IDEAS home Printed from https://ideas.repec.org/a/gam/jeners/v12y2019i13p2524-d244589.html
   My bibliography  Save this article

A State of Health Estimation Framework for Lithium-Ion Batteries Using Transfer Components Analysis

Author

Listed:
  • Bowen Jia

    (College of Information Engineering, Capital Normal University, Beijing 100048, China
    Beijing Key Laboratory of Electronic System Reliability Technology, Capital Normal University, Beijing 100048, China)

  • Yong Guan

    (College of Information Engineering, Capital Normal University, Beijing 100048, China
    Beijing Key Laboratory of Electronic System Reliability Technology, Capital Normal University, Beijing 100048, China)

  • Lifeng Wu

    (College of Information Engineering, Capital Normal University, Beijing 100048, China
    Beijing Key Laboratory of Electronic System Reliability Technology, Capital Normal University, Beijing 100048, China)

Abstract

As different types of lithium batteries are increasingly employed in various devices, it is crucial to predict the state of health (SOH) of lithium batteries. There are plenty of methods for SOH estimation of a lithium-ion battery. However, existing technologies often have computational complexity. Furthermore, it is difficult to use least the previous 30% of data of the battery degradation process to predict the SOH variation of the entire degradation process. To address this problem, in this paper, the SOH of the target battery is estimated based on the transfer of different battery data sets. Firstly, according to importance sampling (IS), valid features are extracted from cycles of charging voltage in both the source and target battery. Secondly, transfer component analysis (TCA) is used to map the source data set to the target data set. Moreover, an extreme learning machine (ELM) algorithm is employed to train a single hidden layer feed forward neural network (SLFN) for its fast training speed and facile to set up. Finally, validation experiments and the comparisons on the results are conducted. The results showed that the proposed framework has a good capability of predicting the SOH of lithium batteries.

