IDEAS home Printed from https://ideas.repec.org/a/spr/scient/v124y2020i2d10.1007_s11192-020-03512-7.html
   My bibliography  Save this article

An evaluation of percentile measures of citation impact, and a proposal for making them better

Author

Listed:
  • Lutz Bornmann

    (Administrative Headquarters of the Max Planck Society)

  • Richard Williams

    (University of Notre Dame)

Abstract

Percentiles are statistics pointing to the standing of a paper’s citation impact relative to other papers in a given citation distribution. Percentile Ranks (PRs) often play an important role in evaluating the impact of researchers, institutions, and similar lines of study. Because PRs are so important for the assessment of scholarly impact, and because citations differ greatly across time and fields, various percentile approaches have been proposed to time- and field-normalize citations. Unfortunately, current popular methods often face significant problems in time- and field-normalization, including when papers are assigned to multiple fields or have been published by more than one unit (e.g., researchers or countries). They also face problems for estimating citation counts for pre-defined PRs (e.g., the 90th PR). We offer a series of guidelines and procedures that, we argue, address these problems and others and provide a superior means to make the use of percentile methods more accurate and informative. In particular, we introduce two approaches, CP-IN and CP-EX, that should be preferred in bibliometric studies because they consider the complete citation distribution and can be accurately interpreted. Both approaches are based on cumulative frequencies in percentages (CPs). The paper further shows how bar graphs and beamplots can present PRs in a more meaningful and accurate manner.

