IDEAS home Printed from https://ideas.repec.org/p/eti/dpaper/15105.html
   My bibliography  Save this paper

The Use of Science for Inventions and its Identification: Patent level evidence matched with survey

Author

Listed:
  • NAGAOKA Sadao
  • YAMAUCHI Isamu

Abstract

While backward citation information disclosed in patent documents is often used for tracing the scientific sources of innovations, it is still poorly understood how well the backward citations trace the actual knowledge flow from science. This paper directly evaluates both the completeness and the noise of the inventor citation information, linking the results of an original inventor survey on scientific sources to the dataset of non-patent literatures (NPLs) revealed in the entire patent document. We find that patent citations to NPLs are not only noisy but also highly incomplete. More important science sources are not necessarily more revealed. However, controlling for the propensity to cite NPLs, our estimation results show that the revealed NPLs are more likely to predict the existence of important scientific sources when the inventor refers to highly cited scientific literature early after its publication. We also find that the NPLs revealed at the place where an invention is described provide important additional information in identifying science sources.

Suggested Citation

  • NAGAOKA Sadao & YAMAUCHI Isamu, 2015. "The Use of Science for Inventions and its Identification: Patent level evidence matched with survey," Discussion papers 15105, Research Institute of Economy, Trade and Industry (RIETI).
  • Handle: RePEc:eti:dpaper:15105
    as

