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Content
June 2019, Volume 11, Issue 3
- 188-189 Editorial
by Unknown
- 190-197 How a market infrastructure is developing in a competitive environment: Can new technologies be a differentiator?
by Zignani, Alessandro
- 198-212 The consolidation of TARGET2 and TARGET2-Securities: How is the Eurosystem exploring synergies across its infrastructures, and how will this impact day-to-day operations?
by Martin, Diehl & Christoph, Heid & Katharina, Tobiasch
- 213-221 Transforming the customer experience in post-trade services
by Laurensy, Philippe
- 222-232 Technological innovations as a factor driving the evolution of central securities depositories’ business
by Krasnova, Maria
- 233-241 How data is reshaping and optimising enterprise-wide onboarding
by Kristi, Tange
- 242-254 The hunt for value for post-trade services
by Brendon, Bambury
- 255-259 Shared services: A case for capital market utilities
by Manan, Shah
- 260-272 Transformation in the central securities depositories business: The Turkish example
by Bora, Karaağaçli & Özgür, Uysal & Setenay, Yağanoğlu
March 2019, Volume 11, Issue 2
- 96-97 Editorial
by Beckett, Simon
- 98-111 Central clearing counterparties’ recovery and resolution: Where do we stand in the European Union?
by Peters, Marc & Wollny, Heinrich
- 112-127 How to ensure provision of accurate data to enhance decision-making
by Clarke, Naomi
- 128-144 The road to making regulation more efficient: A case study in the application of best practices and data standards in regulatory reporting
by Shah, Beju
- 145-157 Blockchain and the General Data Protection Regulation: Reconciling protection and innovation
by Munier, Lucie & Kemball-Cook, Ashley
- 158-167 Harmony: The right technology for the right business case
by Collings, Brian
- 168-177 Compliance as a service: Utilising the power of the cloud
by Schindler, Karl & White, Andrew Patrick
December 2018, Volume 11, Issue 1
- 4-5 Editorial
by Beckett, Simon
- 6-13 A framework for data accuracy and supporting better decision-making
by Rubenfeld, Marc
- 14-25 What you need to know about the new Securities Financing Transaction Regulation
by Tiller, Hagen & Roussos, Andreas
- 26-32 Coping with digital disruption: Adapting to a changing operating model
by Anton, Richard
- 33-38 Uncleared margin rules — initial margin: It’s time to commence the journey
by Joshi, Chetan
- 39-54 Derivatives clearing infrastructure renewal in Japan: The impending post-trade market revolution
by Yanagawa, Eiichiro
- 55-69 Securities Financing Transaction Regulation: Implementation and impact on the securities finance post-trade reconciliation
by Khemdoudi, Pierre
- 70-77 The great entity classification conundrum in G20 derivatives regulation
by Mcwilliam, Victoria
- 78-89 LIBOR, foreign exchange and the illusion of liquidity
by Stenfors, Alexis
September 2018, Volume 10, Issue 4
- 288-289 Editorial
by Unknown
- 290-295 Second Markets in Financial Instruments Directive: Firms should view the practical challenge of meeting the new record keeping, transaction reporting and best execution requirements not as a bureaucratic nuisance but as an opportunity
by Smith, Matt
- 296-304 Innovate or stagnate: Digitalisation in investment management
by Bates, David & Migliore, Paul
- 305-314 SFTR technical standards: Turning data into intelligence
by Arnaudov, Nikolay
- 315-320 The Client Assets Sourcebook (CASS) journey
by Boston, Gillian
- 321-333 Analyses of market impact based on the published replies to ESMA’s Consultation Paper on the draft technical standards on disclosure requirements, operational standards and access conditions under the Securitisation Regulation
by Sprengard, Achim & Janzen, Andreas
- 334-342 Governing investment funds: The latest trends
by Pierce, Ingrid
- 343-353 Basel IV: IRB 2.0 and interdependencies with the new capital floor
by Neisen, Martin
- 354-365 Artificial intelligence and financial services: Regulatory tracking and change management
by Banwo, Adedayo
- 366-372 A primer on cash management
by Baby, Geevar
June 2018, Volume 10, Issue 3
- 196-197 Editorial
by Unknown
- 198-201 Providing assurance on client assets to the financial conduct authority
by Babington, Mark
- 202-209 How are banking supervision measures influencing banks’ overall risk management?
by Kardorf, Sonja
- 210-221 Key compliance priorities of investment advisers: A short global overview
by Bornatico, Andrea M.
