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Implementing and complying with EU governance outputs

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  • Treib, Oliver

Abstract

This essay takes stock of the literature on how European Union policies are being put into practice by the member states. It first provides an overview of the historical evolution of the field. After a relatively late start in the mid 1980s, the field has meanwhile developed into one of the growth industries within EU research. The paper identifies three different waves of EU implementation scholarship. The first wave considered implementation primarily a problem of institutional efficiency. In the second wave, the degree of compatibility between European demands and domestic policy legacies took centre stage. However, many second-wave scholars complemented the basic "misfit" argument with a set of additional explanatory factors to account for deviant cases. In the third wave, some researchers began to stress the role of domestic politics, while others re-discovered the importance of administrative capabilities. As an attempt to synthesise some of the partial explanations presented by earlier research, one group of scholars pointed to the existence of culturally-shaped country clusters, each with its own typical style of complying with EU legislation. After this historical overview, the paper summarises the most important theoretical, empirical and methodological lessons to be drawn from existing studies, and it discusses promising avenues for future research. First, most scholars seem to agree on the basic set of factors that may have an impact on transposition processes. The main task to be accomplished by future research is to establish under which conditions which configurations of factors prevail. While we already know that there are country-specific patterns, the importance of sector-specific patterns will need to be explored further. Second, greater research efforts will have to be devoted to the neglected area of enforcement and application. In theoretical terms, going back to the insights of traditional domestic implementation research seems to be most promising for this type of studies. Third, the paper cautions against the poor quality of the data employed by the growing number of quantitative compliance studies. Unless the problems with the data can be solved, scholars are well advised to rely on comparative case studies, at least in addition to statistical analyses. To increase the number of cases to be covered by qualitative research, the paper makes the case for crafting collaborative qualitative research projects as a viable alternative to quantitative research. Full online version available at http://www.livingreviews.org/lreg-2008-5

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  • Treib, Oliver, . "Implementing and complying with EU governance outputs," Living Reviews in European Governance (LREG), Institute for European integration research (EIF).
  • Handle: RePEc:erp:lregxx:p0011
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    References listed on IDEAS

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    1. Robert T. Nakamura, 1987. "The Textbook Policy Process And Implementation Research," Review of Policy Research, Policy Studies Organization, vol. 7(1), pages 142-154, September.
    2. Gerda Falkner & Oliver Treib, 2008. "Three Worlds of Compliance or Four? The EU‐15 Compared to New Member States," Journal of Common Market Studies, Wiley Blackwell, vol. 46(2), pages 293-313, March.
    3. repec:bla:jcmkts:v:46:y:2008:i::p:293-313 is not listed on IDEAS
    4. Falkner, Gerda & Hartlapp, Miriam & Leiber, Simone & Treib, Oliver, 2002. "Transforming social policy in Europe? The EC's parental leave directive and misfit in the 15 member states," MPIfG Working Paper 02/11, Max Planck Institute for the Study of Societies.
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    2. Carlos Mendez & John Bachtler, 2017. "Financial Compliance in the European Union: A Cross-National Assessment of Financial Correction Patterns and Causes in Cohesion Policy," Journal of Common Market Studies, Wiley Blackwell, vol. 55(3), pages 569-592, May.
    3. Borrass, Lars, 2014. "Varying practices of implementing the Habitats Directive in German and British forests," Forest Policy and Economics, Elsevier, vol. 38(C), pages 151-160.
    4. Gerda Falkner, 2010. "Compliance with EU Social Policies in Old and New Member States: Different Worlds, Different Remedies," Working Papers of the Vienna Institute for European integration research (EIF) 6, Institute for European integration research (EIF).
    5. Natália Barbosa & Maria Helena Guimarães & Ana Paula Faria, 2017. "Single Market Non-Compliance: How Relevant Is The Institutional Setting?," The Singapore Economic Review (SER), World Scientific Publishing Co. Pte. Ltd., vol. 62(05), pages 1115-1135, December.
    6. Egert Juuse & Rainer Kattel, 2014. "Financial Regulation in Estonia," Working papers wpaper57, Financialisation, Economy, Society & Sustainable Development (FESSUD) Project.
    7. Meyer Sunniva F., 2011. "Preventing Mass Killings: Determining the Optimal Allocation of Security Resources between Crowded Targets," Peace Economics, Peace Science, and Public Policy, De Gruyter, vol. 17(1), pages 1-37, September.
    8. Andrea C. Bianculli, 2013. "The Effect of Trade Agendas on Regulatory Governance: When the EU Meets the Global South," KFG Working Papers p0057, Free University Berlin.
    9. Miriam Hartlapp & Gerda Falkner, 2009. "Problems of Operationalization and Data in EU Compliance Research," European Union Politics, , vol. 10(2), pages 281-304, June.
    10. Göhrs, Max & Krott, Max & Hubo, Christiane, 2022. "Political parties as allies for the forestry sector: A case study from Germany," Forest Policy and Economics, Elsevier, vol. 138(C).
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