IDEAS home Printed from https://ideas.repec.org/a/spr/nathaz/v116y2023i2d10.1007_s11069-022-05739-4.html
   My bibliography  Save this article

Integrating rural livelihood resilience and sustainability for post-disaster community relocation: a theoretical framework and empirical study

Author

Listed:
  • Xuanmei Yang

    (Tongji University
    University of Florida)

  • Xiangyu Li

    (Oklahoma State University)

  • Kaifa Lu

    (University of Florida)

  • Zhong-Ren Peng

    (University of Florida)

Abstract

The concepts of resilience and sustainability are becoming popular in disaster planning and management. However, there is an absence of mutual considerations of the two concepts from an integrated perspective to promote post-disaster livelihood, particularly in the relocated rural communities. To fill the research gap, this paper explores the factors and relationships of resilient rural livelihoods (RRL) and sustainable rural livelihoods (SRL) in resettlement communities after a major disaster. Specifically, we construct a theoretical model that integrates resources, strategies, and outcomes of RRL and SRL in the recovery phase. We use a dataset for household-level recovery after the Jiangsu Tornado (2016) in China to validate the theoretical model with a structural equation modeling (SEM) approach. Results show that government-driven, recovery-concentrated policies of “resilience” may not promote the long-term sustainability of rural household livelihoods because financial capital and institutional participation are negatively associated with the community’s self-reliance for future disaster recovery. The tangible assets are likely to make people more confident in disaster preparedness, while the intangible assets lack such an impact and even make the relocated households concerned about future disasters. For RRL outcomes, financial capital and socio-political capital can enhance the recovery, while human capital and livelihood strategies have negative effects. In addition, natural capital and financial capital positively affect household recovery, but the human capital remains a negative contributor. These findings clearly reveal the general patterns of rural livelihoods in relocated communities after a disaster and provide insights into potential measures to promote sustainable and resilient rural livelihoods.

