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High-dimensional process monitoring under time-varying operating conditions via covariate-regulated principal component analysis

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  • Wei, Yujie
  • Chen, Zhen
  • Ye, Zhi-Sheng
  • Pan, Ershun

Abstract

High-dimensional process monitoring, which aims to raise warnings for faulty events, is a fundamental tool in ensuring the safety of large-scale industrial systems. Over the last few decades, there has been significant interest in Principal Component Analysis (PCA)-based Statistical Process Control (SPC) charts. However, most of them rely on PCA’s optimal properties in homogeneous data, which often fails when dealing with heterogeneous data from industrial processes under time-varying operating conditions. To address this issue, this study proposes a Covariate-regulated PCA model (CrPCA) seamlessly integrated into a process monitoring framework. The main idea is to adjust the principal component directions smoothly according to the time-varying operating conditions, resulting in significantly less information loss in the principal component scores compared to existing methods. This approach further yields a low-dimensional feature vector that follows a distribution with fixed parameters, regardless of covariates, for real-time surveillance. We validate the performance of our methodology through a comprehensive numerical study and two real-world applications: wind turbine condition monitoring and hot rolling process monitoring.

Suggested Citation

  • Wei, Yujie & Chen, Zhen & Ye, Zhi-Sheng & Pan, Ershun, 2024. "High-dimensional process monitoring under time-varying operating conditions via covariate-regulated principal component analysis," Reliability Engineering and System Safety, Elsevier, vol. 252(C).
  • Handle: RePEc:eee:reensy:v:252:y:2024:i:c:s095183202400512x
    DOI: 10.1016/j.ress.2024.110440
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