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Joint Prediction of the State of Charge and the State of Health of Lithium-Ion Batteries Based on the PSO-XGBoost Algorithm

Author

Listed:
  • Jiakun An

    (State Grid Hebei Economic Research Institute, Shijiazhuang 050000, China)

  • Wei Guo

    (State Grid Hebei Economic Research Institute, Shijiazhuang 050000, China)

  • Tingyan Lv

    (Department of Electric Power Engineering, North China Electric Power University, Baoding 071003, China)

  • Ziheng Zhao

    (State Grid Hebei Economic Research Institute, Shijiazhuang 050000, China)

  • Chunguang He

    (State Grid Hebei Economic Research Institute, Shijiazhuang 050000, China)

  • Hongshan Zhao

    (Department of Electric Power Engineering, North China Electric Power University, Baoding 071003, China)

Abstract

Lithium-ion batteries are widely used in power grids as a common form of energy storage in power stations. The state of charge (SOC) and state of health (SOH) reflect the capacity and lifetime variation in the Li-ion batteries, and they are important state parameters of Li-ion batteries. Therefore, the establishment of accurate SOC and SOH prediction models is an essential prerequisite for the correct assessment of the status of lithium batteries, the improvement of the operational accuracy of energy-storage stations, and the development of maintenance plans for energy-storage stations. This paper first analyzes the correlation between SOC and SOH, and then proposes a joint SOC and SOH prediction model using the particle swarm optimization (PSO) algorithm to optimize the extreme gradient boosting algorithm (XGBoost), which takes into account the dynamic correlation between SOC and SOH dynamics, thus enabling more accurate SOC and SOH prediction. Finally, the prediction model is validated using the Oxford battery aging dataset. The correlation between SOC and SOH is verified by comparing the joint prediction results with the SOC individual prediction results. Then, the prediction results of the PSO-XGBoost model, the traditional XGBoost model, and the long short-term memory neural network are compared to verify the effectiveness and accuracy of the PSO-XGBoost model.

Suggested Citation

  • Jiakun An & Wei Guo & Tingyan Lv & Ziheng Zhao & Chunguang He & Hongshan Zhao, 2023. "Joint Prediction of the State of Charge and the State of Health of Lithium-Ion Batteries Based on the PSO-XGBoost Algorithm," Energies, MDPI, vol. 16(10), pages 1-14, May.
  • Handle: RePEc:gam:jeners:v:16:y:2023:i:10:p:4243-:d:1152651
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    References listed on IDEAS

    as
    1. Maosong Fan & Mengmeng Geng & Kai Yang & Mingjie Zhang & Hao Liu, 2023. "State of Health Estimation of Lithium-Ion Battery Based on Electrochemical Impedance Spectroscopy," Energies, MDPI, vol. 16(8), pages 1-14, April.
    2. Zhaosheng Zhang & Shuo Wang & Ni Lin & Zhenpo Wang & Peng Liu, 2023. "State of Health Estimation of Lithium-Ion Batteries in Electric Vehicles Based on Regional Capacity and LGBM," Sustainability, MDPI, vol. 15(3), pages 1-20, January.
    3. Pan, Haihong & Lü, Zhiqiang & Wang, Huimin & Wei, Haiyan & Chen, Lin, 2018. "Novel battery state-of-health online estimation method using multiple health indicators and an extreme learning machine," Energy, Elsevier, vol. 160(C), pages 466-477.
    4. Wei, Zhongbao & Zhao, Jiyun & Ji, Dongxu & Tseng, King Jet, 2017. "A multi-timescale estimator for battery state of charge and capacity dual estimation based on an online identified model," Applied Energy, Elsevier, vol. 204(C), pages 1264-1274.
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