- 222-226 Concerns over the Commission’s proposal on investment funds that risks creating additional barriers rather than facilitating cross border fund distribution
by Pafili, Agathi
- 227-234 The securities financing transaction regulation: Practical implications for the securities lending industry
by Oliver, Ed
- 235-240 Making a success of Securities Financing Transactions Regulation
by Hide, Jo
- 241-253 Enhancing the links between risk appetites and risk processes embedded in the business
by De Villiers Getz, Liezl
- 254-267 A review of stress test methodology
by Riebl, Leonhard & Gutierrez, Pilar
- 268-278 Analytical credit dataset, the integrated reporting framework and the banks’ integrated reporting dictionary: Do we overshoot? Or do we undershoot?
by Bier, Werner & Israël, Jean-Marc & Colangelo, Antonio & Bonci, Riccardo
- 279-283 EU Benchmark Regulation: Our translation, your transition and the timeframe
by Farrell, Stephen & Cankett, Mark
March 2018, Volume 10, Issue 2
- 100-102 Editorial
by Unknown
- 103-106 Asset management 2020
by Bannister, Joe
- 107-116 The fundamentals of financial product distribution oversight: Towards the age of maturity?
by Vacic, Sinisa & Lyons, Marie & Pipoz, Yvan
- 117-124 The state of play of MIFID II on fund distribution
by Newnham, Matthew
- 125-130 MiFID II, US federal securities laws and investment research: The compliance challenge
by Corey, Ethan D.
- 131-136 Processing of settlement and corporate actions versus mobilising and optimising assets: Can securities operations be more than a cost centre?
by Wille, Guido
- 137-144 Achieving effective oversight where third parties are outsourcing to ‘fourth parties’ in the supply chain
by Bwanya, Tendai
- 145-156 Outsourcing, new technologies and new technology risks: Current and trending UK regulatory themes, concerns and focuses
by Lewis, Mark
- 157-166 The obsession with green: Subconsciously increasing risk in third-party governance
by Nguyen, Don & Gilson, William
- 167-175 Should you be banking on RegTech?
by Walshe, Jane & Cropper, Tom
- 176-183 The Municipal Securities Rulemaking Board’s self-regulatory organisation (SRO) model
by Post, Michael L.
- 184-189 How will transfer agency continue to be relevant in the current age of disruption?
by Clarkson, Richard
January 2018, Volume 10, Issue 1
- 4-5 Editorial
by Unknown
- 6-11 Wealth management advice in the digital age
by Thompson, Kendra
- 12-17 Advancing the Federal Reserve’s wholesale services in an era of unprecedented challenge and change
by Dzina, Richard P.
- 18-28 Disclosure of costs and charges under Article 24 MiFID II
by Göb, Wolfgang
- 29-37 Robotics in securities operations
by Hegde, Shailendra & Gopalakrishnan, Sriram & Wade, Mike
- 38-44 Reaping strategic data benefits from mandatory trade reporting projects
by Daly, Hugh
- 45-56 Securities settlement revolution in Japan: The future of securities settlement
by Yanagawa, Eiichiro
- 57-66 Regulatory reporting: Success is found in a solid foundation
by Gordon, Maryse
- 67-76 Economic incentives and Blockchain security
by Freund, Dr Andreas
- 77-83 Consolidated Audit Trail: Strategic planning and best practices
by Martinen, Michael & Black, George & Bhullar, Ripple & Marranca, Victor
- 84-90 An overview of corporate actions
by Babu, Lavanya
September 2017, Volume 9, Issue 4
- 298-301 What a year: MiFID II/MiFIR, EMIR RTS, SFTR and SEC SBSR
by Altman, Lloyd
- 302-312 Assessing cybersecurity risks and practices in the broker-dealer industry
by Trottman-Adewumi, Yolanda & Kelley, David & Smuglin, Len & Markovich, Gregory
- 313-320 The identifier challenge: Attributes of MiFID II that cannot be ignored
by Young, Richard
- 321-328 Best execution reporting requirements for electronic communications under MiFID II
by Smith, Robin
- 329-333 Dark execution strategies under MiFID II: A few shades lighter?
