IDEAS home Printed from https://ideas.repec.org/a/eee/wdevel/v108y2018icp296-308.html
   My bibliography  Save this article

Assessing multi-level drivers of adaptation to climate variability and water insecurity in smallholder irrigation systems

Author

Listed:
  • McCord, Paul
  • Waldman, Kurt
  • Baldwin, Elizabeth
  • Dell'Angelo, Jampel
  • Evans, Tom

Abstract

Smallholder agriculturalists employ a range of strategies to adapt to climate variability. These adaptive strategies include decisions to plant different seed varieties, changes to the array of cultivated crops, and shifts in planting dates. Smallholder access to irrigation water is crucial to the adoption of such strategies, and uncertainty of water availability may prove to be a stimulating force in a smallholder’s decision to adjust their on-farm practices. Within smallholder irrigation systems, attributes at multiple levels influence water availability and collective action, and in the process play a role in adaptation: community-level governance institutions may influence trust in others and the ability to overcome appropriation and provisioning dilemmas, and, at the household-level, the availability of irrigation water and socioeconomic and demographic factors may influence farmer willingness to take on the risk of altering their on-farm practices. In this study we investigate smallholder adaptation in Kenya from multiple levels. Specifically, we identify the role of household- and community-level characteristics in shaping smallholder experimentation with different seed varieties. Standard ordinary least squares and logistic regressions are constructed to assess the influence of these interactions on smallholder adaptation. We further discuss the ability of smallholders to respond to poor water provisioning. Among the study’s findings is evidence that smallholders are more willing to employ adaptive measures if they have a limited capacity to irrigate.

