical, normative, and empirical evaluation," Research Policy, Elsevier, vol. 41(10), pages 1779-1792.
    28. Mark A. Largent & Julia I. Lane, 2012. "STAR METRICS and the Science of Science Policy," Review of Policy Research, Policy Studies Organization, vol. 29(3), pages 431-438, May.
    29. Min-Wei Lin & Barry Bozeman, 2006. "Researchers’ Industry Experience and Productivity in University–Industry Research Centers: A “Scientific and Technical Human Capital” Explanation," The Journal of Technology Transfer, Springer, vol. 31(2), pages 269-290, March.
    30. Bozeman, Barry & Corley, Elizabeth, 2004. "Scientists' collaboration strategies: implications for scientific and technical human capital," Research Policy, Elsevier, vol. 33(4), pages 599-616, May.
    31. Rojas, Yerko & Carlson, Per, 2006. "The stratification of social capital and its consequences for self-rated health in Taganrog, Russia," Social Science & Medicine, Elsevier, vol. 62(11), pages 2732-2741, June.
    32. Daniel Z. Levin & Rob Cross, 2004. "The Strength of Weak Ties You Can Trust: The Mediating Role of Trust in Effective Knowledge Transfer," Management Science, INFORMS, vol. 50(11), pages 1477-1490, November.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Borah, Dhruba & Ellwood, Paul, 2022. "The micro-foundations of conflicts in joint university-industry laboratories," Technological Forecasting and Social Change, Elsevier, vol. 175(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Elizabeth A. Corley & Barry Bozeman & Xuefan Zhang & Chin-Chang Tsai, 2019. "The expanded scientific and technical human capital model: the addition of a cultural dimension," The Journal of Technology Transfer, Springer, vol. 44(3), pages 681-699, June.
    2. Bozeman, Barry & Rimes, Heather & Youtie, Jan, 2015. "The evolving state-of-the-art in technology transfer research: Revisiting the contingent effectiveness model," Research Policy, Elsevier, vol. 44(1), pages 34-49.
    3. Sabharwal, Meghna & Hu, Qian, 2013. "Participation in university-based research centers: Is it helping or hurting researchers?," Research Policy, Elsevier, vol. 42(6), pages 1301-1311.
    4. Subramanian, Annapoornima M. & Nishant, Rohit & Van De Vrande, Vareska & Hang, Chang Chieh, 2022. "Technology transfer from public research institutes to SMEs: A configurational approach to studying reverse knowledge flow benefits," Research Policy, Elsevier, vol. 51(10).
    5. Barry Bozeman & Daniel Fay & Catherine Slade, 2013. "Research collaboration in universities and academic entrepreneurship: the-state-of-the-art," The Journal of Technology Transfer, Springer, vol. 38(1), pages 1-67, February.
    6. Carolina Cañibano & Richard Woolley & Eric J. Iversen & Sybille Hinze & Stefan Hornbostel & Jakob Tesch, 2019. "A conceptual framework for studying science research careers," The Journal of Technology Transfer, Springer, vol. 44(6), pages 1964-1992, December.
    7. Ponomariov, Branco L. & Boardman, P. Craig, 2010. "Influencing scientists' collaboration and productivity patterns through new institutions: University research centers and scientific and technical human capital," Research Policy, Elsevier, vol. 39(5), pages 613-624, June.
    8. Su, Xuhong, 2014. "Academic scientists’ affiliation with university research centers: Selection dynamics," Research Policy, Elsevier, vol. 43(2), pages 382-390.
    9. Gibson, Elizabeth & Daim, Tugrul U. & Dabic, Marina, 2019. "Evaluating university industry collaborative research centers," Technological Forecasting and Social Change, Elsevier, vol. 146(C), pages 181-202.
    10. Fernandez-Zubieta, Ana & Geuna, Aldo & Lawson, Cornelia, 2015. "What do We Know of the Mobility of Research Scientists and of its Impact on Scientific Production," Department of Economics and Statistics Cognetti de Martiis. Working Papers 201522, University of Turin.
    11. Yurij L. Katchanov & Yulia V. Markova & Natalia A. Shmatko, 2016. "How physics works: scientific capital in the space of physics institutions," Scientometrics, Springer;Akadémiai Kiadó, vol. 108(2), pages 875-893, August.
    12. Boardman, P. Craig, 2009. "Government centrality to university-industry interactions: University research centers and the industry involvement of academic researchers," Research Policy, Elsevier, vol. 38(10), pages 1505-1516, December.
    13. Carolina Cañibano & F. Javier Otamendi & Francisco Solís, 2011. "International temporary mobility of researchers: a cross-discipline study," Scientometrics, Springer;Akadémiai Kiadó, vol. 89(2), pages 653-675, November.
    14. Youtie, Jan & Rogers, Juan & Heinze, Thomas & Shapira, Philip & Tang, Li, 2013. "Career-based influences on scientific recognition in the United States and Europe: Longitudinal evidence from curriculum vitae data," Research Policy, Elsevier, vol. 42(8), pages 1341-1355.
    15. Bozeman, Barry & Gaughan, Monica, 2011. "How do men and women differ in research collaborations? An analysis of the collaborative motives and strategies of academic researchers," Research Policy, Elsevier, vol. 40(10), pages 1393-1402.
    16. Julia Melkers & Agrita Kiopa, 2010. "The Social Capital of Global Ties in Science: The Added Value of International Collaboration," Review of Policy Research, Policy Studies Organization, vol. 27(4), pages 389-414, July.
    17. Geuna, Aldo & Kataishi, Rodrigo & Toselli, Manuel & Guzmán, Eduardo & Lawson, Cornelia & Fernandez-Zubieta, Ana & Barros, Beatriz, 2015. "SiSOB data extraction and codification: A tool to analyze scientific careers," Research Policy, Elsevier, vol. 44(9), pages 1645-1658.
    18. Bozeman, Barry & Gaughan, Monica, 2007. "Impacts of grants and contracts on academic researchers' interactions with industry," Research Policy, Elsevier, vol. 36(5), pages 694-707, June.
    19. Paul Bolger, 2021. "A study of faculty perceptions and engagement with interdisciplinary research in university sustainability institutes," Journal of Environmental Studies and Sciences, Springer;Association of Environmental Studies and Sciences, vol. 11(1), pages 115-129, March.
    20. Vincent Mangematin & Paul O’Reilly & James Cunningham, 2014. "PIs as boundary spanners, science and market shapers," The Journal of Technology Transfer, Springer, vol. 39(1), pages 1-10, February.

    More about this item

    Keywords

    Social capital; Students; Science technology and innovation; Cooperative research centers; Industry–university cooperation;
    All these keywords.

    JEL classification:

    • J24 - Labor and Demographic Economics - - Demand and Supply of Labor - - - Human Capital; Skills; Occupational Choice; Labor Productivity
    • O15 - Economic Development, Innovation, Technological Change, and Growth - - Economic Development - - - Economic Development: Human Resources; Human Development; Income Distribution; Migration
    • O34 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Intellectual Property and Intellectual Capital

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:kap:jtecht:v:44:y:2019:i:5:d:10.1007_s10961-017-9613-9. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.