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Determining baseline profile by diffusion maps

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  • Moura Neto, F.
  • Souza, P.
  • de Magalhães, M.S.

Abstract

A major step in statistical process control is to establish the standard pattern of a product. Some quality characteristics are best represented by a profile, a functional relationship between a response variable and one or more explanatory variables, which usually results in high-dimension data handling. Here, we propose a method for Phase I analysis based on diffusion maps and clustering to investigate historical profile data sets to establish a standard profile. Diffusion maps are powerful techniques to represent data and reduce dimensionality while preserving the local geometric structure of the data set, in particular its clusters, hence allowing it to be analysed more thoroughly. It has been used successfully in several different problems. We apply it to real data coming from a wood board production process, highlighting its capabilities in analyzing sets of profiles for baseline profile estimation. We are able to identify two stable production modes, i.e., in control, and several outliers. This is possible due to the enhancement of the geometric understanding of the profile data set allowed by diffusion maps. For validation purposes and to gain insight in its properties, we present a new explicit analytic expression for the diffusion maps of an idealised data set. Furthermore, we apply the method to artificially generated data sets based on a given family of nonlinear profiles. Our results are compared with those in the literature, showing that the proposed method has good performance and, moreover, gives a better insight in the similarities of a real profile data set.

Suggested Citation

  • Moura Neto, F. & Souza, P. & de Magalhães, M.S., 2019. "Determining baseline profile by diffusion maps," European Journal of Operational Research, Elsevier, vol. 279(1), pages 107-123.
  • Handle: RePEc:eee:ejores:v:279:y:2019:i:1:p:107-123
    DOI: 10.1016/j.ejor.2019.05.032
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    References listed on IDEAS

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    1. Francisco Moura Neto & Maysa S. De Magalhães, 2012. "A Laplacian spectral method in phase I analysis of profiles," Applied Stochastic Models in Business and Industry, John Wiley & Sons, vol. 28(3), pages 251-263, May.
    2. Nenes, George, 2011. "A new approach for the economic design of fully adaptive control charts," International Journal of Production Economics, Elsevier, vol. 131(2), pages 631-642, June.
    3. Hongyue Sun & Xinwei Deng & Kaibo Wang & Ran Jin, 2016. "Logistic regression for crystal growth process modeling through hierarchical nonnegative garrote-based variable selection," IISE Transactions, Taylor & Francis Journals, vol. 48(8), pages 787-796, August.
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    5. Liu, Liping & Yu, Miaomiao & Ma, Yizhong & Tu, Yiliu, 2013. "Economic and economic-statistical designs of an X¯ control chart for two-unit series systems with condition-based maintenance," European Journal of Operational Research, Elsevier, vol. 226(3), pages 491-499.
    6. Bersimis, Sotiris & Koutras, Markos V. & Maravelakis, Petros E., 2014. "A compound control chart for monitoring and controlling high quality processes," European Journal of Operational Research, Elsevier, vol. 233(3), pages 595-603.
    7. Javier Cano & Javier M. Moguerza & Stelios Psarakis & Athanasios N. Yannacopoulos, 2015. "Using statistical shape theory for the monitoring of nonlinear profiles," Applied Stochastic Models in Business and Industry, John Wiley & Sons, vol. 31(2), pages 160-177, March.
    8. De Magalhaes, Maysa S. & Moura Neto, Francisco D., 2005. "Joint economic model for totally adaptive and R charts," European Journal of Operational Research, Elsevier, vol. 161(1), pages 148-161, February.
    9. Hang Zhang & Susan Albin, 2009. "Detecting outliers in complex profiles using a χ control chart method," IISE Transactions, Taylor & Francis Journals, vol. 41(4), pages 335-345.
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