IDEAS home Printed from https://ideas.repec.org/a/spr/scient/v76y2008i3d10.1007_s11192-007-1896-4.html
   My bibliography  Save this article

Inter-country R&D efficiency analysis: An application of data envelopment analysis

Author

Listed:
  • Seema Sharma

    (Indian Institute of Technology)

  • V. J. Thomas

    (Indian Institute of Technology)

Abstract

This study examines the relative efficiency of the R&D process across a group of 22 developed and developing countries using Data Envelopment Analysis (DEA). The R&D technical efficiency is examined using a model with patents granted to residents as an output and gross domestic expenditure on R&D and the number of researchers as inputs. Under CRS (Constant Returns to Scale), Japan, the Republic of Korea and China are found to be efficient, whereas under the VRS (Variable Returns to Scale) framework, Japan, the Republic of Korea, China, India, Slovenia and Hungary are found to be efficient. The emergence of some of the developing nations on the efficiency frontier indicates that these nations can also serve as benchmarks for their efficient use of R&D resources. The inefficiency in the R&D resource usage highlighted by this study indicates the underlying potential that can be tapped for the development and growth of nations.

Suggested Citation

  • Seema Sharma & V. J. Thomas, 2008. "Inter-country R&D efficiency analysis: An application of data envelopment analysis," Scientometrics, Springer;Akadémiai Kiadó, vol. 76(3), pages 483-501, September.
  • Handle: RePEc:spr:scient:v:76:y:2008:i:3:d:10.1007_s11192-007-1896-4
    DOI: 10.1007/s11192-007-1896-4
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11192-007-1896-4
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s11192-007-1896-4?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. W. Rupert Maclaurin, 1953. "The Sequence from Invention to Innovation and Its Relation to Economic Growth," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 67(1), pages 97-111.
    2. repec:fth:harver:1473 is not listed on IDEAS
    3. Charnes, A. & Cooper, W. W. & Rhodes, E., 1978. "Measuring the efficiency of decision making units," European Journal of Operational Research, Elsevier, vol. 2(6), pages 429-444, November.
    4. Wei Meng & Zhenhua Hu & Wenbin Liu, 2006. "Efficiency evaluation of basic research in China," Scientometrics, Springer;Akadémiai Kiadó, vol. 69(1), pages 85-101, October.
    5. Zvi Griliches, 1998. "Issues in Assessing the Contribution of Research and Development to Productivity Growth," NBER Chapters, in: R&D and Productivity: The Econometric Evidence, pages 17-45, National Bureau of Economic Research, Inc.
    6. Cohen, Wesley M & Levinthal, Daniel A, 1989. "Innovation and Learning: The Two Faces of R&D," Economic Journal, Royal Economic Society, vol. 99(397), pages 569-596, September.
    7. Comanor, William S & Scherer, Frederic M, 1969. "Patent Statistics as a Measure of Technical Change," Journal of Political Economy, University of Chicago Press, vol. 77(3), pages 392-398, May/June.
    8. Richard R. Nelson, 1982. "The Role of Knowledge in R&D Efficiency," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 97(3), pages 453-470.
    9. Rodrigo Costas & Isabel Iribarren-Maestro, 2007. "Variations in content and format of ISI databases in their different versions: The case of the Science Citation Index in CD-ROM and the Web of Science," Scientometrics, Springer;Akadémiai Kiadó, vol. 72(2), pages 167-183, August.
    10. Can Huang & Celeste Amorim Varum & Joaquim Borges Gouveia, 2006. "Scientific productivity paradox: The case of China's S&T system," Scientometrics, Springer;Akadémiai Kiadó, vol. 69(2), pages 449-473, November.
