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Examiner trust in applicants to the European Patent Office: country specificities

Author

Listed:
  • Joaquín M. Azagra-Caro

    (Universitat Politècnica de València)

  • Elena M. Tur

    (Universitat Politècnica de València
    Eindhoven University of Technology
    University of Gothenburg)

Abstract

Indicators based on the probability of applicant citations in patents have been used to emphasize the importance of distinguishing applicant and examiner citations. However, the interpretation of these indicators and of the presence of applicant citations in European Patent Office (EPO) examiner reports is still uncertain. Based on interviews with patent examiners and patent applicants, we develop the idea that applicant citations in EPO examiner reports indicate examiner trust in applicants, and that this trust varies according to national patterns. Using EPO data for over 3,500,000 citations during 1997–2007, we verify that examiner trust in applicants is higher in granted patents. Examiners trust applicants from scientifically or economically strong countries, from member states of the European Patent Organization, and from the same country of the examiners.

Suggested Citation

  • Joaquín M. Azagra-Caro & Elena M. Tur, 2018. "Examiner trust in applicants to the European Patent Office: country specificities," Scientometrics, Springer;Akadémiai Kiadó, vol. 117(3), pages 1319-1348, December.
    • Handle: RePEc:spr:scient:v:117:y:2018:i:3:d:10.1007_s11192-018-2894-4
    DOI: 10.1007/s11192-018-2894-4
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    2. Elena M. Tur & Evangelos Bourelos & Maureen McKelvey, 2022. "The case of sleeping beauties in nanotechnology: a study of potential breakthrough inventions in emerging technologies," The Annals of Regional Science, Springer;Western Regional Science Association, vol. 69(3), pages 683-708, December.
    3. Tetsuo Wada, 2020. "When do the USPTO examiners cite as the EPO examiners? An analysis of examination spillovers through rejection citations at the international family-to-family level," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(2), pages 1591-1615, November.
    4. P. G. J. Persoon & R. N. A. Bekkers & F. Alkemade, 2020. "How cumulative is technological knowledge?," Papers 2012.00095, arXiv.org, revised May 2021.
    5. Fernández, Ana María & Ferrándiz, Esther & Medina, Jennifer, 2022. "The diffusion of energy technologies. Evidence from renewable, fossil, and nuclear energy patents," Technological Forecasting and Social Change, Elsevier, vol. 178(C).

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