by Mensah, Danielle
- 334-340 MiFID II and the relationship between public markets and systematic internalisers
by Fischer, Artur & Murphy, David
- 341-346 US Securities and Exchange Commission suggests greater actions may be required under its custody rule
by Felsenthal, Steven M. & Loffreno, Frank
- 347-355 Distributed ledger technology: Implications of blockchain for the securities industry
by Workie, Haimera & Jain, Kavita
- 356-373 Securities settlement revolution: Japanese Government Bonds move to T+1 with the advent of a new repo market
by Yanagawa, Eiichiro
- 374-390 Resolving the disconnect between risk appetites, tolerances, exposures and monitoring measurements
by Getz, Liezl De Villiers
July 2017, Volume 9, Issue 3
- 196-197 Editorial
by Unknown
- 198-205 SWIFT’s customer security programme: Preventing, detecting and responding to the growing cyber threat
by Gilderdale, Stephen
- 206-214 The impact of regulation on buyside users of derivatives
by Lund, John
- 215-224 Building an effective compliance risk assessment programme for a financial institution
by Nicolas, Stephanie & May, Paul V.
- 225-235 CSDs and the challenges of financial integration and financial stability
by Ravalo, Theresa B.
- 236-244 Financial crime compliance in securities custody and settlement: ISSA’s principles and their implementation
by Staehli, Urs
- 245-251 Securities market automation from standards to self-learning machines: Current state and future perspectives
by Ehrenfeld, Jonathan
- 252-258 AnaCredit: Why it matters to look at other regulations in context
by Dorval, Michel
- 259-268 The EU’s new regulatory framework: The auditor’s perspective
by Dennett, Simon
- 269-292 The case for a ‘sovereign’ distributed securities depository for securities settlement
by Everett, Steve & Calitz, André & Greyling, Jean
March 2017, Volume 9, Issue 2
- 96-97 Editorial
by Unknown
- 98-105 Recovery and resolution regimes for CCPs: Making financial markets resilient to the most extreme events
by Plata, Rafael
- 106-116 Moving the USA to T+2 settlement
by Schneider, Lee A. & Tessler, Lilya & Lascelles, Clare K.
- 117-126 Funds automation in Asia Pacific: A state of the union, a 2025 vision
by Chong, Jean & Kech, Alexandre
- 127-140 Linkages of stress, reverse stress and wind-down
by Getz, Liezl De Villiers
- 141-159 Remaking the corporate bond market: The state and evolution of the European investment grade corporate bond secondary market
by Hill, Andy
- 160-177 Bracing for the FRTB: Capital, business and operational impact
by Farag, Hany M.
- 178-184 Collateral management: Addressing different regulatory requirements
by Heckler, Jan
- 185-191 Managing operational risk in relation to internal capital adequacy assessment process (ICAAP)
by Baijal, Rajat
January 2017, Volume 9, Issue 1
- 4-5 Editorial
by Unknown
- 6-17 Navigating the US Securities and Exchange Commission's evolving expectations for cybersecurity preparedness
by Martinez, Vincente L. & Koeppel, Erin Ardale & Amorosi, Mark
- 18-24 Challenges of regulatory reporting
by Boston, Gillian
- 25-29 Collateral management: A changing landscape
by Java, Mayur & Carman, Julianne & Thoman, Max & Shah, Manan
- 30-37 Cost model evolution of custody
by Fors, Göran
- 38-46 The future of European financial market infrastructure: A business case for distributed ledger technology?
by Bullmann, Dirk & Pinna, Andrea
- 47-56 Preparing for AnaCredit: A timely start is crucial
by Broersen, Paul & Koppen, Ronald
- 57-61 Trade surveillance in a global context
by Carreiro, Lynne & Anderson, Flavia
- 62-70 Utilities in capital markets: New frontier for operational transformation
by Ray, Arin
- 71-75 The US municipal securities market’s self-regulatory organisation seeks efficiency and risk management improvements in securities operations
by Kelly, Lynnette & Vouté, Barbara
- 76-82 Benefits of an international board and the opening of global markets
by Ford, Noel
October 2016, Volume 8, Issue 4
- 284-285 Editorial
by Unknown
- 287-291 Blockchain YES, blockchain NO: An outsider (non-IT expert) view
by Tranquillini, Andrea
- 292-297 Examining the future of regulatory reporting for the banking industry
by Visnovsky, Frédéric
- 298-305 Generating returns through better relationships: How managed custody accounts benefit managers and investors
by Hickey Iii, Thomas A. & Fross, Stuart E. & Resendiz, Gustavo & Nee, Kenneth C.
