IDEAS home Printed from https://ideas.repec.org/a/spr/scient/v84y2010i1d10.1007_s11192-010-0194-8.html
   My bibliography  Save this article

Patent strategy in Chinese universities: a comparative perspective

Author

Listed:
  • Chunjuan Luan

    (Dalian University of Technology
    Tsinghua University)

  • Chunyan Zhou

    (International Institute of Triple Helix, LaSalle Innovation Park)

  • Aiyun Liu

    (Dalian University of Technology)

Abstract

Patenting and licensing is not only a significant method of university knowledge transfer, but also an important indicator for measuring academic R&D strength and knowledge utilization. The methodologies of quantitative and qualitative analysis, including a special patent h-index indicator to assess patenting quality, were used to examine university patenting worldwide. Analysis of university patenting from 1998 to 2008 showed a significant overall global increase in which Chinese academia stands out: most of the top 20 universities in patenting in 2008 were in China. However, a low rate of utilization of Chinese academic patents may have roots in: (1) university research evaluation system encourages the patent production more, rather than the utilization; (2) problems in the formal mechanisms for university technology transfer and licensing, (3) industry’s limited expectation and receptive capabilities and/or (4) a mismatch between the interests of the two institutional spheres. The next action to be taken by government, university and industry in China will be to explore strategies for improving academic patent quality and industry take-up.

