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Performance based funding: a comparative assessment of their use and nature in EU Member States – a working paper

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Abstract

The introduction of performance based funding regimes is one of the central mechanisms through which many EU MS have tried to increase the effectiveness of their Public Sector Research systems (ERA priority 1). Already in 2010, OECD Member States indicated their interest to engage in mutual learning on this topic. Given its prominence among ERA priorities and the fact that different EU Member States have implemented PBFRs with different characteristics, it remains an important potential topic for Mutual Learning among EU MS as well. The initial aim of this workshop is to provide an input to a RTD PSF Mutual Learning Exercise on performance based funding of universities. To do so, this working paper will present an overview of the different approaches taken by EU MS to use performance based allocation of organisational public R&D funding. In addition it aims to identify a number of issues which should be taken into account when evaluation/implementing these type of funding allocation mechanisms. It is the intention to build upon this report in future publications which will complement the qualitative analysis, with newly collected quantitative data for the EU MS and to use this as a basis for an assessment of the effect of differences in funding regimes.

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  • Koen Jonkers & Thomas Zacharewicz, 2015. "Performance based funding: a comparative assessment of their use and nature in EU Member States – a working paper," JRC Research Reports JRC97684, Joint Research Centre.
    • Handle: RePEc:ipt:iptwpa:jrc97684
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    1. Angelina Todorova, 2015. "Stairway to Excellence. Country Report: Bulgaria," JRC Research Reports JRC97336, Joint Research Centre.
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    3. Philippe Aghion & Mathias Dewatripont & Caroline Hoxby & Andreu Mas-Colell & André Sapir, 2010. "The governance and performance of universities: evidence from Europe and the US [Distance to frontier, selection, and economic growth]," Economic Policy, CEPR, CESifo, Sciences Po;CES;MSH, vol. 25(61), pages 7-59.
    4. Dietmar Braun, 2003. "Lasting tensions in research policy-making — a delegation problem," Science and Public Policy, Oxford University Press, vol. 30(5), pages 309-321, October.
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    Cited by:

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    3. Gabriel Rissola & Fernando Hervás & Milena Slavcheva & Koen Jonkers, 2017. "Place-Based Innovation Ecosystems: Espoo Innovation Garden and Aalto University (Finland)," JRC Research Reports JRC106122, Joint Research Centre.
    4. Sandström, Ulf & Van den Besselaar, Peter, 2018. "Funding, evaluation, and the performance of national research systems," Journal of Informetrics, Elsevier, vol. 12(1), pages 365-384.
    5. Tanel Hirv, 2022. "The interplay of the size of the research system, ways of collaboration, level, and method of funding in determining bibliometric outputs," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(3), pages 1295-1316, March.

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