Suggested Citation

  • Bowen Jia & Yong Guan & Lifeng Wu, 2019. "A State of Health Estimation Framework for Lithium-Ion Batteries Using Transfer Components Analysis," Energies, MDPI, vol. 12(13), pages 1-14, June.
    • Handle: RePEc:gam:jeners:v:12:y:2019:i:13:p:2524-:d:244589
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/1996-1073/12/13/2524/pdf
    Download Restriction: no
    File URL: https://www.mdpi.com/1996-1073/12/13/2524/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Zheng, Xiujuan & Fang, Huajing, 2015. "An integrated unscented kalman filter and relevance vector regression approach for lithium-ion battery remaining useful life and short-term capacity prediction," Reliability Engineering and System Safety, Elsevier, vol. 144(C), pages 74-82.
    2. Mingant, R. & Bernard, J. & Sauvant-Moynot, V., 2016. "Novel state-of-health diagnostic method for Li-ion battery in service," Applied Energy, Elsevier, vol. 183(C), pages 390-398.
    3. Wu, Ji & Zhang, Chenbin & Chen, Zonghai, 2016. "An online method for lithium-ion battery remaining useful life estimation using importance sampling and neural networks," Applied Energy, Elsevier, vol. 173(C), pages 134-140.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zhang, Xudong & Fan, Jie & Zou, Yuan & Sun, Wei, 2023. "Realizing accurate battery capacity estimation using 4 min 1C discharging data," Energy, Elsevier, vol. 282(C).
    2. Ethelbert Ezemobi & Mario Silvagni & Ahmad Mozaffari & Andrea Tonoli & Amir Khajepour, 2022. "State of Health Estimation of Lithium-Ion Batteries in Electric Vehicles under Dynamic Load Conditions," Energies, MDPI, vol. 15(3), pages 1-20, February.
    3. Bing Long & Xiangnan Li & Xiaoyu Gao & Zhen Liu, 2019. "Prognostics Comparison of Lithium-Ion Battery Based on the Shallow and Deep Neural Networks Model," Energies, MDPI, vol. 12(17), pages 1-13, August.
    4. Daniel Icaza & David Borge-Diez & Santiago Pulla Galindo & Carlos Flores-Vázquez, 2023. "Analysis of Smart Energy Systems and High Participation of V2G Impact for the Ecuadorian 100% Renewable Energy System by 2050," Energies, MDPI, vol. 16(10), pages 1-24, May.
    5. Jikai Bi & Jae-Cheon Lee & Hao Liu, 2022. "Performance Comparison of Long Short-Term Memory and a Temporal Convolutional Network for State of Health Estimation of a Lithium-Ion Battery using Its Charging Characteristics," Energies, MDPI, vol. 15(7), pages 1-24, March.
    6. Kurucan, Mehmet & Özbaltan, Mete & Yetgin, Zeki & Alkaya, Alkan, 2024. "Applications of artificial neural network based battery management systems: A literature review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 192(C).
    7. Fu, Song & Zhang, Yongjian & Lin, Lin & Zhao, Minghang & Zhong, Shi-sheng, 2021. "Deep residual LSTM with domain-invariance for remaining useful life prediction across domains," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    8. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Xiaodong Xu & Chuanqiang Yu & Shengjin Tang & Xiaoyan Sun & Xiaosheng Si & Lifeng Wu, 2019. "Remaining Useful Life Prediction of Lithium-Ion Batteries Based on Wiener Processes with Considering the Relaxation Effect," Energies, MDPI, vol. 12(9), pages 1-17, May.
    2. Meng, Jinhao & Cai, Lei & Stroe, Daniel-Ioan & Luo, Guangzhao & Sui, Xin & Teodorescu, Remus, 2019. "Lithium-ion battery state-of-health estimation in electric vehicle using optimized partial charging voltage profiles," Energy, Elsevier, vol. 185(C), pages 1054-1062.
    3. Han, Xiaojuan & Wang, Zuran & Wei, Zixuan, 2021. "A novel approach for health management online-monitoring of lithium-ion batteries based on model-data fusion," Applied Energy, Elsevier, vol. 302(C).
    4. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    5. Zhang, Chen & Wang, Hongmin & Wu, Lifeng, 2023. "Life prediction model for lithium-ion battery considering fast-charging protocol," Energy, Elsevier, vol. 263(PE).
    6. Ding, Pan & Liu, Xiaojuan & Li, Huiqin & Huang, Zequan & Zhang, Ke & Shao, Long & Abedinia, Oveis, 2021. "Useful life prediction based on wavelet packet decomposition and two-dimensional convolutional neural network for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 148(C).
    7. Chang, Yang & Fang, Huajing & Zhang, Yong, 2017. "A new hybrid method for the prediction of the remaining useful life of a lithium-ion battery," Applied Energy, Elsevier, vol. 206(C), pages 1564-1578.
    8. Liu, Kailong & Ashwin, T.R. & Hu, Xiaosong & Lucu, Mattin & Widanage, W. Dhammika, 2020. "An evaluation study of different modelling techniques for calendar ageing prediction of lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    9. Gui, Yonghao & Wei, Baoze & Li, Mingshen & Guerrero, Josep M. & Vasquez, Juan C., 2018. "Passivity-based coordinated control for islanded AC microgrid," Applied Energy, Elsevier, vol. 229(C), pages 551-561.
    10. Wang, Fu-Kwun & Amogne, Zemenu Endalamaw & Chou, Jia-Hong & Tseng, Cheng, 2022. "Online remaining useful life prediction of lithium-ion batteries using bidirectional long short-term memory with attention mechanism," Energy, Elsevier, vol. 254(PB).
    11. Mehmet C. Yagci & Thomas Feldmann & Elmar Bollin & Michael Schmidt & Wolfgang G. Bessler, 2022. "Aging Characteristics of Stationary Lithium-Ion Battery Systems with Serial and Parallel Cell Configurations," Energies, MDPI, vol. 15(11), pages 1-19, May.
    12. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    13. Shahjalal, Mohammad & Roy, Probir Kumar & Shams, Tamanna & Fly, Ashley & Chowdhury, Jahedul Islam & Ahmed, Md. Rishad & Liu, Kailong, 2022. "A review on second-life of Li-ion batteries: prospects, challenges, and issues," Energy, Elsevier, vol. 241(C).
    14. Wang, Yixiu & Zhu, Jiangong & Cao, Liang & Gopaluni, Bhushan & Cao, Yankai, 2023. "Long Short-Term Memory Network with Transfer Learning for Lithium-ion Battery Capacity Fade and Cycle Life Prediction," Applied Energy, Elsevier, vol. 350(C).
    15. Jinhyeong Park & Munsu Lee & Gunwoo Kim & Seongyun Park & Jonghoon Kim, 2020. "Integrated Approach Based on Dual Extended Kalman Filter and Multivariate Autoregressive Model for Predicting Battery Capacity Using Health Indicator and SOC/SOH," Energies, MDPI, vol. 13(9), pages 1-20, April.
    16. Yang, Yixin, 2021. "A machine-learning prediction method of lithium-ion battery life based on charge process for different applications," Applied Energy, Elsevier, vol. 292(C).
    17. S. Tamilselvi & S. Gunasundari & N. Karuppiah & Abdul Razak RK & S. Madhusudan & Vikas Madhav Nagarajan & T. Sathish & Mohammed Zubair M. Shamim & C. Ahamed Saleel & Asif Afzal, 2021. "A Review on Battery Modelling Techniques," Sustainability, MDPI, vol. 13(18), pages 1-26, September.
    18. Meng, Jinhao & Cai, Lei & Stroe, Daniel-Ioan & Ma, Junpeng & Luo, Guangzhao & Teodorescu, Remus, 2020. "An optimized ensemble learning framework for lithium-ion Battery State of Health estimation in energy storage system," Energy, Elsevier, vol. 206(C).
    19. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    20. Xiaoyu Li & Xing Shu & Jiangwei Shen & Renxin Xiao & Wensheng Yan & Zheng Chen, 2017. "An On-Board Remaining Useful Life Estimation Algorithm for Lithium-Ion Batteries of Electric Vehicles," Energies, MDPI, vol. 10(5), pages 1-15, May.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jeners:v:12:y:2019:i:13:p:2524-:d:244589. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.