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Sub-field normalization in the multiplicative case: Average-based citation indicators

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  • Ruiz-Castillo, Javier
  • Herranz, Neus

Abstract

This paper investigates the citation impact of three large geographical areas -- the U.S., the European Union (EU), and the rest of the world (RW) -- at different aggregation levels. The difficulty is that 42% of the 3.6 million articles in our Thomson Scientific dataset are assigned to several sub-fields among a set of 219 Web of Science categories. We follow a multiplicative approach in which every article is wholly counted as many times as it appears at each aggregation level. We compute the crown indicator and the Mean Normalized Citation Score (MNCS) using for the first time sub-field normalization procedures for the multiplicative case. We also compute a third indicator that does not correct for differences in citation practices across sub-fields. It is found that: (1) No geographical area is systematically favored (or penalized) by any of the two normalized indicators. (2) According to the MNCS, only in six out of 80 disciplines -- but in none of 20 fields -- is the EU ahead of the U.S. In contrast, the normalized U.S./EU gap is greater than 20% in 44 disciplines, 13 fields, and for all sciences as a whole. The dominance of the EU over the RW is even greater. (3) The U.S. appears to devote relatively more -- and the RW less -- publication effort to subfields with a high mean citation rate, which explains why the U.S./EU and EU/RW gaps for all sciences as a whole increase by 4.5 and 5.6 percentage points in the un-normalized case.

Suggested Citation

  • Ruiz-Castillo, Javier & Herranz, Neus, 2011. "Sub-field normalization in the multiplicative case: Average-based citation indicators," CEPR Discussion Papers 8715, C.E.P.R. Discussion Papers.
  • Handle: RePEc:cpr:ceprdp:8715
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    as
    1. Herranz, Neus & Ruiz-Castillo, Javier, 2012. "Sub-field normalization in the multiplicative case: Average-based citation indicators," Journal of Informetrics, Elsevier, vol. 6(4), pages 543-556.
    2. Albarrán, Pedro & Ortuño, Ignacio & Ruiz-Castillo, Javier, 2011. "High- and low-impact citation measures: Empirical applications," Journal of Informetrics, Elsevier, vol. 5(1), pages 122-145.
    3. Neus Herranz & Javier Ruiz-Castillo, 2012. "Multiplicative and fractional strategies when journals are assigned to several subfields," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 63(11), pages 2195-2205, November.
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    6. Pedro Albarrán & Ignacio Ortuño & Javier Ruiz-Castillo, 2011. "Average-based versus high- and low-impact indicators for the evaluation of scientific distributions," Research Evaluation, Oxford University Press, vol. 20(4), pages 325-339, October.
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    12. Neus Herranz & Javier Ruiz-Castillo, 2012. "Sub-field normalization in the multiplicative case: High- and low-impact citation indicators," Research Evaluation, Oxford University Press, vol. 21(2), pages 113-125, April.
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    15. Waltman, Ludo & van Eck, Nees Jan & van Leeuwen, Thed N. & Visser, Martijn S. & van Raan, Anthony F.J., 2011. "Towards a new crown indicator: Some theoretical considerations," Journal of Informetrics, Elsevier, vol. 5(1), pages 37-47.
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    19. Aksnes, Dag W. & Schneider, Jesper W. & Gunnarsson, Magnus, 2012. "Ranking national research systems by citation indicators. A comparative analysis using whole and fractionalised counting methods," Journal of Informetrics, Elsevier, vol. 6(1), pages 36-43.
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    Citations

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    Cited by:

    1. Ruiz-Castillo, Javier & Costas, Rodrigo, 2014. "The skewness of scientific productivity," Journal of Informetrics, Elsevier, vol. 8(4), pages 917-934.
    2. Herranz, Neus & Ruiz-Castillo, Javier, 2012. "Sub-field normalization in the multiplicative case: Average-based citation indicators," Journal of Informetrics, Elsevier, vol. 6(4), pages 543-556.
    3. Richard S.J. Tol, 2013. "Measuring catch-up growth in malnourished populations," Working Paper Series 6013, Department of Economics, University of Sussex Business School.
    4. Hu, Zhigang & Tian, Wencan & Xu, Shenmeng & Zhang, Chunbo & Wang, Xianwen, 2018. "Four pitfalls in normalizing citation indicators: An investigation of ESI’s selection of highly cited papers," Journal of Informetrics, Elsevier, vol. 12(4), pages 1133-1145.
    5. Tol, Richard S.J., 2013. "Identifying excellent researchers: A new approach," Journal of Informetrics, Elsevier, vol. 7(4), pages 803-810.
    6. Waltman, Ludo & van Eck, Nees Jan, 2015. "Field-normalized citation impact indicators and the choice of an appropriate counting method," Journal of Informetrics, Elsevier, vol. 9(4), pages 872-894.
    7. Dunaiski, Marcel & Geldenhuys, Jaco & Visser, Willem, 2019. "On the interplay between normalisation, bias, and performance of paper impact metrics," Journal of Informetrics, Elsevier, vol. 13(1), pages 270-290.
    8. Guillermo Armando Ronda-Pupo, 2020. "The performance of Latin American research on economics & business," Scientometrics, Springer;Akadémiai Kiadó, vol. 122(1), pages 573-590, January.
    9. Waltman, Ludo, 2016. "A review of the literature on citation impact indicators," Journal of Informetrics, Elsevier, vol. 10(2), pages 365-391.
    10. Franceschini, Fiorenzo & Maisano, Domenico, 2014. "Sub-field normalization of the IEEE scientific journals based on their connection with Technical Societies," Journal of Informetrics, Elsevier, vol. 8(3), pages 508-533.
    11. repec:cte:werepe:we1308 is not listed on IDEAS
    12. Maria Cláudia Cabrini Gracio & Ely Francina Tannuri Oliveira & Júlio Araujo Gurgel & Maria Isabel Escalona & Antonio Pulgarin Guerrero, 2013. "Dentistry scientometric analysis: a comparative study between Brazil and other most productive countries in the area," Scientometrics, Springer;Akadémiai Kiadó, vol. 95(2), pages 753-769, May.
    13. Finardi, Ugo, 2013. "Correlation between Journal Impact Factor and Citation Performance: An experimental study," Journal of Informetrics, Elsevier, vol. 7(2), pages 357-370.
    14. Maximiano Ortiz-Pimentel & Carlos Molina & Guillermo Armando Ronda-Pupo, 2020. "Bibliometric assessment of papers on generations in management and business journals," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(1), pages 445-469, October.

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    More about this item

    Keywords

    Citation analysis; Web of science categories; Journal classification; Research performance; Normalization; European paradox;
    All these keywords.

    JEL classification:

    • O31 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Innovation and Invention: Processes and Incentives
    • Y80 - Miscellaneous Categories - - Related Disciplines - - - Related Disciplines
    • Z00 - Other Special Topics - - General - - - General

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