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How Is Legislation Implemented on the European Financial Markets?

In: Investor Relations and ESG Reporting in a Regulatory Perspective

Author

Listed:
  • Poul Lykkesfeldt
  • Laurits Louis Kjaergaard

Abstract

This chapter discusses the most relevant regulatory themes within the legal framework of MiFID II (like FINRA in the US), MiFIR and MAR. These regulatory themes are extensive and vast. It is our ambition, in this chapter, to provide an overview of the most profound current and coming regulatory framework relevant for financial markets practitioners and their daily work, and to highlight some of their key attributes relevant for the market participants. This includes providing vital cornerstones and how professionals operate within the regulatory framework to both secure that relevant legislation is fully complied with and at the same time conduct efficient IR for the benefit of the financial markets’ stakeholders.

Suggested Citation

  • Poul Lykkesfeldt & Laurits Louis Kjaergaard, 2022. "How Is Legislation Implemented on the European Financial Markets?," Springer Books, in: Investor Relations and ESG Reporting in a Regulatory Perspective, chapter 0, pages 99-116, Springer.
    • Handle: RePEc:spr:sprchp:978-3-031-05800-4_13
    DOI: 10.1007/978-3-031-05800-4_13
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