IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v235y2019icp661-672.html
   My bibliography  Save this article

State-of-life prognosis and diagnosis of lithium-ion batteries by data-driven particle filters

Author

Listed:
  • Cadini, F.
  • Sbarufatti, C.
  • Cancelliere, F.
  • Giglio, M.

Abstract

The aim of this study is that of presenting a new diagnostic and prognostic method aimed at automatically detecting deviations from the expected degradation dynamics of the batteries due to changes in the operating conditions, or, possibly, anomalous behaviors, and predicting their remaining useful life (RUL) in terms of their state-of-life (SOL), without needing to derive any complex physics-based models and/or gather huge amounts of experimental data to cover all possible operative/fault conditions. The proposed method in fact exploits the real time framework offered by particle filtering and resorts to neural networks in order to build a suitable parametric measurement equation, which provides the algorithm with the capability of automatically adjusting to different battery’s dynamic behaviors. The results of this study demonstrate the satisfactory performances of the algorithm in terms of adaptability and diagnostic sensibility, with reference to suitably identified case studies based on actual Lithium-Ion battery capacity data taken from the prognostics data repository of the NASA Ames Research Center database and of the CALCE Battery Group.

Suggested Citation

  • Cadini, F. & Sbarufatti, C. & Cancelliere, F. & Giglio, M., 2019. "State-of-life prognosis and diagnosis of lithium-ion batteries by data-driven particle filters," Applied Energy, Elsevier, vol. 235(C), pages 661-672.
    • Handle: RePEc:eee:appene:v:235:y:2019:i:c:p:661-672
    DOI: 10.1016/j.apenergy.2018.10.095
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261918316635
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.apenergy.2018.10.095?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Subburaj, Anitha S. & Pushpakaran, Bejoy N. & Bayne, Stephen B., 2015. "Overview of grid connected renewable energy based battery projects in USA," Renewable and Sustainable Energy Reviews, Elsevier, vol. 45(C), pages 219-234.
    2. Zhao, Yang & Liu, Peng & Wang, Zhenpo & Zhang, Lei & Hong, Jichao, 2017. "Fault and defect diagnosis of battery for electric vehicles based on big data analysis methods," Applied Energy, Elsevier, vol. 207(C), pages 354-362.
    3. Berecibar, M. & Gandiaga, I. & Villarreal, I. & Omar, N. & Van Mierlo, J. & Van den Bossche, P., 2016. "Critical review of state of health estimation methods of Li-ion batteries for real applications," Renewable and Sustainable Energy Reviews, Elsevier, vol. 56(C), pages 572-587.
    4. Zubi, Ghassan & Dufo-López, Rodolfo & Carvalho, Monica & Pasaoglu, Guzay, 2018. "The lithium-ion battery: State of the art and future perspectives," Renewable and Sustainable Energy Reviews, Elsevier, vol. 89(C), pages 292-308.
    5. Li, Xue & Jiang, Jiuchun & Wang, Le Yi & Chen, Dafen & Zhang, Yanru & Zhang, Caiping, 2016. "A capacity model based on charging process for state of health estimation of lithium ion batteries," Applied Energy, Elsevier, vol. 177(C), pages 537-543.
    6. Donateo, Teresa & Spedicato, Luigi, 2017. "Fuel economy of hybrid electric flight," Applied Energy, Elsevier, vol. 206(C), pages 723-738.
    7. Opitz, A. & Badami, P. & Shen, L. & Vignarooban, K. & Kannan, A.M., 2017. "Can Li-Ion batteries be the panacea for automotive applications?," Renewable and Sustainable Energy Reviews, Elsevier, vol. 68(P1), pages 685-692.
    8. Wu, Ji & Zhang, Chenbin & Chen, Zonghai, 2016. "An online method for lithium-ion battery remaining useful life estimation using importance sampling and neural networks," Applied Energy, Elsevier, vol. 173(C), pages 134-140.
    9. Chang, Yang & Fang, Huajing & Zhang, Yong, 2017. "A new hybrid method for the prediction of the remaining useful life of a lithium-ion battery," Applied Energy, Elsevier, vol. 206(C), pages 1564-1578.
    10. Assunção, André & Moura, Pedro S. & de Almeida, Aníbal T., 2016. "Technical and economic assessment of the secondary use of repurposed electric vehicle batteries in the residential sector to support solar energy," Applied Energy, Elsevier, vol. 181(C), pages 120-131.
    11. Bai, Guangxing & Wang, Pingfeng & Hu, Chao & Pecht, Michael, 2014. "A generic model-free approach for lithium-ion battery health management," Applied Energy, Elsevier, vol. 135(C), pages 247-260.