    11. Leo Egghe & Ronald Rousseau & Guido Van Hooydonk, 2000. "Methods for accrediting publications to authors or countries: Consequences for evaluation studies," Journal of the American Society for Information Science, Association for Information Science & Technology, vol. 51(2), pages 145-157.
    12. Lucas, Robert Jr., 1988. "On the mechanics of economic development," Journal of Monetary Economics, Elsevier, vol. 22(1), pages 3-42, July.
    13. Segerstrom, Paul S, 1991. "Innovation, Imitation, and Economic Growth," Journal of Political Economy, University of Chicago Press, vol. 99(4), pages 807-827, August.
    14. Hall, Bronwyn H & Griliches, Zvi & Hausman, Jerry A, 1986. "Patents and R and D: Is There a Lag?," International Economic Review, Department of Economics, University of Pennsylvania and Osaka University Institute of Social and Economic Research Association, vol. 27(2), pages 265-283, June.
    15. Schumpeter, Joseph A., 1947. "The Creative Response in Economic History," The Journal of Economic History, Cambridge University Press, vol. 7(2), pages 149-159, November.
    16. Vinkler, Peter, 1986. "Management system for a scientific research institute based on the assessment of scientific publications," Research Policy, Elsevier, vol. 15(2), pages 77-87, April.
    17. Zvi Griliches, 1998. "Patent Statistics as Economic Indicators: A Survey," NBER Chapters, in: R&D and Productivity: The Econometric Evidence, pages 287-343, National Bureau of Economic Research, Inc.
    18. Jiancheng Guan & Ying He, 2005. "Comparison and evaluation of domestic and international outputs in Information Science & Technology research of China," Scientometrics, Springer;Akadémiai Kiadó, vol. 65(2), pages 215-244, November.
    19. Henk F. Moed, 2002. "Measuring China"s research performance using the Science Citation Index," Scientometrics, Springer;Akadémiai Kiadó, vol. 53(3), pages 281-296, March.
    20. Goto, Akira & Suzuki, Kazuyuki, 1989. "R&D Capital, Rate of Return on R&D Investment and Spillover of R&D in Japanese Manufacturing Industries," The Review of Economics and Statistics, MIT Press, vol. 71(4), pages 555-564, November.
    21. Jiancheng Guan & Nan Ma, 2004. "A comparative study of research performance in computer science," Scientometrics, Springer;Akadémiai Kiadó, vol. 61(3), pages 339-359, November.
    22. Karkazis, John & Thanassoulis, Emmanuel, 1998. "Assessing the effectiveness of regional development policies in Northern Greece using data envelopment analysis," Socio-Economic Planning Sciences, Elsevier, vol. 32(2), pages 123-137, June.
    23. K.C. Garg & P. Padhi, 2001. "A study of collaboration in laser science and technology," Scientometrics, Springer;Akadémiai Kiadó, vol. 51(2), pages 415-427, June.
    24. R. D. Banker & A. Charnes & W. W. Cooper, 1984. "Some Models for Estimating Technical and Scale Inefficiencies in Data Envelopment Analysis," Management Science, INFORMS, vol. 30(9), pages 1078-1092, September.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. M. Ishaq Nadiri, 1993. "Innovations and Technological Spillovers," NBER Working Papers 4423, National Bureau of Economic Research, Inc.
    2. Aristovnik, Aleksander, 2014. "Efficiency of the R&D Sector in the EU-27 at the Regional Level: An Application of DEA," MPRA Paper 59081, University Library of Munich, Germany.
    3. Jiancheng Guan & Kairui Zuo, 2014. "A cross-country comparison of innovation efficiency," Scientometrics, Springer;Akadémiai Kiadó, vol. 100(2), pages 541-575, August.
    4. Thomas Doring & Jan Schnellenbach, 2006. "What do we know about geographical knowledge spillovers and regional growth?: A survey of the literature," Regional Studies, Taylor & Francis Journals, vol. 40(3), pages 375-395.
