IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v376y2024ipbs0306261924016490.html
   My bibliography  Save this article

State-of-health estimation for lithium-ion batteries based on Kullback–Leibler divergence and a retentive network

Author

Listed:
  • Chen, Guanxu
  • Yang, Fangfang
  • Peng, Weiwen
  • Fan, Yuqian
  • Lyu, Ximin

Abstract

Accurate state-of-health (SOH) estimation is crucial for the lithium-ion battery industry, as it underpins the safety, durability, and reliability of lithium-ion batteries. Currently, most researchers use various methods of health indicator (HI) extraction for the SOH estimation of batteries. However, these methods may require certain expertise and prior knowledge to achieve accurate modeling, being affected by measurement noise and other factors. To solve the abovementioned problems, three Kullback–Leibler (KL) divergence features based on partial voltage sequences are proposed as new HIs that are independent of prior knowledge and strongly correlated with SOH. Moreover, a modified retentive network is proposed to enhance SOH estimation accuracy and better utilize HIs than traditional deep learning methods, which have high training costs and insufficient accuracy. To ensure consistent extraction of KL divergence features across various experimental conditions and time intervals, a B-spline algorithm is utilized for interpolation. The effectiveness of the proposed method is validated through analysis of Pearson correlation coefficients and experiments conducted in four dimensions. Additionally, the potential of using the proposed method to compress data on the cloud-side is explored.

