IDEAS home Printed from https://ideas.repec.org/a/spr/scient/v127y2022i12d10.1007_s11192-022-04407-5.html
   My bibliography  Save this article

Should open access lead to closed research? The trends towards paying to perform research

Author

Listed:
  • Lin Zhang

    (Wuhan University
    Wuhan University
    KU Leuven)

  • Yahui Wei

    (Wuhan University
    Wuhan University)

  • Ying Huang

    (Wuhan University
    Wuhan University
    KU Leuven)

  • Gunnar Sivertsen

    (Nordic Institute for Studies in Innovation, Research and Education (NIFU))

Abstract

Open Access (OA) emerged as an important transition in scholarly publishing worldwide during the past two decades. So far, this transition is increasingly based on article processing charges (APC), which create a new paywall on the researchers’ side. Publishing is part of the research process and thereby necessary to perform research. This study analyses the global trends towards paying to perform research by combing observed trends in publishing from 2015 to 2020 with an APC price list. APC expenses have sharply increased among six countries with different OA policies: the USA, China, the UK, France, the Netherlands, and Norway. The estimated global revenues from APC among major publishers now exceed 2 billion US dollars annually. Mergers and takeovers show that the industry is moving towards APC-based OA as the more profitable business model. Research publishing will be closed to those who cannot make an institution or project money payment. Our results lead to a discussion of whether APC is the best way to promote OA.

