IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v283y2023ics0360544223024556.html
   My bibliography  Save this article

State of health estimation of the lithium-ion power battery based on the principal component analysis-particle swarm optimization-back propagation neural network

Author

Listed:
  • Wu, Muyao
  • Zhong, Yiming
  • Wu, Ji
  • Wang, Yuqing
  • Wang, Li

Abstract

State of Health (SOH) estimation of the lithium-ion power battery has become the focus of the research and it has important scientific significance for optimizing the battery energy management strategy as well as prolonging the battery life. However, the reaction mechanism of lithium-ion power battery is complex with strong nonlinear and time-varying. Meanwhile, the complex and varied external operating environment and operating conditions increase the uncertainty of the lithium-ion power battery performance decline and further increase the difficulty of SOH estimation. The SOH estimation method of the lithium-ion power battery based on the Principal Component Analysis-Particle Swarm Optimization-Back Propagation Neural Network (PCA-PSO-BPNN) is proposed in this paper. The PCA is adopted to reduce the system input dimension, the PSO is used to optimize the weights of BPNN and the optimized BPNN is applied to estimate SOH accurately. Experimental results on the lithium-ion power battery of the NASA battery aging test data demonstrate the effectiveness of the proposed method and it can reach more excellent SOH estimation results. The Mean Absolute Error is no more than 0.51%, the Root Mean Square Error is no more than 0.65% and the Maximum Absolute Error is no more than 1.86%, respectively.

