IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v370y2024ics0306261924010158.html
   My bibliography  Save this article

Battery state of health estimation under dynamic operations with physics-driven deep learning

Author

Listed:
  • Tang, Aihua
  • Xu, Yuchen
  • Hu, Yuanzhi
  • Tian, Jinpeng
  • Nie, Yuwei
  • Yan, Fuwu
  • Tan, Yong
  • Yu, Quanqing

Abstract

Accurate assessment of battery aging is crucial for the effectiveness of electrochemical energy storage systems. This study focuses estimation of the state of health for lithium-ion batteries under multi-dynamic operations, leveraging data from different states of charge interval. The approach begins with online identification of the battery model to swiftly gather aging-related physical information. This physical information, when combined with feature engineering techniques, is transformed into fused features capable of generalizing multi-dynamic operations. This is adopted as an input to a recurrent neural network based on an encoder-decoder framework, which establishes a mapping relationship between the fused features and the state of health (SOH). Notably, the framework showcases universality and flexibility, with an encoder that integrates with most recurrent neural networks, bypassing the need for intricate structures to deliver estimation with excellent accuracy. Specifically, with five common RNNs, the battery with a rated capacity of 5.0 Ah has a root mean square error of less than 0.68%. Moreover, by simply fine-tuning the weights, the decoder facilitates SOH estimation across different battery types. This methodology underscores the efficacy of merging physical information with a universal deep learning framework, enabling precise SOH estimations under multi-dynamic operations.