    12. Patil, Meru A. & Tagade, Piyush & Hariharan, Krishnan S. & Kolake, Subramanya M. & Song, Taewon & Yeo, Taejung & Doo, Seokgwang, 2015. "A novel multistage Support Vector Machine based approach for Li ion battery remaining useful life estimation," Applied Energy, Elsevier, vol. 159(C), pages 285-297.
    13. Hu, Chao & Jain, Gaurav & Tamirisa, Prabhakar & Gorka, Tom, 2014. "Method for estimating capacity and predicting remaining useful life of lithium-ion battery," Applied Energy, Elsevier, vol. 126(C), pages 182-189.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zhang, Meng & Hu, Tao & Wu, Lifeng & Kang, Guoqing & Guan, Yong, 2021. "A method for capacity estimation of lithium-ion batteries based on adaptive time-shifting broad learning system," Energy, Elsevier, vol. 231(C).
    2. Ma, Qiuhui & Zheng, Ying & Yang, Weidong & Zhang, Yong & Zhang, Hong, 2021. "Remaining useful life prediction of lithium battery based on capacity regeneration point detection," Energy, Elsevier, vol. 234(C).
    3. Yu, Quanqing & Dai, Lei & Xiong, Rui & Chen, Zeyu & Zhang, Xin & Shen, Weixiang, 2022. "Current sensor fault diagnosis method based on an improved equivalent circuit battery model," Applied Energy, Elsevier, vol. 310(C).
    4. Eleftheroglou, Nick & Mansouri, Sina Sharif & Loutas, Theodoros & Karvelis, Petros & Georgoulas, George & Nikolakopoulos, George & Zarouchas, Dimitrios, 2019. "Intelligent data-driven prognostic methodologies for the real-time remaining useful life until the end-of-discharge estimation of the Lithium-Polymer batteries of unmanned aerial vehicles with uncerta," Applied Energy, Elsevier, vol. 254(C).
    5. Ma’d El-Dalahmeh & Maher Al-Greer & Mo’ath El-Dalahmeh & Michael Short, 2020. "Time-Frequency Image Analysis and Transfer Learning for Capacity Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 13(20), pages 1-19, October.
    6. He, Ning & Wang, Qiqi & Lu, Zhenfeng & Chai, Yike & Yang, Fangfang, 2024. "Early prediction of battery lifetime based on graphical features and convolutional neural networks," Applied Energy, Elsevier, vol. 353(PA).
    7. Shen, Dongxu & Wu, Lifeng & Kang, Guoqing & Guan, Yong & Peng, Zhen, 2021. "A novel online method for predicting the remaining useful life of lithium-ion batteries considering random variable discharge current," Energy, Elsevier, vol. 218(C).
    8. Ma, Guijun & Zhang, Yong & Cheng, Cheng & Zhou, Beitong & Hu, Pengchao & Yuan, Ye, 2019. "Remaining useful life prediction of lithium-ion batteries based on false nearest neighbors and a hybrid neural network," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    9. Ma, Jian & Shang, Pengchao & Zou, Xinyu & Ma, Ning & Ding, Yu & Sun, Jinwen & Cheng, Yujie & Tao, Laifa & Lu, Chen & Su, Yuzhuan & Chong, Jin & Jin, Haizu & Lin, Yongshou, 2021. "A hybrid transfer learning scheme for remaining useful life prediction and cycle life test optimization of different formulation Li-ion power batteries," Applied Energy, Elsevier, vol. 282(PA).
    10. Han, Xiaojuan & Wang, Zuran & Wei, Zixuan, 2021. "A novel approach for health management online-monitoring of lithium-ion batteries based on model-data fusion," Applied Energy, Elsevier, vol. 302(C).
    11. Shu, Xing & Shen, Jiangwei & Chen, Zheng & Zhang, Yuanjian & Liu, Yonggang & Lin, Yan, 2022. "Remaining capacity estimation for lithium-ion batteries via co-operation of multi-machine learning algorithms," Reliability Engineering and System Safety, Elsevier, vol. 228(C).
    12. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    13. Zhang, Jiarui & Wang, Chao & Li, Jinzhong & Xie, Yuguang & Mao, Lei & Hu, Zhiyong, 2023. "A Bayesian method for capacity degradation prediction of lithium-ion battery considering both within and cross group heterogeneity," Applied Energy, Elsevier, vol. 351(C).
    14. Meng, Jinhao & Cai, Lei & Stroe, Daniel-Ioan & Ma, Junpeng & Luo, Guangzhao & Teodorescu, Remus, 2020. "An optimized ensemble learning framework for lithium-ion Battery State of Health estimation in energy storage system," Energy, Elsevier, vol. 206(C).
    15. Hong, Joonki & Lee, Dongheon & Jeong, Eui-Rim & Yi, Yung, 2020. "Towards the swift prediction of the remaining useful life of lithium-ion batteries with end-to-end deep learning," Applied Energy, Elsevier, vol. 278(C).
    16. Yong Zhu & Mingyi Liu & Lin Wang & Jianxing Wang, 2022. "Potential Failure Prediction of Lithium-ion Battery Energy Storage System by Isolation Density Method," Sustainability, MDPI, vol. 14(12), pages 1-14, June.