Suggested Citation

  • Chen, Guanxu & Yang, Fangfang & Peng, Weiwen & Fan, Yuqian & Lyu, Ximin, 2024. "State-of-health estimation for lithium-ion batteries based on Kullback–Leibler divergence and a retentive network," Applied Energy, Elsevier, vol. 376(PB).
    • Handle: RePEc:eee:appene:v:376:y:2024:i:pb:s0306261924016490
    DOI: 10.1016/j.apenergy.2024.124266
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261924016490
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.apenergy.2024.124266?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Yao, Jiachi & Han, Te, 2023. "Data-driven lithium-ion batteries capacity estimation based on deep transfer learning using partial segment of charging/discharging data," Energy, Elsevier, vol. 271(C).
    2. Liu, Yunpeng & Hou, Bo & Ahmed, Moin & Mao, Zhiyu & Feng, Jiangtao & Chen, Zhongwei, 2024. "A hybrid deep learning approach for remaining useful life prediction of lithium-ion batteries based on discharging fragments," Applied Energy, Elsevier, vol. 358(C).
    3. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    4. Kristen A. Severson & Peter M. Attia & Norman Jin & Nicholas Perkins & Benben Jiang & Zi Yang & Michael H. Chen & Muratahan Aykol & Patrick K. Herring & Dimitrios Fraggedakis & Martin Z. Bazant & Step, 2019. "Data-driven prediction of battery cycle life before capacity degradation," Nature Energy, Nature, vol. 4(5), pages 383-391, May.
    5. Wang, Limei & Pan, Chaofeng & Liu, Liang & Cheng, Yong & Zhao, Xiuliang, 2016. "On-board state of health estimation of LiFePO4 battery pack through differential voltage analysis," Applied Energy, Elsevier, vol. 168(C), pages 465-472.
    6. Jia, Chenyu & Tian, Yukai & Shi, Yuanhao & Jia, Jianfang & Wen, Jie & Zeng, Jianchao, 2023. "State of health prediction of lithium-ion batteries based on bidirectional gated recurrent unit and transformer," Energy, Elsevier, vol. 285(C).
    7. Chen, Jianguo & Han, Xuebing & Sun, Tao & Zheng, Yuejiu, 2024. "Analysis and prediction of battery aging modes based on transfer learning," Applied Energy, Elsevier, vol. 356(C).
    8. Deng, Zhongwei & Xu, Le & Liu, Hongao & Hu, Xiaosong & Duan, Zhixuan & Xu, Yu, 2023. "Prognostics of battery capacity based on charging data and data-driven methods for on-road vehicles," Applied Energy, Elsevier, vol. 339(C).
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Li, Guanzheng & Li, Bin & Li, Chao & Wang, Shuai, 2023. "State-of-health rapid estimation for lithium-ion battery based on an interpretable stacking ensemble model with short-term voltage profiles," Energy, Elsevier, vol. 263(PE).
    2. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    3. Wang, Huan & Li, Yan-Fu & Zhang, Ying, 2023. "Bioinspired spiking spatiotemporal attention framework for lithium-ion batteries state-of-health estimation," Renewable and Sustainable Energy Reviews, Elsevier, vol. 188(C).
    4. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    5. Cai, Hongchang & Tang, Xiaopeng & Lai, Xin & Wang, Yanan & Han, Xuebing & Ouyang, Minggao & Zheng, Yuejiu, 2024. "How battery capacities are correctly estimated considering latent short-circuit faults," Applied Energy, Elsevier, vol. 375(C).
    6. Li, Alan G. & West, Alan C. & Preindl, Matthias, 2022. "Towards unified machine learning characterization of lithium-ion battery degradation across multiple levels: A critical review," Applied Energy, Elsevier, vol. 316(C).
    7. Peng, Qiao & Li, Wei & Fowler, Michael & Chen, Tao & Jiang, Wei & Liu, Kailong, 2024. "Battery calendar degradation trajectory prediction: Data-driven implementation and knowledge inspiration," Energy, Elsevier, vol. 294(C).
    8. Mei, Peng & Karimi, Hamid Reza & Xie, Jiale & Chen, Fei & Ou, Lei & Yang, Shichun & Huang, Cong, 2024. "Battery state estimation methods and management system under vehicle–cloud collaboration: A Survey," Renewable and Sustainable Energy Reviews, Elsevier, vol. 206(C).
    9. Wei, Meng & Ye, Min & Zhang, Chuanwei & Li, Yan & Zhang, Jiale & Wang, Qiao, 2023. "A multi-scale learning approach for remaining useful life prediction of lithium-ion batteries based on variational mode decomposition and Monte Carlo sampling," Energy, Elsevier, vol. 283(C).
    10. Xue, Qiao & Li, Junqiu & Xu, Peipei, 2022. "Machine learning based swift online capacity prediction of lithium-ion battery through whole cycle life," Energy, Elsevier, vol. 261(PA).
    11. Li, Renzheng & Wang, Hui & Dai, Haifeng & Hong, Jichao & Tong, Guangyao & Chen, Xinbo, 2022. "Accurate state of charge prediction for real-world battery systems using a novel dual-dropout-based neural network," Energy, Elsevier, vol. 250(C).
    12. Liu, Chenghao & Deng, Zhongwei & Zhang, Xiaohong & Bao, Huanhuan & Cheng, Duanqian, 2024. "Battery state of health estimation across electrochemistry and working conditions based on domain adaptation," Energy, Elsevier, vol. 297(C).
    13. Joselyn Stephane Menye & Mamadou-Baïlo Camara & Brayima Dakyo, 2025. "Lithium Battery Degradation and Failure Mechanisms: A State-of-the-Art Review," Energies, MDPI, vol. 18(2), pages 1-43, January.
    14. Zhang, Shuxin & Liu, Zhitao & Su, Hongye, 2023. "State of health estimation for lithium-ion batteries on few-shot learning," Energy, Elsevier, vol. 268(C).
    15. Liu, Donglei & Wang, Shunli & Fan, Yongcun & Fernandez, Carlos & Blaabjerg, Frede, 2024. "An optimized multi-segment long short-term memory network strategy for power lithium-ion battery state of charge estimation adaptive wide temperatures," Energy, Elsevier, vol. 304(C).
    16. Matthieu Dubarry & David Beck, 2021. "Analysis of Synthetic Voltage vs. Capacity Datasets for Big Data Li-ion Diagnosis and Prognosis," Energies, MDPI, vol. 14(9), pages 1-24, April.
    17. Che, Yunhong & Zheng, Yusheng & Wu, Yue & Sui, Xin & Bharadwaj, Pallavi & Stroe, Daniel-Ioan & Yang, Yalian & Hu, Xiaosong & Teodorescu, Remus, 2022. "Data efficient health prognostic for batteries based on sequential information-driven probabilistic neural network," Applied Energy, Elsevier, vol. 323(C).
    18. Chen, Junxiong & Hu, Yuanjiang & Zhu, Qiao & Rashid, Haroon & Li, Hongkun, 2023. "A novel battery health indicator and PSO-LSSVR for LiFePO4 battery SOH estimation during constant current charging," Energy, Elsevier, vol. 282(C).
    19. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    20. Ma, Yan & Shan, Ce & Gao, Jinwu & Chen, Hong, 2022. "A novel method for state of health estimation of lithium-ion batteries based on improved LSTM and health indicators extraction," Energy, Elsevier, vol. 251(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:376:y:2024:i:pb:s0306261924016490. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.