Suggested Citation

  • McCord, Paul & Waldman, Kurt & Baldwin, Elizabeth & Dell'Angelo, Jampel & Evans, Tom, 2018. "Assessing multi-level drivers of adaptation to climate variability and water insecurity in smallholder irrigation systems," World Development, Elsevier, vol. 108(C), pages 296-308.
  • Handle: RePEc:eee:wdevel:v:108:y:2018:i:c:p:296-308
    DOI: 10.1016/j.worlddev.2018.02.009
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0305750X18300470
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.worlddev.2018.02.009?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Masako Fujiie & Yujiro Hayami & Masao Kikuchi, 2005. "The conditions of collective action for local commons management: the case of irrigation in the Philippines," Agricultural Economics, International Association of Agricultural Economists, vol. 33(2), pages 179-189, September.
    2. Mike Hulme, 2010. "Mapping climate change knowledge: An editorial essay," Wiley Interdisciplinary Reviews: Climate Change, John Wiley & Sons, vol. 1(1), pages 1-8, January.
    3. Janssen, Marco A. & Anderies, John M. & Cardenas, Juan-Camilo, 2011. "Head-enders as stationary bandits in asymmetric commons: Comparing irrigation experiments in the laboratory and the field," Ecological Economics, Elsevier, vol. 70(9), pages 1590-1598, July.
    4. Anderies, John M. & Janssen, Marco A. & Lee, Allen & Wasserman, Hannah, 2013. "Environmental variability and collective action: Experimental insights from an irrigation game," Ecological Economics, Elsevier, vol. 93(C), pages 166-176.
    5. Beegle, Kathleen & Carletto, Calogero & Himelein, Kristen, 2012. "Reliability of recall in agricultural data," Journal of Development Economics, Elsevier, vol. 98(1), pages 34-41.
    6. Sarah Ayeri Ogalleh & Christian R. Vogl & Josef Eitzinger & Michael Hauser, 2012. "Local Perceptions and Responses to Climate Change and Variability: The Case of Laikipia District, Kenya," Sustainability, MDPI, vol. 4(12), pages 1-24, December.
    7. Bound, John & Brown, Charles & Mathiowetz, Nancy, 2001. "Measurement error in survey data," Handbook of Econometrics, in: J.J. Heckman & E.E. Leamer (ed.), Handbook of Econometrics, edition 1, volume 5, chapter 59, pages 3705-3843, Elsevier.
    8. Michael R. Rahm & Wallace E. Huffman, 1984. "The Adoption of Reduced Tillage: The Role of Human Capital and Other Variables," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 66(4), pages 405-413.
    9. Rockström, Johan & Karlberg, Louise & Wani, Suhas P. & Barron, Jennie & Hatibu, Nuhu & Oweis, Theib & Bruggeman, Adriana & Farahani, Jalali & Qiang, Zhu, 2010. "Managing water in rainfed agriculture--The need for a paradigm shift," Agricultural Water Management, Elsevier, vol. 97(4), pages 543-550, April.
    10. Markelova, Helen & Meinzen-Dick, Ruth & Hellin, Jon & Dohrn, Stephan, 2009. "Collective action for smallholder market access," Food Policy, Elsevier, vol. 34(1), pages 1-7, February.
    11. Elinor Ostrom & Roy Gardner, 1993. "Coping with Asymmetries in the Commons: Self-Governing Irrigation Systems Can Work," Journal of Economic Perspectives, American Economic Association, vol. 7(4), pages 93-112, Fall.
    12. Feder, Gershon & Just, Richard E & Zilberman, David, 1985. "Adoption of Agricultural Innovations in Developing Countries: A Survey," Economic Development and Cultural Change, University of Chicago Press, vol. 33(2), pages 255-298, January.
    13. Knowler, Duncan & Bradshaw, Ben, 2007. "Farmers' adoption of conservation agriculture: A review and synthesis of recent research," Food Policy, Elsevier, vol. 32(1), pages 25-48, February.
    14. Wolfram Laube & Benjamin Schraven & Martha Awo, 2012. "Smallholder adaptation to climate change: dynamics and limits in Northern Ghana," Climatic Change, Springer, vol. 111(3), pages 753-774, April.
    15. Abadi Ghadim, Amir K. & Pannell, David J., 1999. "A conceptual framework of adoption of an agricultural innovation," Agricultural Economics, Blackwell, vol. 21(2), pages 145-154, October.
    16. Bardhan, Pranab, 2000. "Irrigation and Cooperation: An Empirical Analysis of 48 Irrigation Communities in South India," Economic Development and Cultural Change, University of Chicago Press, vol. 48(4), pages 847-865, July.
    17. Somda, Jacques & Nianogo, A. Joseph & Nassa, Suleymane & Sanou, Seydou, 2002. "Soil fertility management and socio-economic factors in crop-livestock systems in Burkina Faso: a case study of composting technology," Ecological Economics, Elsevier, vol. 43(2-3), pages 175-183, December.
    18. John Knight & Sharada Weir & Tassew Woldehanna, 2003. "The role of education in facilitating risk-taking and innovation in agriculture," Journal of Development Studies, Taylor & Francis Journals, vol. 39(6), pages 1-22.
