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The Paradox of Compliance: Infringements and Delays in Transposing European Union Directives

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  • THOMSON, ROBERT
  • TORENVLIED, RENÉ
  • ARREGUI, JAVIER

Abstract

What impact does the negotiation stage prior to the adoption of international agreements have on the subsequent implementation stage? We address this question by examining the linkages between decision making on European Union directives and any subsequent infringements and delays in national transposition. We formulate a preference-based explanation of failures to comply, which focuses on states' incentives to deviate and the amount of discretion granted to states. This is compared with state-based explanations that focus on country-specific characteristics. Infringements are more likely when states disagree with the content of directives and the directives provide them with little discretion. Granting discretion to member states, however, tends to lead to longer delays in transposition. We find no evidence of country-specific effects.

Suggested Citation

  • Thomson, Robert & Torenvlied, René & Arregui, Javier, 2007. "The Paradox of Compliance: Infringements and Delays in Transposing European Union Directives," British Journal of Political Science, Cambridge University Press, vol. 37(4), pages 685-709, October.
  • Handle: RePEc:cup:bjposi:v:37:y:2007:i:04:p:685-709_00
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    Cited by:

    1. Ellen Mastenbroek & Tim Veen, 2008. "Last Words on Delegation?," European Union Politics, , vol. 9(2), pages 295-311, June.
    2. Baerg, Nicole Rae & Hallerberg, Mark, 2014. "Rule Bending in International Organizations: Explaining Instability in the Stability and Growth Pact," MPRA Paper 18084, University Library of Munich, Germany.
    3. Thomas König & Lars Mäder, 2013. "Non-conformable, partial and conformable transposition: A competing risk analysis of the transposition process of directives in the EU15," European Union Politics, , vol. 14(1), pages 46-69, March.
    4. Radoslaw Zubek & Katarina Staronova, 2010. "Ministerial Transposition of EU Directives: Can Oversight Improve Performance?," Working Papers of the Vienna Institute for European integration research (EIF) 9, Institute for European integration research (EIF).
    5. Thomas König & Bernd Luig, 2012. "Party ideology and legislative agendas: Estimating contextual policy positions for the study of EU decision-making," European Union Politics, , vol. 13(4), pages 604-625, December.
    6. Hartlapp, Miriam & Falkner, Gerda, 2008. "Problems of operationalization and data in EU compliance research," Discussion Papers, Research Unit: Labor Market Policy and Employment SP I 2008-104, WZB Berlin Social Science Center.
    7. Michael Krug & Maria Rosaria Di Nucci & Lucas Schwarz & Irene Alonso & Isabel Azevedo & Massimo Bastiani & Anna Dyląg & Erik Laes & Arthur Hinsch & Gaidis Klāvs & Ivars Kudreņickis & Pouyan Maleki & G, 2023. "Implementing European Union Provisions and Enabling Frameworks for Renewable Energy Communities in Nine Countries: Progress, Delays, and Gaps," Sustainability, MDPI, vol. 15(11), pages 1-29, May.
    8. Pierre Georges Van Wolleghem, 2017. "Why Implement without a Tangible Threat? The Effect of a Soft Instrument on National Migrant Integration Policies," Journal of Common Market Studies, Wiley Blackwell, vol. 55(5), pages 1127-1143, September.
    9. Ruud van Druenen & Pieter Zwaan & Ellen Mastenbroek, 2022. "Getting State Aid Approved by the European Commission: Explaining the Duration of Preliminary Investigations in the State Aid Notification Procedure," Journal of Common Market Studies, Wiley Blackwell, vol. 60(3), pages 545-561, May.
    10. Marius R Busemeyer & Tobias Tober, 2015. "European integration and the political economy of inequality," European Union Politics, , vol. 16(4), pages 536-557, December.
    11. Daniel Finke, 2020. "At loggerheads over state aid: Why the Commission rejects aid and governments comply," European Union Politics, , vol. 21(3), pages 474-496, September.
    12. Dimiter Toshkov, 2008. "Embracing European Law," European Union Politics, , vol. 9(3), pages 379-402, September.
    13. Robert Thomson, 2010. "Opposition through the back door in the transposition of EU directives," European Union Politics, , vol. 11(4), pages 577-596, December.
    14. Nullmeier, Frank & Pritzlaff, Tanja, 2010. "The great chain of legitimacy: Justifying transnational democracy," TranState Working Papers 123, University of Bremen, Collaborative Research Center 597: Transformations of the State.
    15. Joshua C Fjelstul, 2019. "The evolution of European Union law: A new data set on the Acquis Communautaire," European Union Politics, , vol. 20(4), pages 670-691, December.
    16. Miriam Hartlapp & Gerda Falkner, 2009. "Problems of Operationalization and Data in EU Compliance Research," European Union Politics, , vol. 10(2), pages 281-304, June.
    17. Asya Zhelyazkova & René Torenvlied, 2009. "The Time-Dependent Effect of Conflict in the Council on Delays in the Transposition of EU Directives," European Union Politics, , vol. 10(1), pages 35-62, March.
    18. Asya Zhelyazkova & Nikoleta Yordanova, 2015. "Signalling ‘compliance’: The link between notified EU directive implementation and infringement cases," European Union Politics, , vol. 16(3), pages 408-428, September.

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