Suggested Citation

  • Xuanmei Yang & Xiangyu Li & Kaifa Lu & Zhong-Ren Peng, 2023. "Integrating rural livelihood resilience and sustainability for post-disaster community relocation: a theoretical framework and empirical study," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 116(2), pages 1775-1803, March.
    • Handle: RePEc:spr:nathaz:v:116:y:2023:i:2:d:10.1007_s11069-022-05739-4
    DOI: 10.1007/s11069-022-05739-4
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11069-022-05739-4
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.
    File URL: https://libkey.io/10.1007/s11069-022-05739-4?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Shili Guo & Lei Lin & Shaoquan Liu & Yali Wei & Dingde Xu & Qianyu Li & Shenglin Su, 2019. "Interactions between sustainable livelihood of rural household and agricultural land transfer in the mountainous and hilly regions of Sichuan, China," Sustainable Development, John Wiley & Sons, Ltd., vol. 27(4), pages 725-742, July.
    2. Thomas Tanner & David Lewis & David Wrathall & Robin Bronen & Nick Cradock-Henry & Saleemul Huq & Chris Lawless & Raphael Nawrotzki & Vivek Prasad & Md. Ashiqur Rahman & Ryan Alaniz & Katherine King &, 2015. "Livelihood resilience in the face of climate change," Nature Climate Change, Nature, vol. 5(1), pages 23-26, January.
    3. Timo Lorenz & Clemens Beer & Jan Pütz & Kathrin Heinitz, 2016. "Measuring Psychological Capital: Construction and Validation of the Compound PsyCap Scale (CPC-12)," PLOS ONE, Public Library of Science, vol. 11(4), pages 1-17, April.
    4. Forster, J. & Lake, I.R. & Watkinson, A.R. & Gill, J.A., 2014. "Marine dependent livelihoods and resilience to environmental change: A case study of Anguilla," Marine Policy, Elsevier, vol. 45(C), pages 204-212.
    5. Sina, Dantje & Chang-Richards, Alice Yan & Wilkinson, Suzanne & Potangaroa, Regan, 2019. "A conceptual framework for measuring livelihood resilience: Relocation experience from Aceh, Indonesia," World Development, Elsevier, vol. 117(C), pages 253-265.
    6. Susanna Davies, 1996. "Security and Vulnerability in Livelihood Systems," Palgrave Macmillan Books, in: Adaptable Livelihoods, chapter 2, pages 15-44, Palgrave Macmillan.
    7. Ivo Šlaus & Garry Jacobs, 2011. "Human Capital and Sustainability," Sustainability, MDPI, vol. 3(1), pages 1-58, January.
    8. Jo Boyden, 2007. "Questioning the Power of Resilience:Are Children Up To the Task of Disrupting the Transmission of Poverty?," Working Papers id:1053, eSocialSciences.
    9. Wenfeng Zhou & Shili Guo & Xin Deng & Dingde Xu, 2021. "Livelihood resilience and strategies of rural residents of earthquake-threatened areas in Sichuan Province, China," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 106(1), pages 255-275, March.
    10. Smith, Lisa C. & Frankenberger, Timothy R., 2018. "Does Resilience Capacity Reduce the Negative Impact of Shocks on Household Food Security? Evidence from the 2014 Floods in Northern Bangladesh," World Development, Elsevier, vol. 102(C), pages 358-376.
    11. Mengistu, M.G. & Simane, B. & Eshete, G. & Workneh, T.S., 2015. "A review on biogas technology and its contributions to sustainable rural livelihood in Ethiopia," Renewable and Sustainable Energy Reviews, Elsevier, vol. 48(C), pages 306-316.
    12. Donkor, Emmanuel & Onakuse, Stephen & Bogue, Joe & De Los Rios-Carmenado, Ignacio, 2019. "Fertiliser adoption and sustainable rural livelihood improvement in Nigeria," Land Use Policy, Elsevier, vol. 88(C).
    13. Thulstrup, Andreas Waaben, 2015. "Livelihood Resilience and Adaptive Capacity: Tracing Changes in Household Access to Capital in Central Vietnam," World Development, Elsevier, vol. 74(C), pages 352-362.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Barsha Shrestha & Sanjaya Uprety & Jiba Raj Pokharel, 2023. "Factors Influencing Housing Satisfaction in Post-Disaster Resettlement: A Case of Nepal," Sustainability, MDPI, vol. 15(17), pages 1-26, August.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Shulei Cheng & Yu Yu & Wei Fan & Chunxia Zhu, 2022. "Spatio-Temporal Variation and Decomposition Analysis of Livelihood Resilience of Rural Residents in China," IJERPH, MDPI, vol. 19(17), pages 1-25, August.
    2. Wenfeng Zhou & Shili Guo & Xin Deng & Dingde Xu, 2021. "Livelihood resilience and strategies of rural residents of earthquake-threatened areas in Sichuan Province, China," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 106(1), pages 255-275, March.