Suggested Citation

  • Lutz Bornmann & Richard Williams, 2020. "An evaluation of percentile measures of citation impact, and a proposal for making them better," Scientometrics, Springer;Akadémiai Kiadó, vol. 124(2), pages 1457-1478, August.
  • Handle: RePEc:spr:scient:v:124:y:2020:i:2:d:10.1007_s11192-020-03512-7
    DOI: 10.1007/s11192-020-03512-7
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11192-020-03512-7
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s11192-020-03512-7?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Ludo Waltman & Clara Calero‐Medina & Joost Kosten & Ed C.M. Noyons & Robert J.W. Tijssen & Nees Jan van Eck & Thed N. van Leeuwen & Anthony F.J. van Raan & Martijn S. Visser & Paul Wouters, 2012. "The Leiden ranking 2011/2012: Data collection, indicators, and interpretation," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 63(12), pages 2419-2432, December.
    2. John P A Ioannidis & Kevin Boyack & Paul F Wouters, 2016. "Citation Metrics: A Primer on How (Not) to Normalize," PLOS Biology, Public Library of Science, vol. 14(9), pages 1-7, September.
    3. Lutz Bornmann, 2014. "How are excellent (highly cited) papers defined in bibliometrics? A quantitative analysis of the literature," Research Evaluation, Oxford University Press, vol. 23(2), pages 166-173.
    4. Marianne Gauffriau & Peder Olesen Larsen & Isabelle Maye & Anne Roulin-Perriard & Markus Ins, 2008. "Comparisons of results of publication counting using different methods," Scientometrics, Springer;Akadémiai Kiadó, vol. 77(1), pages 147-176, October.
    5. Bornmann, Lutz & Leydesdorff, Loet & Wang, Jian, 2013. "Which percentile-based approach should be preferred for calculating normalized citation impact values? An empirical comparison of five approaches including a newly developed citation-rank approach (P1," Journal of Informetrics, Elsevier, vol. 7(4), pages 933-944.
    6. Lutz Bornmann & Werner Marx, 2014. "Distributions instead of single numbers: Percentiles and beam plots for the assessment of single researchers," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 65(1), pages 206-208, January.
    7. Lutz Bornmann & Rüdiger Mutz, 2014. "From P100 to P100': A new citation-rank approach," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 65(9), pages 1939-1943, September.
    8. Loet Leydesdorff & Lutz Bornmann, 2011. "Integrated impact indicators compared with impact factors: An alternative research design with policy implications," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 62(11), pages 2133-2146, November.
    9. Lutz Bornmann, 2013. "How to analyze percentile citation impact data meaningfully in bibliometrics: The statistical analysis of distributions, percentile rank classes, and top-cited papers," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 64(3), pages 587-595, March.
    10. Ludo Waltman & Michael Schreiber, 2013. "On the calculation of percentile-based bibliometric indicators," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 64(2), pages 372-379, February.
    11. Diana Hicks & Paul Wouters & Ludo Waltman & Sarah de Rijcke & Ismael Rafols, 2015. "Bibliometrics: The Leiden Manifesto for research metrics," Nature, Nature, vol. 520(7548), pages 429-431, April.
    12. Waltman, Ludo & van Eck, Nees Jan, 2015. "Field-normalized citation impact indicators and the choice of an appropriate counting method," Journal of Informetrics, Elsevier, vol. 9(4), pages 872-894.
    13. Tahamtan, Iman & Bornmann, Lutz, 2018. "Creativity in science and the link to cited references: Is the creative potential of papers reflected in their cited references?," Journal of Informetrics, Elsevier, vol. 12(3), pages 906-930.
    14. Lutz Bornmann & Robin Haunschild, 2018. "Plots for visualizing paper impact and journal impact of single researchers in a single graph," Scientometrics, Springer;Akadémiai Kiadó, vol. 115(1), pages 385-394, April.
    15. Bornmann, Lutz & Marx, Werner, 2015. "Methods for the generation of normalized citation impact scores in bibliometrics: Which method best reflects the judgements of experts?," Journal of Informetrics, Elsevier, vol. 9(2), pages 408-418.
    16. Loet Leydesdorff & Lutz Bornmann & Jonathan Adams, 2019. "The integrated impact indicator revisited (I3*): a non-parametric alternative to the journal impact factor," Scientometrics, Springer;Akadémiai Kiadó, vol. 119(3), pages 1669-1694, June.
    17. Bornmann, Lutz & Leydesdorff, Loet & Mutz, Rüdiger, 2013. "The use of percentiles and percentile rank classes in the analysis of bibliometric data: Opportunities and limits," Journal of Informetrics, Elsevier, vol. 7(1), pages 158-165.
    18. Ludo Waltman & Michael Schreiber, 2013. "On the calculation of percentile‐based bibliometric indicators," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 64(2), pages 372-379, February.
    19. Lutz Bornmann & Werner Marx, 2014. "How to evaluate individual researchers working in the natural and life sciences meaningfully? A proposal of methods based on percentiles of citations," Scientometrics, Springer;Akadémiai Kiadó, vol. 98(1), pages 487-509, January.
    20. Loet Leydesdorff & Lutz Bornmann, 2012. "Percentile ranks and the integrated impact indicator (I3)," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 63(9), pages 1901-1902, September.
    21. Lutz Bornmann & Julian N. Marewski, 2019. "Heuristics as conceptual lens for understanding and studying the usage of bibliometrics in research evaluation," Scientometrics, Springer;Akadémiai Kiadó, vol. 120(2), pages 419-459, August.
    22. Ludo Waltman & Clara Calero-Medina & Joost Kosten & Ed C.M. Noyons & Robert J.W. Tijssen & Nees Jan Eck & Thed N. Leeuwen & Anthony F.J. Raan & Martijn S. Visser & Paul Wouters, 2012. "The Leiden ranking 2011/2012: Data collection, indicators, and interpretation," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 63(12), pages 2419-2432, December.
    23. Waltman, Ludo, 2016. "A review of the literature on citation impact indicators," Journal of Informetrics, Elsevier, vol. 10(2), pages 365-391.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Bornmann, Lutz & Haunschild, Robin & Mutz, Rüdiger, 2020. "Should citations be field-normalized in evaluative bibliometrics? An empirical analysis based on propensity score matching," Journal of Informetrics, Elsevier, vol. 14(4).
    2. Alexander Schniedermann, 2021. "A comparison of systematic reviews and guideline-based systematic reviews in medical studies," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(12), pages 9829-9846, December.