- 306-310 Corporate actions and the need for market efficiency
by Westhuizen, Bennie Van Der
- 311-321 Understanding the EU’s approach to harmonised regulatory reporting
by Petrenko, Olga
- 322-329 Blockchain and the securities industry: Towards a new ecosystem
by Meijer, Carlo R. W. De
- 330-340 A new European approach to transaction reporting
by Bannigan, Vivienne
- 341-355 Anti-money laundering and sanctions compliance challenges for custody services
by Levin, Sharon Cohen & Gutierrez, Franca Harris & Carroll, Katrina & Alper, Elijah
- 356-363 Reconciliations: The forefront of regulatory compliance procedures
by Gordon, Maryse
August 2016, Volume 8, Issue 3
- 184-186 Editorial
by Moody, Daryn
- 187-190 Trade and transaction reporting challenges facing buy-side firms
by Hayter-Holt, Angela
- 191-196 Fixed income pre- and post-trade transparency
by Singh-Muchelle, Arjun
- 197-200 The FRTB: Do not underestimate the standardised approach
by Hortin, Nicola
- 201-207 The changing role of the network manager: Is network management morphing into vendor governance?
by Holmqvist, Sandra & Fors, Göran
- 208-227 Financial technology: Blockchain and securities settlement
by Mori, Taketoshi
- 218-227 Clarifying MiFID II: Pre-trade transparency for non-equities
by Morad, Miranda & Waight, Jason
- 228-237 The G20 leaders’ financial reform and its impact on EU banks’ back-office function
by Stubbe, Michel M.
- 238-247 Assessing the practical impacts of the EU derivatives trading obligation
by Øverland, Elisabeth
- 248-258 Panama papers highlight the urgency: From FATCA to the OECD CRS
by Moss, Meredith
- 259-271 Evolution of collateral ‘management’ into collateral ‘optimisation’
by Aydin, Bilgehan
- 272-277 MiFID II and regulatory transaction reporting
by Farhadi, Nirvana
March 2016, Volume 8, Issue 2
- 96-98 Editorial
by Moody, Daryn
- 99-100 Progress, or simply the start of the real chaos?
by Datoo, Akber
- 101-105 Emerging trends in securities services and how Deutsche Bank is responding to them
by Singh, Satvinder
- 107-112 Fintech and the future of securities services
by Campenon, Bruno
- 113-118 Operational alpha and reconciliation solutions for growing asset managers
by Merrell, Todd W.
- 119-125 ‘Check yourself before you rec. yourself’: Eight things to consider when embarking on a reconciliation project
by Chapman, Andrew
- 126-131 Europe’s plumbers: Keeping capital flowing
by Bayle, Marc
- 132-145 An industry ontology for risk data aggregation reporting
by Bennett, Mike
- 146-150 A review of RMB internationalisation, investment and financial products with assessment of past trends and discussion of likely future developments
by Dirckx, Philippe
- 151-156 Global securities reporting: Industry trends, challenges and future perspectives
by Ehrenfeld, Jonathan
- 157-162 The challenges of complying with the FCA’s client assets regime
by Huby, Kevin
- 163-175 Fundamentals of market discipline and custody risk management
by Coskun, Yener
January 2016, Volume 8, Issue 1
- 4-8 How are agents dealing with network managers in the new regulatory environment?
by Schnaitt, Günter
- 9-11 Collateral management: A waiting game
by Laurensy, Philippe
- 12-17 Back to the future: The changing nature of securities service provision
by Scott, Rob
- 18-27 Towards a convergence of CSD account segregation practices?
by Belghazi, Soraya
- 28-34 How investors can enter new markets and the questions they should ask their custodian
by Maloney, Sonia
- 35-40 Enhancing the quality of risk reporting: The roles of the risk decision maker and the accountable executive
by Kerle, Kathryn
- 41-45 Collateral management — Winners or losers in five years’ time?