    17. Liu, Chunli & Li, Qiang & Wang, Kai, 2021. "State-of-charge estimation and remaining useful life prediction of supercapacitors," Renewable and Sustainable Energy Reviews, Elsevier, vol. 150(C).
    18. Tianfei Sun & Bizhong Xia & Yifan Liu & Yongzhi Lai & Weiwei Zheng & Huawen Wang & Wei Wang & Mingwang Wang, 2019. "A Novel Hybrid Prognostic Approach for Remaining Useful Life Estimation of Lithium-Ion Batteries," Energies, MDPI, vol. 12(19), pages 1-22, September.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    2. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    3. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    4. Chen, Dinghong & Zhang, Weige & Zhang, Caiping & Sun, Bingxiang & Cong, XinWei & Wei, Shaoyuan & Jiang, Jiuchun, 2022. "A novel deep learning-based life prediction method for lithium-ion batteries with strong generalization capability under multiple cycle profiles," Applied Energy, Elsevier, vol. 327(C).
    5. Dai, Haifeng & Jiang, Bo & Hu, Xiaosong & Lin, Xianke & Wei, Xuezhe & Pecht, Michael, 2021. "Advanced battery management strategies for a sustainable energy future: Multilayer design concepts and research trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 138(C).
    6. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    7. Ozkurt, Celil & Camci, Fatih & Atamuradov, Vepa & Odorry, Christopher, 2016. "Integration of sampling based battery state of health estimation method in electric vehicles," Applied Energy, Elsevier, vol. 175(C), pages 356-367.
    8. Zhao, Bo & Zhang, Weige & Zhang, Yanru & Zhang, Caiping & Zhang, Chi & Zhang, Junwei, 2024. "Research on the remaining useful life prediction method for lithium-ion batteries by fusion of feature engineering and deep learning," Applied Energy, Elsevier, vol. 358(C).
    9. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    10. Xiaoyu Li & Xing Shu & Jiangwei Shen & Renxin Xiao & Wensheng Yan & Zheng Chen, 2017. "An On-Board Remaining Useful Life Estimation Algorithm for Lithium-Ion Batteries of Electric Vehicles," Energies, MDPI, vol. 10(5), pages 1-15, May.
    11. Yang, Jufeng & Xia, Bing & Huang, Wenxin & Fu, Yuhong & Mi, Chris, 2018. "Online state-of-health estimation for lithium-ion batteries using constant-voltage charging current analysis," Applied Energy, Elsevier, vol. 212(C), pages 1589-1600.
    12. He, Guannan & Ciez, Rebecca & Moutis, Panayiotis & Kar, Soummya & Whitacre, Jay F., 2020. "The economic end of life of electrochemical energy storage," Applied Energy, Elsevier, vol. 273(C).
    13. Wang, Cong & Chen, Yunxia & Zhang, Qingyuan & Zhu, Jiaxiao, 2023. "Dynamic early recognition of abnormal lithium-ion batteries before capacity drops using self-adaptive quantum clustering," Applied Energy, Elsevier, vol. 336(C).
    14. Ly, Sel & Xie, Jiahang & Wolter, Franz-Erich & Nguyen, Hung D. & Weng, Yu, 2023. "T-shape data and probabilistic remaining useful life prediction for Li-ion batteries using multiple non-crossing quantile long short-term memory," Applied Energy, Elsevier, vol. 349(C).
    15. Ding, Pan & Liu, Xiaojuan & Li, Huiqin & Huang, Zequan & Zhang, Ke & Shao, Long & Abedinia, Oveis, 2021. "Useful life prediction based on wavelet packet decomposition and two-dimensional convolutional neural network for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 148(C).
    16. Ma, Guijun & Zhang, Yong & Cheng, Cheng & Zhou, Beitong & Hu, Pengchao & Yuan, Ye, 2019. "Remaining useful life prediction of lithium-ion batteries based on false nearest neighbors and a hybrid neural network," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    17. Zheng, Linfeng & Zhu, Jianguo & Lu, Dylan Dah-Chuan & Wang, Guoxiu & He, Tingting, 2018. "Incremental capacity analysis and differential voltage analysis based state of charge and capacity estimation for lithium-ion batteries," Energy, Elsevier, vol. 150(C), pages 759-769.
    18. Zhang, Jianyu & Lu, Wei, 2022. "Sparse data machine learning for battery health estimation and optimal design incorporating material characteristics," Applied Energy, Elsevier, vol. 307(C).
    19. Zhengyu Liu & Jingjie Zhao & Hao Wang & Chao Yang, 2020. "A New Lithium-Ion Battery SOH Estimation Method Based on an Indirect Enhanced Health Indicator and Support Vector Regression in PHMs," Energies, MDPI, vol. 13(4), pages 1-17, February.
    20. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:235:y:2019:i:c:p:661-672. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.