Suggested Citation

  • Chunjuan Luan & Chunyan Zhou & Aiyun Liu, 2010. "Patent strategy in Chinese universities: a comparative perspective," Scientometrics, Springer;Akadémiai Kiadó, vol. 84(1), pages 53-63, July.
    • Handle: RePEc:spr:scient:v:84:y:2010:i:1:d:10.1007_s11192-010-0194-8
    DOI: 10.1007/s11192-010-0194-8
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11192-010-0194-8
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.
    File URL: https://libkey.io/10.1007/s11192-010-0194-8?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Etzkowitz, Henry & Leydesdorff, Loet, 2000. "The dynamics of innovation: from National Systems and "Mode 2" to a Triple Helix of university-industry-government relations," Research Policy, Elsevier, vol. 29(2), pages 109-123, February.
    2. Mowery, David C. & Nelson, Richard R. & Sampat, Bhaven N. & Ziedonis, Arvids A., 2001. "The growth of patenting and licensing by U.S. universities: an assessment of the effects of the Bayh-Dole act of 1980," Research Policy, Elsevier, vol. 30(1), pages 99-119, January.
    3. Sampat, Bhaven N. & Mowery, David C. & Ziedonis, Arvids A., 2003. "Changes in university patent quality after the Bayh-Dole act: a re-examination," International Journal of Industrial Organization, Elsevier, vol. 21(9), pages 1371-1390, November.
    4. Rafferty, Matthew, 2008. "The Bayh-Dole Act and university research and development," Research Policy, Elsevier, vol. 37(1), pages 29-40, February.
    5. Rebecca Henderson & Adam B. Jaffe & Manuel Trajtenberg, 1998. "Universities As A Source Of Commercial Technology: A Detailed Analysis Of University Patenting, 1965-1988," The Review of Economics and Statistics, MIT Press, vol. 80(1), pages 119-127, February.
    6. Rosell, Carlos & Agrawal, Ajay, 2009. "Have university knowledge flows narrowed?: Evidence from patent data," Research Policy, Elsevier, vol. 38(1), pages 1-13, February.
    7. Chunyan Zhou & Xu-Mei Peng, 2008. "The entrepreneurial university in China: nonlinear paths," Science and Public Policy, Oxford University Press, vol. 35(9), pages 637-646, November.
    8. Mowery, David C. & Ziedonis, Arvids A., 2002. "Academic patent quality and quantity before and after the Bayh-Dole act in the United States," Research Policy, Elsevier, vol. 31(3), pages 399-418, March.
    9. Anthony F. J. Raan, 2006. "Comparison of the Hirsch-index with standard bibliometric indicators and with peer judgment for 147 chemistry research groups," Scientometrics, Springer;Akadémiai Kiadó, vol. 67(3), pages 491-502, June.
    10. Loet Leydesdorff, 2004. "The university–industry knowledge relationship: Analyzing patents and the science base of technologies," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 55(11), pages 991-1001, September.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Aihua Chen & Donald Patton & Martin Kenney, 2016. "University technology transfer in China: a literature review and taxonomy," The Journal of Technology Transfer, Springer, vol. 41(5), pages 891-929, October.
    2. Wipo, 2011. "World Intellectual Property Report 2011- The Changing Face of Innovation," WIPO Economics & Statistics Series, World Intellectual Property Organization - Economics and Statistics Division, number 2011:944, April.
    3. Meng, Qiaoyu & Li, Yi & Cao, Qinwei, 2024. "The paradox analysis and functional mechanism between R&D efficiency and transformation effect: Evidence from key universities in China," Technovation, Elsevier, vol. 130(C).
    4. Hyejin Jung & Byung-Keun Kim, 2018. "Determinant factors of university spin-off: the case of Korea," The Journal of Technology Transfer, Springer, vol. 43(6), pages 1631-1646, December.
    5. Christian Fisch & Tobias Hassel & Philipp Sandner & Joern Block, 2015. "University patenting: a comparison of 300 leading universities worldwide," The Journal of Technology Transfer, Springer, vol. 40(2), pages 318-345, April.
    6. Yuandi Wang & Jiashun Huang & Yantai Chen & Xiongfeng Pan & Jin Chen, 2013. "Have Chinese universities embraced their third mission? New insight from a business perspective," Scientometrics, Springer;Akadémiai Kiadó, vol. 97(2), pages 207-222, November.
    7. Hui-Zhen Fu & Yuh-Shan Ho, 2013. "Comparison of independent research of China’s top universities using bibliometric indicators," Scientometrics, Springer;Akadémiai Kiadó, vol. 96(1), pages 259-276, July.
    8. Pluvia Zuniga, 2011. "The State of Patenting at Research Institutions in Developing Countries: Policy Approaches and Practices," WIPO Economic Research Working Papers 04, World Intellectual Property Organization - Economics and Statistics Division, revised Dec 2011.
    9. Tao Hu & Yin Zhang, 2021. "A spatial–temporal network analysis of patent transfers from U.S. universities to firms," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(1), pages 27-54, January.
    10. Yindan Ye & Kevin De Moortel & Thomas Crispeels, 2020. "Network dynamics of Chinese university knowledge transfer," The Journal of Technology Transfer, Springer, vol. 45(4), pages 1228-1254, August.
    11. Yutao Sun & Chen Zhang & Robert A. W. Kok, 2020. "The role of research outcome quality in the relationship between university research collaboration and technology transfer: empirical results from China," Scientometrics, Springer;Akadémiai Kiadó, vol. 122(2), pages 1003-1026, February.
    12. Kang, Kiyeon & Sohn, So Young, 2016. "Evaluating the patenting activities of pharmaceutical research organizations based on new technology indices," Journal of Informetrics, Elsevier, vol. 10(1), pages 74-81.
    13. repec:wip:wpaper:4 is not listed on IDEAS