by Ruault, Philippe
- 46-55 Process leadership and managing process performance: Two elements that make the difference in process management
by Deenitchin, Iassen & Dmitriev, Dmitriy & Hebenstreit, Gert
- 56-64 Process improvement in the banking sector
by Kovacs, Zsofia
- 65-81 BCBS239: Reasons, impacts, framework and route to compliance
by Chakravorty, Rajib
- 82-87 The hidden costs of outsourcing: A case study
by Gašparac, Davor
September 2015, Volume 7, Issue 4
- 276-278 Editorial
by Moody, Daryn
- 279-283 Intelligent network management contingency
by Ansiaux, Dominique
- 284-295 Managing cross-regulatory data challenges in practice
by Johnson, Christopher
- 296-304 Evolving financial benchmarks: The impact on legacy contracts
by Perkins, Joanna & Mortby, Paul
- 305-311 Collateral management: Recurring issues and emerging trends
by Tranquillini, Andrea
- 312-318 Reviewing the implementation of T+2, the impact on the industry and what comes next (T2S)
by Mortensen, Søren F.
- 319-328 The evolution of EEA transaction reporting
by Nowell, David & Vincent, Matthew
- 329-336 The operational challenges of adopting the LEI
by Janssens, Paul
- 337-347 Coping with European regulatory requirements for automated trading: Best practices and new requirements resulting from regulation
by Stangl, Gunnar
- 348-354 The drivers behind the reporting obligations of EMIR, MiFIR and SFTR
by Jardelot, Julien & Mitov, Martin
- 355-361 Funding of research under MiFID II
by O’Halloran, Timothy
- 362-369 The Mexican transparency standoff: What will you do ‘next time’?
by Gibson, Alaric & Simpson, Daniel
March 2015, Volume 7, Issue 3
- 184-185 Editorial
by Tamplin, Robert
- 186-195 Industrialisation of the back-office function
by Colladon, Pierre
- 196-203 Asset managers and outsourced activities: What other industries can learn
by Wright, Susan
- 204-217 Measuring performance for ‘long-horizon’ investing
by Ringrose, Kyle
- 218-233 A modest proposal: Right-sizing exchange immunity
by Flati, Zachary J.
- 234-241 Securities lending as part of responsible and risk-averse asset management
by Van Der Struik, Roelof
- 242-252 Central Securities Depositories Regulation: The next systemic crisis waiting to happen?
by Vanderheyden, Koen & Reucroft, Tim
- 253-259 Legal contract data: The new reference data challenge for financial firms
by Datoo, Akber
- 260-268 The application of mathematical models to measure collateral concentration risk
by Seagroatt, Martin & Cockram, Ed
February 2015, Volume 7, Issue 2
- 97-99 Editorial
by Moody, Daryn
- 100-106 More resilient, better managed, less complex: Strengthening FMUs and linkages in the system
by Dahlgren, Sarah
- 107-112 Investigating the role of the sub-custodian in risk mitigation and who bears the sub-custodian risk
by Schnaitt, Günter
- 113-127 Protecting collateral contributions under the mandatory clearing regime
by Stanfield, Eugene
- 128-138 Chasing shadows? The FCA and the measurement of ‘culture’
by Pitts, Gary & Grourk, Terry
- 139-143 A radically new market environment requires comprehensive data-driven digital collateral management
by Barrett, Michael
- 144-154 Corporate governance for financial market infrastructures
by Giraldo, Ana
- 155-161 Getting ready for TARGET2 Securities (T2S): The time is now
by Garnons-Williams, Tim
- 162-171 When does a company have the choice to waive its attorney-client privilege in the USA?
by Riefberg, Linda & Passavia, Christopher
October 2014, Volume 7, Issue 1
- 4-5 Editorial
by Moody, Daryn
- 6-20 Collateral is the new cash: The systemic risks of inhibiting collateral fluidity
by Hill, Andy
- 21-26 Société Générale corporate and investment banking: How we monitor market risk
by Beurotte, Pascal & Bory, Georges
- 27-35 The EMIR compliance game
by Cates, Emily
- 36-41 Regulations impacting corporate actions and best practices for implementation
by Culhane, Deborah
- 42-50 Client clearing: Portability between clearing members
by Ho, Mark
- 51-61 Developing a straight-through process for corporate actions in Australia
by Webb, Karen
- 62-68 Withholding tax: Issues for securities operations and custody
by Mcgill, Ross
- 69-80 Banking without banks: Exploring the disruptive effects of converging technologies that will shape the future of banking
by Walker, Andrew
June 2014, Volume 6, Issue 4
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