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Improving Ecological Inference by Predicting Individual Ethnicity from Voter Registration Records

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  • Imai, Kosuke
  • Khanna, Kabir

Abstract

In both political behavior research and voting rights litigation, turnout and vote choice for different racial groups are often inferred using aggregate election results and racial composition. Over the past several decades, many statistical methods have been proposed to address this ecological inference problem. We propose an alternative method to reduce aggregation bias by predicting individual-level ethnicity from voter registration records. Building on the existing methodological literature, we use Bayes's rule to combine the Census Bureau's Surname List with various information from geocoded voter registration records. We evaluate the performance of the proposed methodology using approximately nine million voter registration records from Florida, where self-reported ethnicity is available. We find that it is possible to reduce the false positive rate among Black and Latino voters to 6% and 3%, respectively, while maintaining the true positive rate above 80%. Moreover, we use our predictions to estimate turnout by race and find that our estimates yields substantially less amounts of bias and root mean squared error than standard ecological inference estimates. We provide open-source software to implement the proposed methodology.

Suggested Citation

  • Imai, Kosuke & Khanna, Kabir, 2016. "Improving Ecological Inference by Predicting Individual Ethnicity from Voter Registration Records," Political Analysis, Cambridge University Press, vol. 24(2), pages 263-272, April.
  • Handle: RePEc:cup:polals:v:24:y:2016:i:02:p:263-272_01
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    Cited by:

    1. Robert Collinson & John Eric Humphries & Nicholas Mader & Davin Reed & Daniel Tannenbaum & Winnie van Dijk, 2024. "Eviction and Poverty in American Cities," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 139(1), pages 57-120.
    2. Panjwani, Aniket & Xiong, Heyu, 2023. "The causes and consequences of medical crowdfunding," Journal of Economic Behavior & Organization, Elsevier, vol. 205(C), pages 648-667.
    3. Sabrina T. Howell & Theresa Kuchler & David Snitkof & Johannes Stroebel & Jun Wong, 2021. "Lender Automation and Racial Disparities in Credit Access," NBER Working Papers 29364, National Bureau of Economic Research, Inc.
    4. John Eric Humphries & Nicholas Mader & Ahmed Daniel Tannenbaum & Winnie van Dijk, 2019. "Does Eviction Cause Poverty" Quasi-Experimental Evidence from Cook County, IL," Cowles Foundation Discussion Papers 2186, Cowles Foundation for Research in Economics, Yale University.
    5. Greg Goelzhauser, 2024. "Constitutional accountability for police shootings," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 21(1), pages 92-108, March.
    6. Gow, Ian D. & Larcker, David F. & Watts, Edward M., 2023. "Board diversity and shareholder voting," Journal of Corporate Finance, Elsevier, vol. 83(C).
    7. Kai On Wong & Osmar R Zaïane & Faith G Davis & Yutaka Yasui, 2020. "A machine learning approach to predict ethnicity using personal name and census location in Canada," PLOS ONE, Public Library of Science, vol. 15(11), pages 1-16, November.
    8. Mill, Wladislaw & Ebert, Tobias & Berkessel, Jana & Jonsson, Thorsteinn & Lehmann, Sune & Gebauer, Jochen, 2024. "War Causes Religiosity: Gravestone Evidence from the Vietnam Draft Lottery," SocArXiv 9se4r, Center for Open Science.
    9. Liming Brotcke, 2022. "Time to Assess Bias in Machine Learning Models for Credit Decisions," JRFM, MDPI, vol. 15(4), pages 1-10, April.
    10. Sabrina T. Howell & Theresa Kuchler & David Snitkof & Johannes Stroebel & Jun Wong, 2021. "Racial Disparities in Access to Small Business Credit: Evidence from the Paycheck Protection Program," CESifo Working Paper Series 9345, CESifo.
    11. Carolyn Abott & Asya Magazinnik, 2020. "At‐Large Elections and Minority Representation in Local Government," American Journal of Political Science, John Wiley & Sons, vol. 64(3), pages 717-733, July.
    12. DiBartolomeo, Jeffrey A. & Kothakota, Michael G. & Parks-Stamm, Elizabeth & Tharp, Derek, 2021. "Racial Animosity and Black Financial Advisor Underrepresentation," SocArXiv dkh5v, Center for Open Science.
    13. Nathan Kallus & Xiaojie Mao & Angela Zhou, 2022. "Assessing Algorithmic Fairness with Unobserved Protected Class Using Data Combination," Management Science, INFORMS, vol. 68(3), pages 1959-1981, March.
    14. Winston Chou & Kosuke Imai & Bryn Rosenfeld, 2020. "Sensitive Survey Questions with Auxiliary Information," Sociological Methods & Research, , vol. 49(2), pages 418-454, May.
    15. David A. Hoffman & Anton Strezhnev, 2022. "Leases as Forms," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 19(1), pages 90-134, March.
    16. Phoebe Henninger & Marc Meredith & Michael Morse, 2021. "Who Votes Without Identification? Using Individual‐Level Administrative Data to Measure the Burden of Strict Voter Identification Laws," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 18(2), pages 256-286, June.
    17. Matt Barreto & Loren Collingwood & Sergio Garcia-Rios & Kassra AR Oskooii, 2022. "Estimating Candidate Support in Voting Rights Act Cases: Comparing Iterative EI and EI-R×C Methods," Sociological Methods & Research, , vol. 51(1), pages 271-304, February.

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