    Download full text from publisher

    File URL: https://www.rieti.go.jp/jp/publications/dp/15e105.pdf
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Juan Alcácer & Michelle Gittelman, 2006. "Patent Citations as a Measure of Knowledge Flows: The Influence of Examiner Citations," The Review of Economics and Statistics, MIT Press, vol. 88(4), pages 774-779, November.
    2. Adam B. Jaffe & Michael S. Fogarty & Bruce A. Banks, 1998. "Evidence from Patents and Patent Citations on the Impact of NASA and Other Federal Labs on Commercial Innovation," Journal of Industrial Economics, Wiley Blackwell, vol. 46(2), pages 183-205, June.
    3. Criscuolo, Paola & Verspagen, Bart, 2008. "Does it matter where patent citations come from? Inventor vs. examiner citations in European patents," Research Policy, Elsevier, vol. 37(10), pages 1892-1908, December.
    4. G. M.P. Swann, 2009. "The Economics of Innovation," Books, Edward Elgar Publishing, number 13211.
    5. Alcácer, Juan & Gittelman, Michelle & Sampat, Bhaven, 2009. "Applicant and examiner citations in U.S. patents: An overview and analysis," Research Policy, Elsevier, vol. 38(2), pages 415-427, March.
    6. Nelson, Andrew J., 2009. "Measuring knowledge spillovers: What patents, licenses and publications reveal about innovation diffusion," Research Policy, Elsevier, vol. 38(6), pages 994-1005, July.
    7. Mansfield, Edwin, 1995. "Academic Research Underlying Industrial Innovations:," The Review of Economics and Statistics, MIT Press, vol. 77(1), pages 55-65, February.
    8. Emmanuel Duguet & Megan MacGarvie, 2005. "How well do patent citations measure flows of technology? Evidence from French innovation surveys," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 14(5), pages 375-393.
    9. Manuel Trajtenberg & Adam B. Jaffe & Michael S. Fogarty, 2000. "Knowledge Spillovers and Patent Citations: Evidence from a Survey of Inventors," American Economic Review, American Economic Association, vol. 90(2), pages 215-218, May.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Veugelers, Reinhilde & Wang, Jian, 2019. "Scientific novelty and technological impact," Research Policy, Elsevier, vol. 48(6), pages 1362-1372.
    2. Tahamtan, Iman & Bornmann, Lutz, 2018. "Creativity in science and the link to cited references: Is the creative potential of papers reflected in their cited references?," Journal of Informetrics, Elsevier, vol. 12(3), pages 906-930.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Adam B. Jaffe & Gaétan de Rassenfosse, 2017. "Patent citation data in social science research: Overview and best practices," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 68(6), pages 1360-1374, June.
    2. Fernández, Ana María & Ferrándiz, Esther & Medina, Jennifer, 2022. "The diffusion of energy technologies. Evidence from renewable, fossil, and nuclear energy patents," Technological Forecasting and Social Change, Elsevier, vol. 178(C).
    3. Kang, Byeongwoo & Motohashi, Kazuyuki, 2015. "Essential intellectual property rights and inventors’ involvement in standardization," Research Policy, Elsevier, vol. 44(2), pages 483-492.
    4. Chen, Lixin, 2017. "Do patent citations indicate knowledge linkage? The evidence from text similarities between patents and their citations," Journal of Informetrics, Elsevier, vol. 11(1), pages 63-79.
    5. Leten, Bart & Kelchtermans, Stijn & Belderbos, Ren, 2010. "Internal Basic Research, External Basic Research and the Technological Performance of Pharmaceutical Firms," Working Papers 2010/12, Hogeschool-Universiteit Brussel, Faculteit Economie en Management.
    6. Pontus Braunerhjelm & Roger Svensson, 2024. "Inventions, commercialization strategies, and knowledge spillovers in SMEs," Small Business Economics, Springer, vol. 63(1), pages 275-297, June.
    7. Schoenmakers, Wilfred & Duysters, Geert, 2010. "The technological origins of radical inventions," Research Policy, Elsevier, vol. 39(8), pages 1051-1059, October.
    8. Nemet, Gregory F. & Johnson, Evan, 2012. "Do important inventions benefit from knowledge originating in other technological domains?," Research Policy, Elsevier, vol. 41(1), pages 190-200.
    9. Michael Roach & Wesley M. Cohen, 2012. "Lens or Prism? Patent Citations as a Measure of Knowledge Flows from Public Research," NBER Working Papers 18292, National Bureau of Economic Research, Inc.
    10. Inchae Park & Yujin Jeong & Byungun Yoon, 2017. "Analyzing the value of technology based on the differences of patent citations between applicants and examiners," Scientometrics, Springer;Akadémiai Kiadó, vol. 111(2), pages 665-691, May.
    11. Dechezlepretre, Antoine & Martin, Ralf & Mohnen, Myra, 2014. "Knowledge spillovers from clean and dirty technologies," LSE Research Online Documents on Economics 60501, London School of Economics and Political Science, LSE Library.
    12. WADA Tetsuo, 2015. "Cognitive Distances in Prior Art Search by the Triadic Patent Offices: Empirical evidence from international search reports," Discussion papers 15096, Research Institute of Economy, Trade and Industry (RIETI).
    13. Nemet, Gregory F., 2012. "Inter-technology knowledge spillovers for energy technologies," Energy Economics, Elsevier, vol. 34(5), pages 1259-1270.
    14. Tetsuo Wada, 2016. "Obstacles to prior art searching by the trilateral patent offices: empirical evidence from International Search Reports," Scientometrics, Springer;Akadémiai Kiadó, vol. 107(2), pages 701-722, May.
    15. HAMAGUCHI Nobuaki & KONDO Keisuke, 2015. "Fresh Brain Power and Quality of Innovation in Cities: Evidence from the Japanese patent database," Discussion papers 15108, Research Institute of Economy, Trade and Industry (RIETI).
    16. Kok, Holmer & Faems, Dries & de Faria, Pedro, 2020. "Ties that matter: The impact of alliance partner knowledge recombination novelty on knowledge utilization in R&D alliances," Research Policy, Elsevier, vol. 49(7).
    17. Kelchtermans, Stijn & Leten, Bart & Rabijns, Maarten & Riccaboni, Massimo, 2022. "Do licensors learn from out-licensing? Empirical evidence from the pharmaceutical industry," Technovation, Elsevier, vol. 112(C).
    18. Balsmeier, Benjamin & Buchwald, Achim & Stiebale, Joel, 2014. "Outside directors on the board and innovative firm performance," Research Policy, Elsevier, vol. 43(10), pages 1800-1815.
    19. Petra Moser & Joerg Ohmstedt & Paul W. Rhode, 2018. "Patent Citations—An Analysis of Quality Differences and Citing Practices in Hybrid Corn," Management Science, INFORMS, vol. 64(4), pages 1926-1940, April.
    20. Alessandra Scandura, 2019. "The role of scientific and market knowledge in the inventive process: evidence from a survey of industrial inventors," The Journal of Technology Transfer, Springer, vol. 44(4), pages 1029-1069, August.

    More about this item

    NEP fields

    This paper has been announced in the following NEP Reports:

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eti:dpaper:15105. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: TANIMOTO, Toko (email available below). General contact details of provider: https://edirc.repec.org/data/rietijp.html .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.