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The two faces of social capital in private flood mitigation: opposing effects on risk perception, self-efficacy and coping capacity

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  • Philipp Babcicky
  • Sebastian Seebauer

Abstract

Impacts of flooding are expected to increase, most notably in residential areas. As a consequence, private households are increasingly encouraged to engage in private flood mitigation complementary to public measures. Despite the growing literature on private flood mitigation, little is known about how social capital influences households’ perception of and coping with flood risks. This study draws on survey data of 226 flood-prone households in two Austrian Alpine municipalities, both recently affected by riverine flooding. We show that social capital cuts both ways: on the positive side, social capital increases perceived self-efficacy and provides critical support during and most notably after flood events. On the negative side, social capital reduces flood risk perceptions of private households. While social ties are effective when responding to and recovering from floods, the expectation of social support downplays risk, making precautionary action by households less likely. The results also show that flood-affected households receive more social support than they provide to others. In the long-run, this can lead to a problematic reciprocity imbalance, challenging the long-term stability of the interpersonal exchanges underlying social capital. Among the various sources of social support, informal social networks (neighbours, friends and relatives) provide the most important workforce in the response and recovery phase of a flood event. It is therefore crucial for flood risk management to recognise and promote the protective quality of social capital alongside conventional structural and non-structural measures.

Suggested Citation

  • Philipp Babcicky & Sebastian Seebauer, 2017. "The two faces of social capital in private flood mitigation: opposing effects on risk perception, self-efficacy and coping capacity," Journal of Risk Research, Taylor & Francis Journals, vol. 20(8), pages 1017-1037, August.
  • Handle: RePEc:taf:jriskr:v:20:y:2017:i:8:p:1017-1037
    DOI: 10.1080/13669877.2016.1147489
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    Cited by:

    1. Mohamed A. Abdelhafez & Hussam N. Mahmoud & Bruce R. Ellingwood, 2024. "Adjusting to the reality of sea level rise: reshaping coastal communities through resilience-informed adaptation," Climatic Change, Springer, vol. 177(7), pages 1-20, July.
    2. Yingying Sun & Ziqiang Han, 2018. "Climate Change Risk Perception in Taiwan: Correlation with Individual and Societal Factors," IJERPH, MDPI, vol. 15(1), pages 1-12, January.
    3. Butler, Catherine & Walker-Springett, Kate & Adger, W. Neil, 2018. "Narratives of recovery after floods: Mental health, institutions, and intervention," Social Science & Medicine, Elsevier, vol. 216(C), pages 67-73.
    4. Casie Venable & Amy Javernick-Will & Abbie B. Liel, 2020. "Perceptions of Post-Disaster Housing Safety in Future Typhoons and Earthquakes," Sustainability, MDPI, vol. 12(9), pages 1-30, May.
    5. Matthew H. Goldberg & Abel Gustafson & Matthew T. Ballew & Seth A. Rosenthal & Matthew J. Cutler & Anthony Leiserowitz, 2020. "Predictors of global warming risk perceptions among Latino and non-Latino White Americans," Climatic Change, Springer, vol. 162(3), pages 1555-1574, October.
    6. Philip Bubeck & W. J. Wouter Botzen & Jonas Laudan & Jeroen C.J.H. Aerts & Annegret H. Thieken, 2018. "Insights into Flood‐Coping Appraisals of Protection Motivation Theory: Empirical Evidence from Germany and France," Risk Analysis, John Wiley & Sons, vol. 38(6), pages 1239-1257, June.
    7. Sebastian Seebauer & Philipp Babcicky, 2020. "The Sources of Belief in Personal Capability: Antecedents of Self‐Efficacy in Private Adaptation to Flood Risk," Risk Analysis, John Wiley & Sons, vol. 40(10), pages 1967-1982, October.
    8. Adloff, Susann, 2021. "Adapting to Climate Change: Threat Experience, Cognition and Protection Motivation," VfS Annual Conference 2021 (Virtual Conference): Climate Economics 242400, Verein für Socialpolitik / German Economic Association.
    9. Sedighe Pakmehr & Masoud Yazdanpanah & Masoud Baradaran, 2021. "Explaining farmers’ response to climate change-induced water stress through cognitive theory of stress: an Iranian perspective," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 23(4), pages 5776-5793, April.
    10. Matthew Billman & Kayode Atoba & Courtney Thompson & Samuel Brody, 2023. "How about Now? Changes in Risk Perception before and after Hurricane Irma," Sustainability, MDPI, vol. 15(9), pages 1-19, May.
    11. Rauter, Magdalena & Kaufmann, Maria & Thaler, Thomas & Fuchs, Sven, 2020. "Flood risk management in Austria: Analysing the shift in responsibility-sharing between public and private actors from a public stakeholder's perspective," Land Use Policy, Elsevier, vol. 99(C).
    12. Daran Gray‐Scholz & Timothy J. Haney & Pamela MacQuarrie, 2019. "Out of Sight, Out of Mind? Geographic and Social Predictors of Flood Risk Awareness," Risk Analysis, John Wiley & Sons, vol. 39(11), pages 2543-2558, November.
    13. Kai Greenlees & Randolph Cornelius, 2021. "The promise of panarchy in managed retreat: converging psychological perspectives and complex adaptive systems theory," Journal of Environmental Studies and Sciences, Springer;Association of Environmental Studies and Sciences, vol. 11(3), pages 503-510, September.
    14. Md Omar Faruk & Keshav Lall Maharjan, 2023. "The Determinants of Farmers’ Perceived Flood Risk and Their Flood Adaptation Assessments: A Study in a Char-Land Area of Bangladesh," Sustainability, MDPI, vol. 15(18), pages 1-21, September.
    15. Eugene Song & Hyun Jung Yoo, 2020. "Impact of Social Support and Social Trust on Public Viral Risk Response: A COVID-19 Survey Study," IJERPH, MDPI, vol. 17(18), pages 1-14, September.
    16. Nicholas Pinter & James C. Rees, 2021. "Assessing managed flood retreat and community relocation in the Midwest USA," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 107(1), pages 497-518, May.
    17. Lingnan He & Kaisheng Lai & Zhongxuan Lin & Zhihao Ma, 2018. "Media Exposure and General Trust as Predictors of Post-traumatic Stress Disorder: Ten Years after the 5.12 Wenchuan Earthquake in China," IJERPH, MDPI, vol. 15(11), pages 1-20, October.
    18. Marek Kośny & Maria Piotrowska, 2019. "Economic Resourcefulness: Definition and Modeling," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 144(1), pages 425-449, July.
    19. An Gie Yong & Louise Lemyre, 2019. "Getting Canadians prepared for natural disasters: a multi-method analysis of risk perception, behaviors, and the social environment," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 98(1), pages 319-341, August.
    20. Paul Hudson & Philip Bubeck & Annegret H. Thieken, 2022. "A comparison of flood-protective decision-making between German households and businesses," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 27(1), pages 1-22, January.
    21. Raul P. Lejano & Muhammad Saidur Rahman & Laila Kabir, 2020. "Risk Communication for Empowerment: Interventions in a Rohingya Refugee Settlement," Risk Analysis, John Wiley & Sons, vol. 40(11), pages 2360-2372, November.
    22. Natalie R. Sampson & Carmel E. Price & Julia Kassem & Jessica Doan & Janine Hussein, 2018. "“We’re Just Sitting Ducks”: Recurrent Household Flooding as An Underreported Environmental Health Threat in Detroit’s Changing Climate," IJERPH, MDPI, vol. 16(1), pages 1-19, December.

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