IDEAS home Printed from https://ideas.repec.org/a/eee/reensy/v250y2024ics0951832024003570.html
   My bibliography  Save this article

SCF-Net: A sparse counterfactual generation network for interpretable fault diagnosis

Author

Listed:
  • Barraza, Joaquín Figueroa
  • Droguett, Enrique López
  • Martins, Marcelo Ramos

Abstract

Interpretability of deep learning models is essential for their massification in the context of prognostics and health management (PHM), as it is useful for transparency, bias detection, and accountability. These properties help to build trust, which is necessary for deployment in industrial environments. Among different approaches, counterfactuals are minimally altered versions of the original inputs that generate a change in the outputs’ class. As such, counterfactual-based interpretations give insights on how the model calculates an output given a set of input feature values. In this paper, we present a multi-task network for fault classification and counterfactual generation as a means to increase interpretability of deep learning-based fault diagnosis. By using the proposed network, referred to as Sparse Counterfactual Generation Network (SCF-Net), the model is able to classify input values coming from different sensors into its corresponding health state and simultaneously calculate counterfactual values for all of the other possible classes, even if there are more than two. The network is tested in two case studies using real data from the Oil and Gas (O&G) industry. Results are evaluated using different performance metrics available in the literature, and compared to two other counterfactual generation frameworks.