    19. Kassie, Menale & Jaleta, Moti & Shiferaw, Bekele & Mmbando, Frank & Mekuria, Mulugetta, 2013. "Adoption of interrelated sustainable agricultural practices in smallholder systems: Evidence from rural Tanzania," Technological Forecasting and Social Change, Elsevier, vol. 80(3), pages 525-540.
    20. Cox, Michael & Ross, Justin M., 2011. "Robustness and vulnerability of community irrigation systems: The case of the Taos valley acequias," Journal of Environmental Economics and Management, Elsevier, vol. 61(3), pages 254-266, May.
    21. Clay, Daniel & Reardon, Thomas & Kangasniemi, Jaakko, 1998. "Sustainable Intensification in the Highland Tropics: Rwandan Farmers' Investments in Land Conservation and Soil Fertility," Economic Development and Cultural Change, University of Chicago Press, vol. 46(2), pages 351-377, January.
    22. Gershon Feder, 1982. "Adoption of Interrelated Agricultural Innovations: Complementarity and the Impacts of Risk, Scale, and Credit," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 64(1), pages 94-101.
    23. Oecd, 2009. "Climate Change and Africa," OECD Journal: General Papers, OECD Publishing, vol. 2009(1), pages 5-35.
    24. Bekele Shiferaw & Julius Okello & Ratna Reddy, 2009. "Adoption and adaptation of natural resource management innovations in smallholder agriculture: reflections on key lessons and best practices," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 11(3), pages 601-619, June.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Théo Benonnier & Katrin Millock & Vis Taraz, 2019. "Climate change, migration, and irrigation," Working Papers halshs-02107098, HAL.
    2. Francis Oremo & Richard Mulwa & Nicholas Oguge, 2021. "Sustainable water access and willingness of smallholder irrigators to pay for on-farm water storage systems in Tsavo sub-catchment, Kenya," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 23(2), pages 1371-1391, February.
    3. A. K. M. Abdullah Al-Amin & Tahmina Akhter & Abu Hayat Md. Saiful Islam & Hasneen Jahan & M. J. Hossain & Md. Masudul Haque Prodhan & Mohammed Mainuddin & Mac Kirby, 2019. "An intra-household analysis of farmers’ perceptions of and adaptation to climate change impacts: empirical evidence from drought prone zones of Bangladesh," Climatic Change, Springer, vol. 156(4), pages 545-565, October.
    4. Nagisa Shiiba & Hide-Fumi Yokoo & Voravee Saengavut & Siraprapa Bumrungkit, 2023. "Ambiguity Aversion And Individual Adaptation To Climate Change: Evidence From A Farmer Survey In Northeastern Thailand," Climate Change Economics (CCE), World Scientific Publishing Co. Pte. Ltd., vol. 14(01), pages 1-29, February.
    5. Bravo-Ureta, Boris E. & Higgins, Daniel & Arslan, Aslihan, 2020. "Irrigation infrastructure and farm productivity in the Philippines: A stochastic Meta-Frontier analysis," World Development, Elsevier, vol. 135(C).
    6. Hannah, Corrie & Giroux, Stacey & Krell, Natasha & Lopus, Sara & McCann, Laura E. & Zimmer, Andrew & Caylor, Kelly K. & Evans, Tom P., 2021. "Has the vision of a gender quota rule been realized for community-based water management committees in Kenya?," World Development, Elsevier, vol. 137(C).
    7. Justus Ochieng & Lilian Kirimi & Dennis O. Ochieng & Timothy Njagi & Mary Mathenge & Raphael Gitau & Miltone Ayieko, 2020. "Managing climate risk through crop diversification in rural Kenya," Climatic Change, Springer, vol. 162(3), pages 1107-1125, October.
    8. Koide, Junji & Yokoyama, Shigeki & Hirouchi, Shinji & Hirose, Chikako & Oka, Naoko & Oda, Masato & Yanagihara, Seiji, 2021. "Exploring climate-resilient and risk-efficient cropping strategies using a new pond irrigation system: An experimental study in northern Ghana," Agricultural Systems, Elsevier, vol. 191(C).
    9. Yue Dou & Ramon Felipe Bicudo da Silva & Paul McCord & Julie G. Zaehringer & Hongbo Yang & Paul R. Furumo & Jian Zhang & J. Cristóbal Pizarro & Jianguo Liu, 2020. "Understanding How Smallholders Integrated into Pericoupled and Telecoupled Systems," Sustainability, MDPI, vol. 12(4), pages 1-21, February.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Aslihan Arslan & Kristin Floress & Christine Lamanna & Leslie Lipper & Solomon Asfaw & Todd Rosenstock, 2020. "IFAD RESEARCH SERIES 63 - The adoption of improved agricultural technologies - A meta-analysis for Africa," IFAD Research Series 304758, International Fund for Agricultural Development (IFAD).
    2. Araya, G.B. & Holden, S.T., 2018. "The Impact of Ethiopia s Productive Safety Net Program on Fertilizer Adoption by Small Holder Farmers in Tigray, Northern Ethiopia," 2018 Conference, July 28-August 2, 2018, Vancouver, British Columbia 277051, International Association of Agricultural Economists.
