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The License To Perform The Activity Of A Finacial Advisor

Author

Listed:
  • Slezáková Andrea

    (LL.M., PhD., Ekonomická univerzita v Bratislave, Obchodná fakulta, Katedra obchodného práva, Dolnozemská cesta 1, 852 35 Bratislava)

Abstract

Financial advisory is a business activity connected with the financial market. Financial advisors grant services to their clients in order to help them to find a proper financial product. Due to this fact and the resposibility that is linked to this kind of entrepreneurship interference from the side of the state is needed. This is given not only by the regulation, but also through supervision of financial advisors performed by the National Bank of Slovakia. The independ central bank is subject intending to start this kind of business meets all the conditions set by law. The license to perform the activity of a financial advisor is an individual administrative act, a decision of the National Bank of Slovakia, issued in the proceeding in supervisory matters pursuant to Part Three of the Act No. 747/2004 Coll. On Financial Market Supervision Amending and Supplementing Certain Acts as amended.

Suggested Citation

  • Slezáková Andrea, 2019. "The License To Perform The Activity Of A Finacial Advisor," Studia Commercialia Bratislavensia, Sciendo, vol. 12(42), pages 256-263, December.
    • Handle: RePEc:vrs:stcomb:v:12:y:2019:i:42:p:256-263:n:3
    DOI: 10.2478/stcb-2019-0022
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    Keywords

    finacial advisor; the National Bank of Slovakia; the license to perform the activity of a financial advisor;
    All these keywords.

    JEL classification:

    • K20 - Law and Economics - - Regulation and Business Law - - - General
    • K23 - Law and Economics - - Regulation and Business Law - - - Regulated Industries and Administrative Law

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