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Singular-Value-Based Cluster Number Detection Method

Author

Listed:
  • Yating Li

    (School of Electronic Information Engineering, Taiyuan University of Science and Technology (TYUST), Taiyuan 030024, China)

  • Jianghui Cai

    (School of Computer Science and Technology, Taiyuan University of Science and Technology (TYUST), Taiyuan 030024, China
    School of Computer Science and Technology, North University of China (NUC), Taiyuan 030051, China)

  • Haifeng Yang

    (School of Computer Science and Technology, Taiyuan University of Science and Technology (TYUST), Taiyuan 030024, China)

  • Jie Wang

    (School of Computer Science and Technology, Taiyuan University of Science and Technology (TYUST), Taiyuan 030024, China)

  • Chenhui Shi

    (School of Electronic Information Engineering, Taiyuan University of Science and Technology (TYUST), Taiyuan 030024, China)

  • Bo Liang

    (School of Computer Science and Technology, Taiyuan Normal University (TYNU), Jinzhong 030619, China)

  • Xujun Zhao

    (School of Computer Science and Technology, Taiyuan University of Science and Technology (TYUST), Taiyuan 030024, China
    Shanxi Key Laboratory of Big Data Analysis and Parallel Computing, Taiyuan 030024, China)

  • Yaling Xun

    (School of Computer Science and Technology, Taiyuan University of Science and Technology (TYUST), Taiyuan 030024, China)

Abstract

The cluster number can directly affect the clustering effect and its application in real-world scenarios. Its determination is one of the key issues in cluster analysis. According to singular value decomposition (SVD), the characteristic directions of larger singular values likely represent the primary data patterns, trends, or structures corresponding to the main information. In clustering analysis, the main information and structure are likely related to the cluster structure itself. The number of larger singular values may correspond to the number of clusters, and their main information may correspond to different clusters. Based on this, a singular-value-based cluster number detection method is proposed. First, the transferred K-nearest neighbors (TKNN) density formula is proposed to address the limitation of the DPC algorithm in failing to identify centroids in sparse clusters of unbalanced datasets. Second, core data are selected by the DPC algorithm with a modified density formula to better capture the data distribution. Third, based on the selected core data, a sparse similarity matrix is constructed to further highlight the relationships between data and enhance the distribution of data features. Finally, SVD is performed on the sparse similarity matrix to obtain singular values, the cumulative contribution rate is introduced to determine the number of relatively large singular values (i.e., the cluster number). Experimental results show that our method is superior in determining the cluster number for datasets with complex shapes.

Suggested Citation

  • Yating Li & Jianghui Cai & Haifeng Yang & Jie Wang & Chenhui Shi & Bo Liang & Xujun Zhao & Yaling Xun, 2025. "Singular-Value-Based Cluster Number Detection Method," Mathematics, MDPI, vol. 13(3), pages 1-20, February.
  • Handle: RePEc:gam:jmathe:v:13:y:2025:i:3:p:527-:d:1584271
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    References listed on IDEAS

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    1. Robert Tibshirani & Guenther Walther & Trevor Hastie, 2001. "Estimating the number of clusters in a data set via the gap statistic," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 63(2), pages 411-423.
    2. Mingjin Yan & Keying Ye, 2007. "Determining the Number of Clusters Using the Weighted Gap Statistic," Biometrics, The International Biometric Society, vol. 63(4), pages 1031-1037, December.
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