    3. Klaus Wohlrabe & Lutz Bornmann, 2022. "Alphabetized co-authorship in economics reconsidered," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(5), pages 2173-2193, May.
    4. Katchanov, Yurij L. & Markova, Yulia V. & Shmatko, Natalia A., 2023. "Uncited papers in the structure of scientific communication," Journal of Informetrics, Elsevier, vol. 17(2).
    5. Gabriel-Alexandru Vîiu & Mihai Păunescu, 2021. "The citation impact of articles from which authors gained monetary rewards based on journal metrics," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(6), pages 4941-4974, June.
    6. Lutz Bornmann & Rüdiger Mutz & Robin Haunschild & Felix Moya-Anegon & Mirko Almeida Madeira Clemente & Moritz Stefaner, 2021. "Mapping the impact of papers on various status groups in excellencemapping.net: a new release of the excellence mapping tool based on citation and reader scores," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(11), pages 9305-9331, November.
    7. Gerson Pech & Catarina Delgado, 2020. "Assessing the publication impact using citation data from both Scopus and WoS databases: an approach validated in 15 research fields," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(2), pages 909-924, November.
    8. Timur Narbaev & Diana Amirbekova, 2021. "Research Productivity in Emerging Economies: Empirical Evidence from Kazakhstan," Publications, MDPI, vol. 9(4), pages 1-19, November.
    9. Yangping Zhou, 2021. "Self-citation and citation of top journal publishers and their interpretation in the journal-discipline context," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(7), pages 6013-6040, July.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Lutz Bornmann & Alexander Tekles & Loet Leydesdorff, 2019. "How well does I3 perform for impact measurement compared to other bibliometric indicators? The convergent validity of several (field-normalized) indicators," Scientometrics, Springer;Akadémiai Kiadó, vol. 119(2), pages 1187-1205, May.
    2. Bornmann, Lutz & Ganser, Christian & Tekles, Alexander, 2022. "Simulation of the h index use at university departments within the bibliometrics-based heuristics framework: Can the indicator be used to compare individual researchers?," Journal of Informetrics, Elsevier, vol. 16(1).
    3. Brito, Ricardo & Rodríguez-Navarro, Alonso, 2018. "Research assessment by percentile-based double rank analysis," Journal of Informetrics, Elsevier, vol. 12(1), pages 315-329.
    4. Albarrán, Pedro & Herrero, Carmen & Ruiz-Castillo, Javier & Villar, Antonio, 2017. "The Herrero-Villar approach to citation impact," Journal of Informetrics, Elsevier, vol. 11(2), pages 625-640.
    5. Loet Leydesdorff & Lutz Bornmann & Jonathan Adams, 2019. "The integrated impact indicator revisited (I3*): a non-parametric alternative to the journal impact factor," Scientometrics, Springer;Akadémiai Kiadó, vol. 119(3), pages 1669-1694, June.
    6. Lutz Bornmann & Klaus Wohlrabe, 2019. "Normalisation of citation impact in economics," Scientometrics, Springer;Akadémiai Kiadó, vol. 120(2), pages 841-884, August.
    7. Loet Leydesdorff & Paul Wouters & Lutz Bornmann, 2016. "Professional and citizen bibliometrics: complementarities and ambivalences in the development and use of indicators—a state-of-the-art report," Scientometrics, Springer;Akadémiai Kiadó, vol. 109(3), pages 2129-2150, December.
    8. Yves Fassin, 2020. "The HF-rating as a universal complement to the h-index," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(2), pages 965-990, November.
    9. Gerson Pech & Catarina Delgado, 2020. "Percentile and stochastic-based approach to the comparison of the number of citations of articles indexed in different bibliographic databases," Scientometrics, Springer;Akadémiai Kiadó, vol. 123(1), pages 223-252, April.
    10. Gerson Pech & Catarina Delgado, 2020. "Assessing the publication impact using citation data from both Scopus and WoS databases: an approach validated in 15 research fields," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(2), pages 909-924, November.
    11. Waltman, Ludo, 2016. "A review of the literature on citation impact indicators," Journal of Informetrics, Elsevier, vol. 10(2), pages 365-391.
    12. Robin Haunschild & Lutz Bornmann, 2022. "Relevance of document types in the scores’ calculation of a specific field-normalized indicator: Are the scores strongly dependent on or nearly independent of the document type handling?," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(8), pages 4419-4438, August.
    13. Bouyssou, Denis & Marchant, Thierry, 2016. "Ranking authors using fractional counting of citations: An axiomatic approach," Journal of Informetrics, Elsevier, vol. 10(1), pages 183-199.
    14. Lutz Bornmann & Rüdiger Mutz & Robin Haunschild & Felix Moya-Anegon & Mirko Almeida Madeira Clemente & Moritz Stefaner, 2021. "Mapping the impact of papers on various status groups in excellencemapping.net: a new release of the excellence mapping tool based on citation and reader scores," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(11), pages 9305-9331, November.
    15. Lutz Bornmann & Werner Marx & Andreas Barth, 2013. "The Normalization of Citation Counts Based on Classification Systems," Publications, MDPI, vol. 1(2), pages 1-9, August.
    16. Zhesi Shen & Liying Yang & Zengru Di & Jinshan Wu, 2019. "Large enough sample size to rank two groups of data reliably according to their means," Scientometrics, Springer;Akadémiai Kiadó, vol. 118(2), pages 653-671, February.
    17. Mike Thelwall, 2019. "The influence of highly cited papers on field normalised indicators," Scientometrics, Springer;Akadémiai Kiadó, vol. 118(2), pages 519-537, February.
    18. Dag W. Aksnes & Liv Langfeldt & Paul Wouters, 2019. "Citations, Citation Indicators, and Research Quality: An Overview of Basic Concepts and Theories," SAGE Open, , vol. 9(1), pages 21582440198, February.
    19. Torger Möller & Marion Schmidt & Stefan Hornbostel, 2016. "Assessing the effects of the German Excellence Initiative with bibliometric methods," Scientometrics, Springer;Akadémiai Kiadó, vol. 109(3), pages 2217-2239, December.
    20. Bornmann, Lutz & Marx, Werner, 2018. "Critical rationalism and the search for standard (field-normalized) indicators in bibliometrics," Journal of Informetrics, Elsevier, vol. 12(3), pages 598-604.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:scient:v:124:y:2020:i:2:d:10.1007_s11192-020-03512-7. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.