Suggested Citation

  • Barraza, Joaquín Figueroa & Droguett, Enrique López & Martins, Marcelo Ramos, 2024. "SCF-Net: A sparse counterfactual generation network for interpretable fault diagnosis," Reliability Engineering and System Safety, Elsevier, vol. 250(C).
  • Handle: RePEc:eee:reensy:v:250:y:2024:i:c:s0951832024003570
    DOI: 10.1016/j.ress.2024.110285
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0951832024003570
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.ress.2024.110285?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Zio, Enrico, 2022. "Prognostics and Health Management (PHM): Where are we and where do we (need to) go in theory and practice," Reliability Engineering and System Safety, Elsevier, vol. 218(PA).
    2. Costa, Nahuel & Sánchez, Luciano, 2022. "Variational encoding approach for interpretable assessment of remaining useful life estimation," Reliability Engineering and System Safety, Elsevier, vol. 222(C).
    3. Arias Chao, Manuel & Kulkarni, Chetan & Goebel, Kai & Fink, Olga, 2022. "Fusing physics-based and deep learning models for prognostics," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    4. Theissler, Andreas & Pérez-Velázquez, Judith & Kettelgerdes, Marcel & Elger, Gordon, 2021. "Predictive maintenance enabled by machine learning: Use cases and challenges in the automotive industry," Reliability Engineering and System Safety, Elsevier, vol. 215(C).
    5. Fan, Linchuan & Chai, Yi & Chen, Xiaolong, 2022. "Trend attention fully convolutional network for remaining useful life estimation," Reliability Engineering and System Safety, Elsevier, vol. 225(C).
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Xiong, Jiawei & Zhou, Jian & Ma, Yizhong & Zhang, Fengxia & Lin, Chenglong, 2023. "Adaptive deep learning-based remaining useful life prediction framework for systems with multiple failure patterns," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    2. Wang, Chu & Dou, Manfeng & Li, Zhongliang & Outbib, Rachid & Zhao, Dongdong & Zuo, Jian & Wang, Yuanlin & Liang, Bin & Wang, Peng, 2023. "Data-driven prognostics based on time-frequency analysis and symbolic recurrent neural network for fuel cells under dynamic load," Reliability Engineering and System Safety, Elsevier, vol. 233(C).
    3. Lewis, Austin D. & Groth, Katrina M., 2022. "Metrics for evaluating the performance of complex engineering system health monitoring models," Reliability Engineering and System Safety, Elsevier, vol. 223(C).
    4. Huang, Xucong & Peng, Zhaoqin & Tang, Diyin & Chen, Juan & Zio, Enrico & Zheng, Zaiping, 2024. "A physics-informed autoencoder for system health state assessment based on energy-oriented system performance," Reliability Engineering and System Safety, Elsevier, vol. 242(C).
    5. Lyu, Dongzhen & Niu, Guangxing & Liu, Enhui & Zhang, Bin & Chen, Gang & Yang, Tao & Zio, Enrico, 2022. "Time space modelling for fault diagnosis and prognosis with uncertainty management: A general theoretical formulation," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    6. Varbella, Anna & Gjorgiev, Blazhe & Sansavini, Giovanni, 2023. "Geometric deep learning for online prediction of cascading failures in power grids," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    7. Huang, Zhifu & Yang, Yang & Hu, Yawei & Ding, Xiang & Li, Xuanlin & Liu, Yongbin, 2023. "Attention-augmented recalibrated and compensatory network for machine remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    8. Kamariotis, Antonios & Tatsis, Konstantinos & Chatzi, Eleni & Goebel, Kai & Straub, Daniel, 2024. "A metric for assessing and optimizing data-driven prognostic algorithms for predictive maintenance," Reliability Engineering and System Safety, Elsevier, vol. 242(C).
    9. Zhang, Wei-Heng & Qin, Jianjun & Lu, Da-Gang & Liu, Min & Faber, Michael H., 2023. "Quantification of the value of condition monitoring system with time-varying monitoring performance in the context of risk-based inspection," Reliability Engineering and System Safety, Elsevier, vol. 231(C).
    10. Xiao, Dasheng & Lin, Zhifu & Yu, Aiyang & Tang, Ke & Xiao, Hong, 2024. "Data-driven method embedded physical knowledge for entire lifecycle degradation monitoring in aircraft engines," Reliability Engineering and System Safety, Elsevier, vol. 247(C).
    11. Gjorgiev, Blazhe & Das, Laya & Merkel, Seline & Rohrer, Martina & Auger, Etienne & Sansavini, Giovanni, 2023. "Simulation-driven deep learning for locating faulty insulators in a power line," Reliability Engineering and System Safety, Elsevier, vol. 231(C).
    12. Aizpurua, J.I. & Stewart, B.G. & McArthur, S.D.J. & Penalba, M. & Barrenetxea, M. & Muxika, E. & Ringwood, J.V., 2022. "Probabilistic forecasting informed failure prognostics framework for improved RUL prediction under uncertainty: A transformer case study," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    13. He, Yuxuan & Su, Huai & Zio, Enrico & Peng, Shiliang & Fan, Lin & Yang, Zhaoming & Yang, Zhe & Zhang, Jinjun, 2023. "A systematic method of remaining useful life estimation based on physics-informed graph neural networks with multisensor data," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    14. Zhu, Rong & Chen, Yuan & Peng, Weiwen & Ye, Zhi-Sheng, 2022. "Bayesian deep-learning for RUL prediction: An active learning perspective," Reliability Engineering and System Safety, Elsevier, vol. 228(C).
    15. Kong, Ziqian & Jin, Xiaohang & Xu, Zhengguo & Chen, Zian, 2023. "A contrastive learning framework enhanced by unlabeled samples for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    16. Wang, Yilin & Li, Yuanxiang & Zhang, Yuxuan & Lei, Jia & Yu, Yifei & Zhang, Tongtong & Yang, Yongshen & Zhao, Honghua, 2024. "Incorporating prior knowledge into self-supervised representation learning for long PHM signal," Reliability Engineering and System Safety, Elsevier, vol. 241(C).
    17. Xu, Yanwen & Kohtz, Sara & Boakye, Jessica & Gardoni, Paolo & Wang, Pingfeng, 2023. "Physics-informed machine learning for reliability and systems safety applications: State of the art and challenges," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    18. Xu, Zhiqiang & Zhang, Yujie & Miao, Qiang, 2024. "An attention-based multi-scale temporal convolutional network for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 250(C).
    19. Li, Yuanfu & Chen, Yifan & Shao, Haonan & Zhang, Huisheng, 2023. "A novel dual attention mechanism combined with knowledge for remaining useful life prediction based on gated recurrent units," Reliability Engineering and System Safety, Elsevier, vol. 239(C).
    20. Pan, Yongjun & Sun, Yu & Li, Zhixiong & Gardoni, Paolo, 2023. "Machine learning approaches to estimate suspension parameters for performance degradation assessment using accurate dynamic simulations," Reliability Engineering and System Safety, Elsevier, vol. 230(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:reensy:v:250:y:2024:i:c:s0951832024003570. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: https://www.journals.elsevier.com/reliability-engineering-and-system-safety .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.