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State-of-life prognosis and diagnosis of lithium-ion batteries by data-driven particle filters

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  • Cadini, F.
  • Sbarufatti, C.
  • Cancelliere, F.
  • Giglio, M.

Abstract

The aim of this study is that of presenting a new diagnostic and prognostic method aimed at automatically detecting deviations from the expected degradation dynamics of the batteries due to changes in the operating conditions, or, possibly, anomalous behaviors, and predicting their remaining useful life (RUL) in terms of their state-of-life (SOL), without needing to derive any complex physics-based models and/or gather huge amounts of experimental data to cover all possible operative/fault conditions. The proposed method in fact exploits the real time framework offered by particle filtering and resorts to neural networks in order to build a suitable parametric measurement equation, which provides the algorithm with the capability of automatically adjusting to different battery’s dynamic behaviors. The results of this study demonstrate the satisfactory performances of the algorithm in terms of adaptability and diagnostic sensibility, with reference to suitably identified case studies based on actual Lithium-Ion battery capacity data taken from the prognostics data repository of the NASA Ames Research Center database and of the CALCE Battery Group.

Suggested Citation

  • Cadini, F. & Sbarufatti, C. & Cancelliere, F. & Giglio, M., 2019. "State-of-life prognosis and diagnosis of lithium-ion batteries by data-driven particle filters," Applied Energy, Elsevier, vol. 235(C), pages 661-672.
    • Handle: RePEc:eee:appene:v:235:y:2019:i:c:p:661-672
    DOI: 10.1016/j.apenergy.2018.10.095
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    4. Yanming Li & Xiaojuan Qin & Furong Ma & Haoran Wu & Min Chai & Fujing Zhang & Fenghe Jiang & Xu Lei, 2024. "Fusion Technology-Based CNN-LSTM-ASAN for RUL Estimation of Lithium-Ion Batteries," Sustainability, MDPI, vol. 16(21), pages 1-22, October.
    5. Eleftheroglou, Nick & Mansouri, Sina Sharif & Loutas, Theodoros & Karvelis, Petros & Georgoulas, George & Nikolakopoulos, George & Zarouchas, Dimitrios, 2019. "Intelligent data-driven prognostic methodologies for the real-time remaining useful life until the end-of-discharge estimation of the Lithium-Polymer batteries of unmanned aerial vehicles with uncerta," Applied Energy, Elsevier, vol. 254(C).
    6. Ma’d El-Dalahmeh & Maher Al-Greer & Mo’ath El-Dalahmeh & Michael Short, 2020. "Time-Frequency Image Analysis and Transfer Learning for Capacity Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 13(20), pages 1-19, October.
    7. He, Ning & Wang, Qiqi & Lu, Zhenfeng & Chai, Yike & Yang, Fangfang, 2024. "Early prediction of battery lifetime based on graphical features and convolutional neural networks," Applied Energy, Elsevier, vol. 353(PA).
    8. Shen, Dongxu & Wu, Lifeng & Kang, Guoqing & Guan, Yong & Peng, Zhen, 2021. "A novel online method for predicting the remaining useful life of lithium-ion batteries considering random variable discharge current," Energy, Elsevier, vol. 218(C).
    9. Ma, Guijun & Zhang, Yong & Cheng, Cheng & Zhou, Beitong & Hu, Pengchao & Yuan, Ye, 2019. "Remaining useful life prediction of lithium-ion batteries based on false nearest neighbors and a hybrid neural network," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    10. Ma, Jian & Shang, Pengchao & Zou, Xinyu & Ma, Ning & Ding, Yu & Sun, Jinwen & Cheng, Yujie & Tao, Laifa & Lu, Chen & Su, Yuzhuan & Chong, Jin & Jin, Haizu & Lin, Yongshou, 2021. "A hybrid transfer learning scheme for remaining useful life prediction and cycle life test optimization of different formulation Li-ion power batteries," Applied Energy, Elsevier, vol. 282(PA).
    11. Han, Xiaojuan & Wang, Zuran & Wei, Zixuan, 2021. "A novel approach for health management online-monitoring of lithium-ion batteries based on model-data fusion," Applied Energy, Elsevier, vol. 302(C).
    12. Shu, Xing & Shen, Jiangwei & Chen, Zheng & Zhang, Yuanjian & Liu, Yonggang & Lin, Yan, 2022. "Remaining capacity estimation for lithium-ion batteries via co-operation of multi-machine learning algorithms," Reliability Engineering and System Safety, Elsevier, vol. 228(C).
    13. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    14. Zhang, Jiarui & Wang, Chao & Li, Jinzhong & Xie, Yuguang & Mao, Lei & Hu, Zhiyong, 2023. "A Bayesian method for capacity degradation prediction of lithium-ion battery considering both within and cross group heterogeneity," Applied Energy, Elsevier, vol. 351(C).
    15. Meng, Jinhao & Cai, Lei & Stroe, Daniel-Ioan & Ma, Junpeng & Luo, Guangzhao & Teodorescu, Remus, 2020. "An optimized ensemble learning framework for lithium-ion Battery State of Health estimation in energy storage system," Energy, Elsevier, vol. 206(C).
    16. Hong, Joonki & Lee, Dongheon & Jeong, Eui-Rim & Yi, Yung, 2020. "Towards the swift prediction of the remaining useful life of lithium-ion batteries with end-to-end deep learning," Applied Energy, Elsevier, vol. 278(C).
    17. Yong Zhu & Mingyi Liu & Lin Wang & Jianxing Wang, 2022. "Potential Failure Prediction of Lithium-ion Battery Energy Storage System by Isolation Density Method," Sustainability, MDPI, vol. 14(12), pages 1-14, June.
    18. Liu, Chunli & Li, Qiang & Wang, Kai, 2021. "State-of-charge estimation and remaining useful life prediction of supercapacitors," Renewable and Sustainable Energy Reviews, Elsevier, vol. 150(C).
    19. Tianfei Sun & Bizhong Xia & Yifan Liu & Yongzhi Lai & Weiwei Zheng & Huawen Wang & Wei Wang & Mingwang Wang, 2019. "A Novel Hybrid Prognostic Approach for Remaining Useful Life Estimation of Lithium-Ion Batteries," Energies, MDPI, vol. 12(19), pages 1-22, September.

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