    5. Nicolas van Zeebroeck & Bruno van Pottelsberghe de la Potterie, 2011. "Filing strategies and patent value," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 20(6), pages 539-561, February.
    6. Khoshnevis, Pegah & Teirlinck, Peter, 2018. "Performance evaluation of R&D active firms," Socio-Economic Planning Sciences, Elsevier, vol. 61(C), pages 16-28.
    7. Cristiano Antonelli & Christophe Feder, 2022. "Knowledge properties and the creative response in the global economy: European evidence for the years 1990–2016," The Journal of Technology Transfer, Springer, vol. 47(2), pages 459-475, April.
    8. Antonelli, Cristiano, 2013. "Globalization Localized Technological Change and the Knowledge Economy," Department of Economics and Statistics Cognetti de Martiis. Working Papers 201325, University of Turin.
    9. Francesco Quatraro, 2009. "Innovation, structural change and productivity growth: evidence from Italian regions, 1980--2003," Cambridge Journal of Economics, Cambridge Political Economy Society, vol. 33(5), pages 1001-1022, September.
    10. Fulvio Castellacci, 2007. "Technological regimes and sectoral differences in productivity growth ," Industrial and Corporate Change, Oxford University Press and the Associazione ICC, vol. 16(6), pages 1105-1145, December.
    11. Ruben Fotso, 2020. "Evaluation of indirect effects of place-based science-industry transfer policies: Case of French Technological Research Institutes," Working Papers halshs-02998262, HAL.
    12. Li, Xibao, 2011. "Sources of External Technology, Absorptive Capacity, and Innovation Capability in Chinese State-Owned High-Tech Enterprises," World Development, Elsevier, vol. 39(7), pages 1240-1248, July.
    13. Harabi, Najib, 1994. "Technischer Fortschritt in der Schweiz: Empirische Ergebnisse aus industrieökonomischer Sicht [Technischer Fortschritt in der Schweiz:Empirische Ergebnisse aus industrieökonomischer Sicht]," MPRA Paper 6725, University Library of Munich, Germany.
    14. Christoph Grimpe & Roberto Patuelli, 2011. "Regional knowledge production in nanomaterials: a spatial filtering approach," The Annals of Regional Science, Springer;Western Regional Science Association, vol. 46(3), pages 519-541, June.
    15. Claudia Ghisetti & Francesco Quatraro, 2013. "Beyond the Inducement in Climate Change: Do Environmental Performances Spur Enrivornmental Technologies? A Regional Analysis of Cross-Sectoral Differences," Working Papers 2013112, University of Ferrara, Department of Economics.
    16. Yi Zhang & Mingting Kou & Kaihua Chen & Jiancheng Guan & Yuchen Li, 2016. "Modelling the Basic Research Competitiveness Index (BR-CI) with an application to the biomass energy field," Scientometrics, Springer;Akadémiai Kiadó, vol. 108(3), pages 1221-1241, September.
    17. Cristiano Antonelli & Federico Barbiellini Amidei, 2011. "The Dynamics of Knowledge Externalities," Books, Edward Elgar Publishing, number 13292.
    18. Cristiano Antonelli & Alessandra Colombelli, 2018. "The cost of knowledge," Chapters, in: The Evolutionary Complexity of Endogenous Innovation, chapter 6, pages 128-150, Edward Elgar Publishing.
    19. Kai Xu & Bart Bossink & Qiang Chen, 2019. "Efficiency Evaluation of Regional Sustainable Innovation in China: A Slack-Based Measure (SBM) Model with Undesirable Outputs," Sustainability, MDPI, vol. 12(1), pages 1-21, December.
    20. Antonelli, Cristiano & Amidei, Federico Barbiellini & Fassio, Claudio, 2014. "The mechanisms of knowledge governance: State owned enterprises and Italian economic growth, 1950–1994," Structural Change and Economic Dynamics, Elsevier, vol. 31(C), pages 43-63.

    More about this item

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:scient:v:76:y:2008:i:3:d:10.1007_s11192-007-1896-4. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.