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Christian Fisch & Tobias Hassel & Philipp Sandner & Joern Block, 2015. "University patenting: a comparison of 300 leading universities worldwide," The Journal of Technology Transfer, Springer, vol. 40(2), pages 318-345, April.
    2. Francesco Lissoni & Fabio Montobbio, 2015. "The Ownership of Academic Patents and Their Impact. Evidence from Five European Countries," Revue économique, Presses de Sciences-Po, vol. 66(1), pages 143-171.
    3. Caviggioli, Federico & De Marco, Antonio & Montobbio, Fabio & Ughetto, Elisa, 2020. "The licensing and selling of inventions by US universities," Technological Forecasting and Social Change, Elsevier, vol. 159(C).
    4. Ani Gerbin & Mateja Drnovsek, 2016. "Determinants and public policy implications of academic-industry knowledge transfer in life sciences: a review and a conceptual framework," The Journal of Technology Transfer, Springer, vol. 41(5), pages 979-1076, October.
    5. Tomás del Barrio-Castro & José García-Quevedo, 2009. "The determinants of university patenting: Do incentives matter?," Working Papers XREAP2009-14, Xarxa de Referència en Economia Aplicada (XREAP), revised Nov 2009.
    6. Antonio Della Malva & Francesco Lissoni & Patrick Llerena, 2013. "Institutional change and academic patenting: French universities and the Innovation Act of 1999," Journal of Evolutionary Economics, Springer, vol. 23(1), pages 211-239, January.
    7. Motohashi, Kazuyuki & Muramatsu, Shingo, 2012. "Examining the university industry collaboration policy in Japan: Patent analysis," Technology in Society, Elsevier, vol. 34(2), pages 149-162.
    8. Bar-Ilan, Judit, 2008. "Informetrics at the beginning of the 21st century—A review," Journal of Informetrics, Elsevier, vol. 2(1), pages 1-52.
    9. Tischler, Joachim & Walter, Sascha, 2014. "Das Patentierverhalten akademischer Gründer nach Abschaffung des Hochschullehrerprivilegs," EconStor Preprints 96157, ZBW - Leibniz Information Centre for Economics.
    10. Breschi, Stefano & Catalini, Christian, 2010. "Tracing the links between science and technology: An exploratory analysis of scientists' and inventors' networks," Research Policy, Elsevier, vol. 39(1), pages 14-26, February.
    11. Bruneel, Johan & D'Este, Pablo & Salter, Ammon, 2010. "Investigating the factors that diminish the barriers to university-industry collaboration," Research Policy, Elsevier, vol. 39(7), pages 858-868, September.
    12. Baldini, Nicola, 2009. "Implementing Bayh-Dole-like laws: Faculty problems and their impact on university patenting activity," Research Policy, Elsevier, vol. 38(8), pages 1217-1224, October.
    13. Suzanne Scotchmer, 2013. "Patents in the University: Priming the Pump and Crowding Out," Journal of Industrial Economics, Wiley Blackwell, vol. 61(3), pages 817-844, September.
    14. Guerzoni, Marco & Aldridge, Taylor & Audretsch, David B & Sameeksha, Desai, 2012. "University Knowledge, Originality of Patents and the Creation of New Industries," Department of Economics and Statistics Cognetti de Martiis LEI & BRICK - Laboratory of Economics of Innovation "Franco Momigliano", Bureau of Research in Innovation, Complexity and Knowledge, Collegio 201219, University of Turin.
    15. Lu, Louis Y.Y. & Liu, John S., 2016. "A novel approach to identify the major research themes and development trajectory: The case of patenting research," Technological Forecasting and Social Change, Elsevier, vol. 103(C), pages 71-82.
    16. Catalina Martínez & Valerio Sterzi, 2021. "The impact of the abolishment of the professor’s privilege on European university-owned patents," Industry and Innovation, Taylor & Francis Journals, vol. 28(3), pages 247-282, March.
    17. Amit Shovon Ray & Sabyasachi Saha, "undated". "Patenting Public-Funded Research for Technology Transfer: A Conceptual-Empirical Synthesis of US Evidence and Lessons for India," Indian Council for Research on International Economic Relations, New Delhi Working Papers 244, Indian Council for Research on International Economic Relations, New Delhi, India.
    18. Eleftherios Sapsalis & Bruno Van Pottelsberghe, 2003. "Insight into the patenting performance of Belgian universities," Brussels Economic Review, ULB -- Universite Libre de Bruxelles, vol. 46(3), pages 37-58.
    19. Gnanaraj Chellaraj & Keith E. Maskus & Aaditya Mattoo, 2008. "The Contribution of International Graduate Students to US Innovation," Review of International Economics, Wiley Blackwell, vol. 16(3), pages 444-462, August.
    20. Nicolas Carayol & Elodie Carpentier, 2022. "The spread of academic invention: a nationwide case study on French data (1995–2012)," The Journal of Technology Transfer, Springer, vol. 47(5), pages 1395-1421, October.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:scient:v:84:y:2010:i:1:d:10.1007_s11192-010-0194-8. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.