Suggested Citation

  • Tang, Aihua & Xu, Yuchen & Hu, Yuanzhi & Tian, Jinpeng & Nie, Yuwei & Yan, Fuwu & Tan, Yong & Yu, Quanqing, 2024. "Battery state of health estimation under dynamic operations with physics-driven deep learning," Applied Energy, Elsevier, vol. 370(C).
  • Handle: RePEc:eee:appene:v:370:y:2024:i:c:s0306261924010158
    DOI: 10.1016/j.apenergy.2024.123632
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261924010158
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.apenergy.2024.123632?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Yu, Hanqing & Zhang, Lisheng & Wang, Wentao & Li, Shen & Chen, Siyan & Yang, Shichun & Li, Junfu & Liu, Xinhua, 2023. "State of charge estimation method by using a simplified electrochemical model in deep learning framework for lithium-ion batteries," Energy, Elsevier, vol. 278(C).
    2. Tang, Aihua & Huang, Yukun & Xu, Yuchen & Hu, Yuanzhi & Yan, Fuwu & Tan, Yong & Jin, Xin & Yu, Quanqing, 2024. "Data-physics-driven estimation of battery state of charge and capacity," Energy, Elsevier, vol. 294(C).
    3. Li, Xining & Ju, Lingling & Geng, Guangchao & Jiang, Quanyuan, 2023. "Data-driven state-of-health estimation for lithium-ion battery based on aging features," Energy, Elsevier, vol. 274(C).
    4. Zhang, Cheng & Allafi, Walid & Dinh, Quang & Ascencio, Pedro & Marco, James, 2018. "Online estimation of battery equivalent circuit model parameters and state of charge using decoupled least squares technique," Energy, Elsevier, vol. 142(C), pages 678-688.
    5. You, Gae-won & Park, Sangdo & Oh, Dukjin, 2016. "Real-time state-of-health estimation for electric vehicle batteries: A data-driven approach," Applied Energy, Elsevier, vol. 176(C), pages 92-103.
    6. Kristen A. Severson & Peter M. Attia & Norman Jin & Nicholas Perkins & Benben Jiang & Zi Yang & Michael H. Chen & Muratahan Aykol & Patrick K. Herring & Dimitrios Fraggedakis & Martin Z. Bazant & Step, 2019. "Data-driven prediction of battery cycle life before capacity degradation," Nature Energy, Nature, vol. 4(5), pages 383-391, May.
    7. Tang, Aihua & Huang, Yukun & Liu, Shangmei & Yu, Quanqing & Shen, Weixiang & Xiong, Rui, 2023. "A novel lithium-ion battery state of charge estimation method based on the fusion of neural network and equivalent circuit models," Applied Energy, Elsevier, vol. 348(C).
    8. Lin, Cheng & Mu, Hao & Xiong, Rui & Shen, Weixiang, 2016. "A novel multi-model probability battery state of charge estimation approach for electric vehicles using H-infinity algorithm," Applied Energy, Elsevier, vol. 166(C), pages 76-83.
    9. Jiahuan Lu & Rui Xiong & Jinpeng Tian & Chenxu Wang & Fengchun Sun, 2023. "Deep learning to estimate lithium-ion battery state of health without additional degradation experiments," Nature Communications, Nature, vol. 14(1), pages 1-13, December.
    10. Tang, Aihua & Jiang, Yihan & Nie, Yuwei & Yu, Quanqing & Shen, Weixiang & Pecht, Michael G., 2023. "Health and lifespan prediction considering degradation patterns of lithium-ion batteries based on transferable attention neural network," Energy, Elsevier, vol. 279(C).
    11. Xiong, Rui & Yu, Quanqing & Wang, Le Yi & Lin, Cheng, 2017. "A novel method to obtain the open circuit voltage for the state of charge of lithium ion batteries in electric vehicles by using H infinity filter," Applied Energy, Elsevier, vol. 207(C), pages 346-353.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    2. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    3. Chen, Zheng & Zhao, Hongqian & Shu, Xing & Zhang, Yuanjian & Shen, Jiangwei & Liu, Yonggang, 2021. "Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter," Energy, Elsevier, vol. 228(C).
    4. Kim, Sung Wook & Oh, Ki-Yong & Lee, Seungchul, 2022. "Novel informed deep learning-based prognostics framework for on-board health monitoring of lithium-ion batteries," Applied Energy, Elsevier, vol. 315(C).
    5. S, Vignesh & Che, Hang Seng & Selvaraj, Jeyraj & Tey, Kok Soon & Lee, Jia Woon & Shareef, Hussain & Errouissi, Rachid, 2024. "State of Health (SoH) estimation methods for second life lithium-ion battery—Review and challenges," Applied Energy, Elsevier, vol. 369(C).
    6. Feng, Xinhong & Zhang, Yongzhi & Xiong, Rui & Wang, Chun, 2024. "Comprehensive performance comparison among different types of features in data-driven battery state of health estimation," Applied Energy, Elsevier, vol. 369(C).
    7. Wang, Tianyu & Ma, Zhongjing & Zou, Suli & Chen, Zhan & Wang, Peng, 2024. "Lithium-ion battery state-of-health estimation: A self-supervised framework incorporating weak labels," Applied Energy, Elsevier, vol. 355(C).
    8. Nagulapati, Vijay Mohan & Lee, Hyunjun & Jung, DaWoon & Brigljevic, Boris & Choi, Yunseok & Lim, Hankwon, 2021. "Capacity estimation of batteries: Influence of training dataset size and diversity on data driven prognostic models," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    9. Fan, Kesen & Wan, Yiming & Wang, Zhuo & Jiang, Kai, 2023. "Time-efficient identification of lithium-ion battery temperature-dependent OCV-SOC curve using multi-output Gaussian process," Energy, Elsevier, vol. 268(C).
    10. Yang, Jufeng & Xia, Bing & Huang, Wenxin & Fu, Yuhong & Mi, Chris, 2018. "Online state-of-health estimation for lithium-ion batteries using constant-voltage charging current analysis," Applied Energy, Elsevier, vol. 212(C), pages 1589-1600.
    11. Zhu, Yunlong & Dong, Zhe & Cheng, Zhonghua & Huang, Xiaojin & Dong, Yujie & Zhang, Zuoyi, 2023. "Neural network extended state-observer for energy system monitoring," Energy, Elsevier, vol. 263(PA).
    12. Adrian Chmielewski & Piotr Piórkowski & Krzysztof Bogdziński & Jakub Możaryn, 2023. "Application of a Bidirectional DC/DC Converter to Control the Power Distribution in the Battery–Ultracapacitor System," Energies, MDPI, vol. 16(9), pages 1-40, April.
    13. Li, Renzheng & Wang, Hui & Dai, Haifeng & Hong, Jichao & Tong, Guangyao & Chen, Xinbo, 2022. "Accurate state of charge prediction for real-world battery systems using a novel dual-dropout-based neural network," Energy, Elsevier, vol. 250(C).
    14. Liu, Chenghao & Deng, Zhongwei & Zhang, Xiaohong & Bao, Huanhuan & Cheng, Duanqian, 2024. "Battery state of health estimation across electrochemistry and working conditions based on domain adaptation," Energy, Elsevier, vol. 297(C).
    15. Jinqing Linghu & Longyun Kang & Ming Liu & Bihua Hu & Zefeng Wang, 2019. "An Improved Model Equation Based on a Gaussian Function Trinomial for State of Charge Estimation of Lithium-ion Batteries," Energies, MDPI, vol. 12(7), pages 1-15, April.
    16. Kurucan, Mehmet & Özbaltan, Mete & Yetgin, Zeki & Alkaya, Alkan, 2024. "Applications of artificial neural network based battery management systems: A literature review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 192(C).
    17. Chen, Junxiong & Hu, Yuanjiang & Zhu, Qiao & Rashid, Haroon & Li, Hongkun, 2023. "A novel battery health indicator and PSO-LSSVR for LiFePO4 battery SOH estimation during constant current charging," Energy, Elsevier, vol. 282(C).
    18. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    19. Zhang, Haoxiang & Wang, Feng & Xu, Bing & Fiebig, Wieslaw, 2022. "Extending battery lifetime for electric wheel loaders with electric-hydraulic hybrid powertrain," Energy, Elsevier, vol. 261(PB).
    20. Giuseppe Di Luca & Gabriele Di Blasio & Alfredo Gimelli & Daniela Anna Misul, 2023. "Review on Battery State Estimation and Management Solutions for Next-Generation Connected Vehicles," Energies, MDPI, vol. 17(1), pages 1-34, December.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:370:y:2024:i:c:s0306261924010158. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.