    3. Dung, Luu Tien & Phi Ho, Dinh & Thi Kim Hiep, Nguyen & Hoi, Phan Thi, 2018. "The Determinants of Rice Farmers Adoption of Sustainable Agricultural Technologies in the Mekong Delta, Vietnam," Asian Journal of Applied Economics, Kasetsart University, Center for Applied Economics Research, vol. 25(2), December.
    4. Knowler, Duncan & Bradshaw, Ben, 2007. "Farmers' adoption of conservation agriculture: A review and synthesis of recent research," Food Policy, Elsevier, vol. 32(1), pages 25-48, February.
    5. Solomon Asfaw & Nancy McCarthy & Leslie Lipper & Aslihan Arslan & Andrea Cattaneo, 2016. "What determines farmers’ adaptive capacity? Empirical evidence from Malawi," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 8(3), pages 643-664, June.
    6. Benitez-Altuna, Francisco & Trienekens, Jacques & Materia, Valentina C. & Bijman, Jos, 2021. "Factors affecting the adoption of ecological intensification practices: A case study in vegetable production in Chile," Agricultural Systems, Elsevier, vol. 194(C).
    7. Ruzzante, Sacha & Labarta, Ricardo & Bilton, Amy, 2021. "Adoption of agricultural technology in the developing world: A meta-analysis of the empirical literature," World Development, Elsevier, vol. 146(C).
    8. Varma, Poornima, 2016. "Agricultural Technology Adoption under Multiple Constraints: An Analysis of System of Rice Intensification (SRI) in India," 2016 Annual Meeting, July 31-August 2, Boston, Massachusetts 235806, Agricultural and Applied Economics Association.
    9. Ali, Akhter & Hussain, Imtiaz & Rahut, Dil Bahadur & Erenstein, Olaf, 2018. "Laser-land leveling adoption and its impact on water use, crop yields and household income: Empirical evidence from the rice-wheat system of Pakistan Punjab," Food Policy, Elsevier, vol. 77(C), pages 19-32.
    10. Julius Manda & Arega D. Alene & Cornelis Gardebroek & Menale Kassie & Gelson Tembo, 2016. "Adoption and Impacts of Sustainable Agricultural Practices on Maize Yields and Incomes: Evidence from Rural Zambia," Journal of Agricultural Economics, Wiley Blackwell, vol. 67(1), pages 130-153, February.
    11. Magali Aubert & Jean Marie Codron & Sylvain Rousset & Murat Yercan, 2017. "Which factors lead tomato growers to implement integrated pest management? Evidence from Turkey," Post-Print hal-02735805, HAL.
    12. Margarita Genius & Christos Pantzios & Vangelis Tzouvelekas, 2003. "Information Acquisition and Adoption of Organic Farming Practices: Evidence from Farm Operations in Crete, Greece," Working Papers 0305, University of Crete, Department of Economics.
    13. Takeshi Aida, 2019. "Social capital as an instrument for common pool resource management: a case study of irrigation management in Sri Lanka," Oxford Economic Papers, Oxford University Press, vol. 71(4), pages 952-978.
    14. Arslan, Aslihan & McCarthy, Nancy & Lipper, Leslie & Asfaw, Solomon & Cattaneo, Andrea, 2013. "Adoption and Intensity of Adoption of Conservation Farming Practices in Zambia," Food Security Collaborative Working Papers 147461, Michigan State University, Department of Agricultural, Food, and Resource Economics.
    15. Micheels, Eric T. & Nolan, James F., 2016. "Examining the effects of absorptive capacity and social capital on the adoption of agricultural innovations: A Canadian Prairie case study," Agricultural Systems, Elsevier, vol. 145(C), pages 127-138.
    16. Madhu Khanna, 2001. "Sequential Adoption of Site-Specific Technologies and its Implications for Nitrogen Productivity: A Double Selectivity Model," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 83(1), pages 35-51.
    17. Arellanes, Peter & Lee, David R., 2003. "The Determinants Of Adoption Of Sustainable Agriculture Technologies: Evidence From The Hillsides Of Honduras," 2003 Annual Meeting, August 16-22, 2003, Durban, South Africa 25826, International Association of Agricultural Economists.
    18. Gregory Amacher & Jeffrey Alwang, 2004. "Productivity and Land Enhancing Technologies in Northern Ethiopia: Health, Public Investments, and Sequential Adoption," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 86(2), pages 321-331.
    19. L. Toma & A. P. Barnes & L.-A. Sutherland & S. Thomson & F. Burnett & K. Mathews, 2018. "Impact of information transfer on farmers’ uptake of innovative crop technologies: a structural equation model applied to survey data," The Journal of Technology Transfer, Springer, vol. 43(4), pages 864-881, August.
    20. Haluk Gedikoglu & Sansel Tandogan & Joseph Parcell, 2023. "Neighbor effects on adoption of conservation practices: cases of grass filter systems and injecting manure," The Annals of Regional Science, Springer;Western Regional Science Association, vol. 70(3), pages 723-756, June.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:wdevel:v:108:y:2018:i:c:p:296-308. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/worlddev .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.