    3. Yuchun Xiao & Shuiliang Liu & Jinyou Zuo & Ningling Yin & Jilin Wu & Wenhai Xie, 2022. "Farmer Households’ Livelihood Resilience in Ethnic Tourism Villages: A Case Study of the Wuling Mountain Area, China," Sustainability, MDPI, vol. 15(1), pages 1-19, December.
    4. Xue Yang & Shili Guo & Xin Deng & Wei Wang & Dingde Xu, 2021. "Study on Livelihood Vulnerability and Adaptation Strategies of Farmers in Areas Threatened by Different Disaster Types under Climate Change," Agriculture, MDPI, vol. 11(11), pages 1-21, November.
    5. Indrajit Pal & Ganesh Dhungana & Ayush Baskota & Parmeshwar Udmale & Mayuri Ashokrao Gadhawe & Puvadol Doydee & Tanh T. N. Nguyen & Seak Sophat, 2023. "Multi-Hazard Livelihood Security and Resilience of Lower Mekong Basin Communities," Sustainability, MDPI, vol. 15(11), pages 1-27, May.
    6. Bekele, Adugna Eneyew & Drabik, Dusan & Dries, Liesbeth & Heijman, Wim, 2022. "Resilience of Ethiopian Agropastoral Households in the Presence of Large-Scale Land Investments," Ecological Economics, Elsevier, vol. 200(C).
    7. Zhiying Han & Yeo-Chang Youn & Seunguk Kim & Hyeyeong Choe, 2023. "Improving Farmer Livelihood Resilience to Climate Change in Rural Areas of Inner Mongolia, China," Agriculture, MDPI, vol. 13(10), pages 1-19, October.
    8. Peiying Dang & Linjing Ren & Jie Li, 2022. "Livelihood Resilience or Policy Attraction? Factors Determining Households’ Willingness to Participate in Rural Tourism in Western China," IJERPH, MDPI, vol. 19(12), pages 1-19, June.
    9. Sarker, Md Nazirul Islam & Wu, Min & Alam, GM Monirul & Shouse, Roger C, 2020. "Livelihood resilience of riverine island dwellers in the face of natural disasters: Empirical evidence from Bangladesh," Land Use Policy, Elsevier, vol. 95(C).
    10. Iddrisu Amadu & Frederick Ato Armah & Denis Worlanyo Aheto, 2021. "Assessing Livelihood Resilience of Artisanal Fisherfolk to the Decline in Small-Scale Fisheries in Ghana," Sustainability, MDPI, vol. 13(18), pages 1-18, September.
    11. Jiajun He & Xin Fan & Lin Chen & Zirui Huang & Yiming Zhao & Chenzhi Zhang, 2023. "Improving the Livelihood Resilience of Poverty-Stricken Population under Rural Revitalization: A Case Study of Chongqing M Reservoir Area," Sustainability, MDPI, vol. 15(18), pages 1-19, September.
    12. Xue Yang & Shili Guo & Xin Deng & Dingde Xu, 2021. "Livelihood Adaptation of Rural Households under Livelihood Stress: Evidence from Sichuan Province, China," Agriculture, MDPI, vol. 11(6), pages 1-19, May.
    13. Benyong Wei & Guiwu Su & Yingkui Li & Yuling Ma, 2019. "Livelihood Strategies of Rural Households in Ning’er Earthquake-Stricken Areas, Yunnan Province, China," Sustainability, MDPI, vol. 11(21), pages 1-18, October.
    14. Ying Zhang & Xinyu Xie & Xiaoping Qiu & Zheng Jing & Yongqian Yu & Yan Wang, 2023. "Study on Livelihood Resilience of Rural Residents under the Rural Revitalization Strategy in Ethnic Areas of Western Sichuan, China," Agriculture, MDPI, vol. 13(10), pages 1-19, October.
    15. Egamberdiev, Bekhzod & Bobojonov, Ihtiyor & Kuhn, Lena & Glauben, Thomas, 2023. "Household resilience capacity and food security: Evidence from Kyrgyzstan," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 15(4), pages 967-988.
    16. Xu Zhao & Hengxing Xiang & Feifei Zhao, 2023. "Measurement and Spatial Differentiation of Farmers’ Livelihood Resilience Under the COVID-19 Epidemic Outbreak in Rural China," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 166(2), pages 239-267, April.
    17. Wei Liu & Liyuan He & Jie Xu & Dingde Xu, 2023. "Linking Natural Resource Dependence to Sustainable Household Wellbeing: A Case Study in Western China," Agriculture, MDPI, vol. 13(10), pages 1-17, October.
    18. Shuyu Han & Minakshi Keeni & Katsuhito Fuyuki, 2024. "The relationship between disaster resilience and household food security in a disaster-prone area in Kumamoto prefecture, Japan," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 120(11), pages 10119-10140, September.
    19. Zhengjie Zhang & Jiahao Song & Caixia Yan & Dingde Xu & Wei Wang, 2022. "Rural Household Differentiation and Poverty Vulnerability: An Empirical Analysis Based on the Field Survey in Hubei, China," IJERPH, MDPI, vol. 19(8), pages 1-15, April.
    20. Yuefang Duan & Shaopeng Chen & Yan Zeng & Xuetong Wang, 2023. "Factors That Influence the Livelihood Resilience of Flood Control Project Resettlers: Evidence from the Lower Yellow River, China," Sustainability, MDPI, vol. 15(3), pages 1-15, February.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:nathaz:v:116:y:2023:i:2:d:10.1007_s11069-022-05739-4. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.