Suggested Citation

  • Wu, Muyao & Zhong, Yiming & Wu, Ji & Wang, Yuqing & Wang, Li, 2023. "State of health estimation of the lithium-ion power battery based on the principal component analysis-particle swarm optimization-back propagation neural network," Energy, Elsevier, vol. 283(C).
  • Handle: RePEc:eee:energy:v:283:y:2023:i:c:s0360544223024556
    DOI: 10.1016/j.energy.2023.129061
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544223024556
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2023.129061?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    2. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    3. Che, Yunhong & Deng, Zhongwei & Li, Penghua & Tang, Xiaolin & Khosravinia, Kavian & Lin, Xianke & Hu, Xiaosong, 2022. "State of health prognostics for series battery packs: A universal deep learning method," Energy, Elsevier, vol. 238(PB).
    4. Yang, Jufeng & Xia, Bing & Huang, Wenxin & Fu, Yuhong & Mi, Chris, 2018. "Online state-of-health estimation for lithium-ion batteries using constant-voltage charging current analysis," Applied Energy, Elsevier, vol. 212(C), pages 1589-1600.
    5. Bi, Jun & Zhang, Ting & Yu, Haiyang & Kang, Yanqiong, 2016. "State-of-health estimation of lithium-ion battery packs in electric vehicles based on genetic resampling particle filter," Applied Energy, Elsevier, vol. 182(C), pages 558-568.
    6. Wang, Kangkang & Gao, Fei & Zhu, Yanli & Liu, Hao & Qi, Chuang & Yang, Kai & Jiao, Qingjie, 2018. "Internal resistance and heat generation of soft package Li4Ti5O12 battery during charge and discharge," Energy, Elsevier, vol. 149(C), pages 364-374.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Tian, Jiaqiang & Fan, Yuan & Pan, Tianhong & Zhang, Xu & Yin, Jianning & Zhang, Qingping, 2024. "A critical review on inconsistency mechanism, evaluation methods and improvement measures for lithium-ion battery energy storage systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 189(PB).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Che, Yunhong & Zheng, Yusheng & Wu, Yue & Sui, Xin & Bharadwaj, Pallavi & Stroe, Daniel-Ioan & Yang, Yalian & Hu, Xiaosong & Teodorescu, Remus, 2022. "Data efficient health prognostic for batteries based on sequential information-driven probabilistic neural network," Applied Energy, Elsevier, vol. 323(C).
    2. Xingxing Wang & Peilin Ye & Shengren Liu & Yu Zhu & Yelin Deng & Yinnan Yuan & Hongjun Ni, 2023. "Research Progress of Battery Life Prediction Methods Based on Physical Model," Energies, MDPI, vol. 16(9), pages 1-20, April.
    3. Dai, Haifeng & Jiang, Bo & Hu, Xiaosong & Lin, Xianke & Wei, Xuezhe & Pecht, Michael, 2021. "Advanced battery management strategies for a sustainable energy future: Multilayer design concepts and research trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 138(C).
    4. Ko, Chi-Jyun & Chen, Kuo-Ching & Su, Ting-Wei, 2024. "Differential current in constant-voltage charging mode: A novel tool for state-of-health and state-of-charge estimation of lithium-ion batteries," Energy, Elsevier, vol. 288(C).
    5. Naseri, F. & Gil, S. & Barbu, C. & Cetkin, E. & Yarimca, G. & Jensen, A.C. & Larsen, P.G. & Gomes, C., 2023. "Digital twin of electric vehicle battery systems: Comprehensive review of the use cases, requirements, and platforms," Renewable and Sustainable Energy Reviews, Elsevier, vol. 179(C).
    6. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiao & Fernandez, Carlos, 2023. "A hybrid probabilistic correction model for the state of charge estimation of lithium-ion batteries considering dynamic currents and temperatures," Energy, Elsevier, vol. 273(C).
    7. Okay, Kamil & Eray, Sermet & Eray, Aynur, 2022. "Development of prototype battery management system for PV system," Renewable Energy, Elsevier, vol. 181(C), pages 1294-1304.
    8. Fu, Shiyi & Tao, Shengyu & Fan, Hongtao & He, Kun & Liu, Xutao & Tao, Yulin & Zuo, Junxiong & Zhang, Xuan & Wang, Yu & Sun, Yaojie, 2024. "Data-driven capacity estimation for lithium-ion batteries with feature matching based transfer learning method," Applied Energy, Elsevier, vol. 353(PA).
    9. Tian, Jiaqiang & Fan, Yuan & Pan, Tianhong & Zhang, Xu & Yin, Jianning & Zhang, Qingping, 2024. "A critical review on inconsistency mechanism, evaluation methods and improvement measures for lithium-ion battery energy storage systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 189(PB).
    10. Li, Alan G. & West, Alan C. & Preindl, Matthias, 2022. "Towards unified machine learning characterization of lithium-ion battery degradation across multiple levels: A critical review," Applied Energy, Elsevier, vol. 316(C).
    11. Yang, Jufeng & Li, Xin & Sun, Xiaodong & Cai, Yingfeng & Mi, Chris, 2023. "An efficient and robust method for lithium-ion battery capacity estimation using constant-voltage charging time," Energy, Elsevier, vol. 263(PB).
    12. Wu, Muyao & Wang, Li & Wu, Ji, 2023. "State of health estimation of the LiFePO4 power battery based on the forgetting factor recursive Total Least Squares and the temperature correction," Energy, Elsevier, vol. 282(C).
    13. Lai, Xin & Huang, Yunfeng & Gu, Huanghui & Han, Xuebing & Feng, Xuning & Dai, Haifeng & Zheng, Yuejiu & Ouyang, Minggao, 2022. "Remaining discharge energy estimation for lithium-ion batteries based on future load prediction considering temperature and ageing effects," Energy, Elsevier, vol. 238(PA).
    14. Hou, Jie & Liu, Jiawei & Chen, Fengwei & Li, Penghua & Zhang, Tao & Jiang, Jincheng & Chen, Xiaolei, 2023. "Robust lithium-ion state-of-charge and battery parameters joint estimation based on an enhanced adaptive unscented Kalman filter," Energy, Elsevier, vol. 271(C).
    15. Li, Shuangqi & He, Hongwen & Zhao, Pengfei & Cheng, Shuang, 2022. "Health-Conscious vehicle battery state estimation based on deep transfer learning," Applied Energy, Elsevier, vol. 316(C).
    16. Cheng, Gong & Wang, Xinzhi & He, Yurong, 2021. "Remaining useful life and state of health prediction for lithium batteries based on empirical mode decomposition and a long and short memory neural network," Energy, Elsevier, vol. 232(C).
    17. Molla Shahadat Hossain Lipu & Tahia F. Karim & Shaheer Ansari & Md. Sazal Miah & Md. Siddikur Rahman & Sheikh T. Meraj & Rajvikram Madurai Elavarasan & Raghavendra Rajan Vijayaraghavan, 2022. "Intelligent SOX Estimation for Automotive Battery Management Systems: State-of-the-Art Deep Learning Approaches, Open Issues, and Future Research Opportunities," Energies, MDPI, vol. 16(1), pages 1-31, December.
    18. Shi, Haotian & Wang, Shunli & Huang, Qi & Fernandez, Carlos & Liang, Jianhong & Zhang, Mengyun & Qi, Chuangshi & Wang, Liping, 2024. "Improved electric-thermal-aging multi-physics domain coupling modeling and identification decoupling of complex kinetic processes based on timescale quantification in lithium-ion batteries," Applied Energy, Elsevier, vol. 353(PB).
    19. Tang, Xiaopeng & Liu, Kailong & Lu, Jingyi & Liu, Boyang & Wang, Xin & Gao, Furong, 2020. "Battery incremental capacity curve extraction by a two-dimensional Luenberger–Gaussian-moving-average filter," Applied Energy, Elsevier, vol. 280(C).
    20. Guo, Yongfang & Yu, Xiangyuan & Wang, Yashuang & Huang, Kai, 2024. "Health prognostics of lithium-ion batteries based on universal voltage range features mining and adaptive multi-Gaussian process regression with Harris Hawks optimization algorithm," Reliability Engineering and System Safety, Elsevier, vol. 244(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:283:y:2023:i:c:s0360544223024556. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.