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Approval-Based Shortlisting

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  • Martin Lackner
  • Jan Maly

Abstract

Shortlisting is the task of reducing a long list of alternatives to a (smaller) set of best or most suitable alternatives. Shortlisting is often used in the nomination process of awards or in recommender systems to display featured objects. In this paper, we analyze shortlisting methods that are based on approval data, a common type of preferences. Furthermore, we assume that the size of the shortlist, i.e., the number of best or most suitable alternatives, is not fixed but determined by the shortlisting method. We axiomatically analyze established and new shortlisting methods and complement this analysis with an experimental evaluation based on synthetic and real-world data. Our results lead to recommendations which shortlisting methods to use, depending on the desired properties.

Suggested Citation

  • Martin Lackner & Jan Maly, 2020. "Approval-Based Shortlisting," Papers 2005.07094, arXiv.org, revised May 2022.
    • Handle: RePEc:arx:papers:2005.07094
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    References listed on IDEAS

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    1. Conal Duddy & Ashley Piggins & William Zwicker, 2016. "Aggregation of binary evaluations: a Borda-like approach," Social Choice and Welfare, Springer;The Society for Social Choice and Welfare, vol. 46(2), pages 301-333, February.
    2. D. Marc Kilgour, 2010. "Approval Balloting for Multi-winner Elections," Studies in Choice and Welfare, in: Jean-François Laslier & M. Remzi Sanver (ed.), Handbook on Approval Voting, chapter 0, pages 105-124, Springer.
    3. Amegashie, J Atsu, 1999. "The Design of Rent-Seeking Competitions: Committees, Preliminary and Final Contests," Public Choice, Springer, vol. 99(1-2), pages 63-76, April.
    4. Steven J Brams & D Marc Kilgour, 2012. "Narrowing the field in elections: The Next-Two rule," Journal of Theoretical Politics, , vol. 24(4), pages 507-525, October.
    5. Florian Brandl & Dominik Peters, 2019. "An axiomatic characterization of the Borda mean rule," Social Choice and Welfare, Springer;The Society for Social Choice and Welfare, vol. 52(4), pages 685-707, April.
    6. D. Marc Kilgour & Erica Marshall, 2012. "Approval Balloting for Fixed-Size Committees," Studies in Choice and Welfare, in: Dan S. Felsenthal & Moshé Machover (ed.), Electoral Systems, chapter 0, pages 305-326, Springer.
    7. D. Marc Kilgour, 2016. "Approval elections with a variable number of winners," Theory and Decision, Springer, vol. 81(2), pages 199-211, August.
    8. Jean-François Laslier & M. Remzi Sanver (ed.), 2010. "Handbook on Approval Voting," Studies in Choice and Welfare, Springer, number 978-3-642-02839-7, July.
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