Suggested Citation

  • Lin Zhang & Yahui Wei & Ying Huang & Gunnar Sivertsen, 2022. "Should open access lead to closed research? The trends towards paying to perform research," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(12), pages 7653-7679, December.
  • Handle: RePEc:spr:scient:v:127:y:2022:i:12:d:10.1007_s11192-022-04407-5
    DOI: 10.1007/s11192-022-04407-5
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11192-022-04407-5
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s11192-022-04407-5?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Stephen Pinfield & Jennifer Salter & Peter A. Bath, 2016. "The “total cost of publication” in a hybrid open-access environment: Institutional approaches to funding journal article-processing charges in combination with subscriptions," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 67(7), pages 1751-1766, July.
    2. Sumiko Asai, 2020. "Market power of publishers in setting article processing charges for open access journals," Scientometrics, Springer;Akadémiai Kiadó, vol. 123(2), pages 1037-1049, May.
    3. Cleusa Pavan & Marcia C. Barbosa, 2018. "Article processing charge (APC) for publishing open access articles: the Brazilian scenario," Scientometrics, Springer;Akadémiai Kiadó, vol. 117(2), pages 805-823, November.
    4. Oliver Budzinski & Thomas Grebel & Jens Wolling & Xijie Zhang, 2020. "Drivers of article processing charges in open access," Scientometrics, Springer;Akadémiai Kiadó, vol. 124(3), pages 2185-2206, September.
    5. Quirin Schiermeier, 2018. "China backs bold plan to tear down journal paywalls," Nature, Nature, vol. 564(7735), pages 171-172, December.
    6. Mikael Laakso & Bo‐Christer Björk, 2013. "Delayed open access: An overlooked high‐impact category of openly available scientific literature," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 64(7), pages 1323-1329, July.
    7. Bo-Christer Björk & Mikael Laakso & Patrik Welling & Patrik Paetau, 2014. "Anatomy of green open access," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 65(2), pages 237-250, February.
    8. Jørgen Burchardt, 2014. "Researchers Outside APC-Financed Open Access," SAGE Open, , vol. 4(4), pages 21582440145, September.
    9. Sivertsen, Gunnar & Rousseau, Ronald & Zhang, Lin, 2019. "Measuring scientific contributions with modified fractional counting," Journal of Informetrics, Elsevier, vol. 13(2), pages 679-694.
    10. Mikael Laakso & Bo-Christer Björk, 2013. "Delayed open access: An overlooked high-impact category of openly available scientific literature," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 64(7), pages 1323-1329, July.
    11. Li Zhang & Erin Watson, 2018. "The prevalence of green and grey open access: Where do physical science researchers archive their publications?," Scientometrics, Springer;Akadémiai Kiadó, vol. 117(3), pages 2021-2035, December.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Liwei Zhang & Liang Ma, 2023. "Is open science a double-edged sword?: data sharing and the changing citation pattern of Chinese economics articles," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(5), pages 2803-2818, May.
    2. Sandra Miguel & Claudia M. González & Zaida Chinchilla-Rodríguez, 2024. "Towards a new approach to analyzing the geographical scope of national research. An exploratory analysis at the country level," Scientometrics, Springer;Akadémiai Kiadó, vol. 129(7), pages 3659-3679, July.
    3. Samuel A. Moore, 2023. "The Politics of Rights Retention," Publications, MDPI, vol. 11(2), pages 1-9, May.
    4. María Bordons & Borja González-Albo & Luz Moreno-Solano, 2023. "Improving our understanding of open access: how it relates to funding, internationality of research and scientific leadership," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(8), pages 4651-4676, August.
    5. Heinz Pampel, 2023. "Promoting Open Access in Research-Performing Organizations: Spheres of Activity, Challenges, and Future Action Areas," Publications, MDPI, vol. 11(3), pages 1-21, September.
    6. Qianjin Zong & Zhihong Huang & Jiaru Huang, 2023. "Can open access increase LIS research’s policy impact? Using regression analysis and causal inference," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(8), pages 4825-4854, August.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Abdelghani Maddi, 2019. "Construction of a Normalized Open Access Indicator (NOAI)," CEPN Working Papers 2019-08, Centre d'Economie de l'Université de Paris Nord.
    2. María Bordons & Borja González-Albo & Luz Moreno-Solano, 2023. "Improving our understanding of open access: how it relates to funding, internationality of research and scientific leadership," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(8), pages 4651-4676, August.
    3. Bo-Christer Björk, 2017. "Scholarly journal publishing in transition- from restricted to open access," Electronic Markets, Springer;IIM University of St. Gallen, vol. 27(2), pages 101-109, May.
    4. Kendall Faulkner, 2021. "Faculty Use of Open-Access Journals: A Case Study of Faculty Publications and Cited References at a California University," Publications, MDPI, vol. 9(3), pages 1-12, August.
    5. Sumiko Asai, 2023. "Does double dipping occur? The case of Wiley’s hybrid journals," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(9), pages 5159-5168, September.
    6. Andre Bruns & Niels Taubert, 2021. "Investigating the Blind Spot of a Monitoring System for Article Processing Charges," Publications, MDPI, vol. 9(3), pages 1-9, September.
    7. Julie Baldwin & Stephen Pinfield, 2018. "The UK Scholarly Communication Licence: Attempting to Cut through the Gordian Knot of the Complexities of Funder Mandates, Publisher Embargoes and Researcher Caution in Achieving Open Access," Publications, MDPI, vol. 6(3), pages 1-28, July.
    8. Roberta Ruggieri & Fabrizio Pecoraro & Daniela Luzi, 2021. "An intersectional approach to analyse gender productivity and open access: a bibliometric analysis of the Italian National Research Council," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(2), pages 1647-1673, February.
    9. Laakso, Mikael & Björk, Bo-Christer, 2016. "Hybrid open access—A longitudinal study," Journal of Informetrics, Elsevier, vol. 10(4), pages 919-932.
    10. Mikael Laakso, 2014. "Green open access policies of scholarly journal publishers: a study of what, when, and where self-archiving is allowed," Scientometrics, Springer;Akadémiai Kiadó, vol. 99(2), pages 475-494, May.
    11. repec:hal:cepnwp:hal-02328158 is not listed on IDEAS
    12. Stephan Puehringer & Johanna Rath & Teresa Griesebner, 2021. "The political economy of academic publishing: On the commodification of a public good," PLOS ONE, Public Library of Science, vol. 16(6), pages 1-21, June.
    13. Jeffrey Demaine, 2022. "Fractionalization of research impact reveals global trends in university collaboration," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(5), pages 2235-2247, May.
    14. Sandra Miguel & Ely Francina Tannuri de Oliveira & Maria Cláudia Cabrini Grácio, 2016. "Scientific Production on Open Access: A Worldwide Bibliometric Analysis in the Academic and Scientific Context," Publications, MDPI, vol. 4(1), pages 1-15, January.
    15. Stuart Lawson, 2015. "Fee Waivers for Open Access Journals," Publications, MDPI, vol. 3(3), pages 1-13, August.
    16. Paul Kudlow & Devin Bissky Dziadyk & Alan Rutledge & Aviv Shachak & Gunther Eysenbach, 2020. "The citation advantage of promoted articles in a cross‐publisher distribution platform: A 12‐month randomized controlled trial," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 71(10), pages 1257-1274, October.
    17. Hajar Sotudeh & Zahra Ghasempour & Maryam Yaghtin, 2015. "The citation advantage of author-pays model: the case of Springer and Elsevier OA journals," Scientometrics, Springer;Akadémiai Kiadó, vol. 104(2), pages 581-608, August.
    18. Yu, Xiaoyao & Szymanski, Boleslaw K. & Jia, Tao, 2021. "Become a better you: Correlation between the change of research direction and the change of scientific performance," Journal of Informetrics, Elsevier, vol. 15(3).
    19. Najko Jahn & Lisa Matthias & Mikael Laakso, 2022. "Toward transparency of hybrid open access through publisher‐provided metadata: An article‐level study of Elsevier," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 73(1), pages 104-118, January.
    20. Mikael Laakso & Andrea Polonioli, 2018. "Open access in ethics research: an analysis of open access availability and author self-archiving behaviour in light of journal copyright restrictions," Scientometrics, Springer;Akadémiai Kiadó, vol. 116(1), pages 291-317, July.
    21. Mikael Laakso & Juho Lindman & Cenyu Shen & Linus Nyman & Bo-Christer Björk, 2017. "Research output availability on academic social networks: implications for stakeholders in academic publishing," Electronic Markets, Springer;IIM University of St. Gallen, vol. 27(2), pages 125-133, May.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:scient:v:127:y:2022:i:12:d:10.1007_s11192-022-04407-5. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.