IDEAS home Printed from https://ideas.repec.org/a/spr/annopr/v267y2018i1d10.1007_s10479-018-2809-z.html
   My bibliography  Save this article

Measuring incineration plants’ performance using combined data envelopment analysis, goal programming and mixed integer linear programming

Author

Listed:
  • Konstantinos Petridis

    (University of Macedonia)

  • Prasanta Kumar Dey

    (Aston University)

Abstract

Incineration plants produce heat and power from waste, reduce waste disposal to landfills, and discharge harmful emissions and bottom ash. The objective of the incineration plant is to maximize desirable outputs (heat and power) and minimize undesirable outputs (emissions and bottom ash). Therefore, studying the overall impact of incineration plants in a region so as to maximize the benefits and minimize the environmental impact is significant. Majority of prior works focus on plant specific decision making issues including performance analysis. This study proposes a hybrid data envelopment analysis (DEA), goal programming (GP) and mixed integer linear programming (MILP) model to assess the performance of incineration plants, in a specific region, to enhance overall power production, consumption of waste and reduction of emissions. This model not only helps the plant operators to evaluate the effectiveness of incineration but also facilitates the policy makers to plan for overall waste management of the region through decision-making on adding and closing plants on the basis of their efficiency. Majority of prior studies on incineration plants emphasize on how to improve their performance on heat and power production and neglect the waste management aspects. Additionally, optimizing benefits and minimizing negative outputs through fixing targets in order to make decision on shutting down the suboptimal plants has not been modeled in prior research. This research combines both the aspects and addresses the overall performance enhancement of incineration plants within a region from both policy makers and plant operators’ perspectives. The proposed combined DEA, GP and MILP model enables to optimize incineration plants performance within a region by deriving efficiency of each plant and identifying plants to close down on the basis of their performance. The proposed model has been applied to a group of 22 incineration plants in the UK using secondary data in order to demonstrate the effectiveness of the model.

Suggested Citation

  • Konstantinos Petridis & Prasanta Kumar Dey, 2018. "Measuring incineration plants’ performance using combined data envelopment analysis, goal programming and mixed integer linear programming," Annals of Operations Research, Springer, vol. 267(1), pages 467-491, August.
    • Handle: RePEc:spr:annopr:v:267:y:2018:i:1:d:10.1007_s10479-018-2809-z
    DOI: 10.1007/s10479-018-2809-z
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s10479-018-2809-z
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.
    File URL: https://libkey.io/10.1007/s10479-018-2809-z?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Pirotta, F.J.C. & Ferreira, E.C. & Bernardo, C.A., 2013. "Energy recovery and impact on land use of Maltese municipal solid waste incineration," Energy, Elsevier, vol. 49(C), pages 1-11.
    2. Rogge, Nicky & de Jaeger, Simon, 2012. "Evaluating the efficiency of municipalities in collecting and processing municipal solid waste: A shared input DEA-model," Working Papers 2012/22, Hogeschool-Universiteit Brussel, Faculteit Economie en Management.
    3. Po-Chi Chen & Ching-Cheng Chang & Chih-Li Lai, 2014. "Incentive regulation and performance measurement of Taiwan’s incineration plants: an application of the four-stage DEA method," Journal of Productivity Analysis, Springer, vol. 41(2), pages 277-290, April.
    4. Tsai, W.T. & Chou, Y.H., 2006. "An overview of renewable energy utilization from municipal solid waste (MSW) incineration in Taiwan," Renewable and Sustainable Energy Reviews, Elsevier, vol. 10(5), pages 491-502, October.
    5. Nixon, J.D. & Dey, P.K. & Ghosh, S.K. & Davies, P.A., 2013. "Evaluation of options for energy recovery from municipal solid waste in India using the hierarchical analytical network process," Energy, Elsevier, vol. 59(C), pages 215-223.
    6. Tsai, Wen-Tien & Kuo, Kuan-Chi, 2010. "An analysis of power generation from municipal solid waste (MSW) incineration plants in Taiwan," Energy, Elsevier, vol. 35(12), pages 4824-4830.
    7. Sueyoshi, Toshiyuki & Goto, Mika, 2011. "DEA approach for unified efficiency measurement: Assessment of Japanese fossil fuel power generation," Energy Economics, Elsevier, vol. 33(2), pages 292-303, March.
    8. Huang, Chin-wei & Chiu, Yung-ho & Fang, Wei-ta & Shen, Neng, 2014. "Assessing the performance of Taiwan’s environmental protection system with a non-radial network DEA approach," Energy Policy, Elsevier, vol. 74(C), pages 547-556.
    9. Rogge, Nicky & De Jaeger, Simon, 2013. "Measuring and explaining the cost efficiency of municipal solid waste collection and processing services," Omega, Elsevier, vol. 41(4), pages 653-664.
    10. Di Gregorio, F. & Zaccariello, Lucio, 2012. "Fluidized bed gasification of a packaging derived fuel: energetic, environmental and economic performances comparison for waste-to-energy plants," Energy, Elsevier, vol. 42(1), pages 331-341.
    11. A. Charnes & W. W. Cooper & E. Rhodes, 1981. "Evaluating Program and Managerial Efficiency: An Application of Data Envelopment Analysis to Program Follow Through," Management Science, INFORMS, vol. 27(6), pages 668-697, June.
    12. Chang, Dong-Shang & Yang, Fu-Chiang, 2011. "Assessing the power generation, pollution control, and overall efficiencies of municipal solid waste incinerators in Taiwan," Energy Policy, Elsevier, vol. 39(2), pages 651-663, February.
    13. Samanlioglu, Funda, 2013. "A multi-objective mathematical model for the industrial hazardous waste location-routing problem," European Journal of Operational Research, Elsevier, vol. 226(2), pages 332-340.
    14. Sueyoshi, Toshiyuki & Goto, Mika & Ueno, Takahiro, 2010. "Performance analysis of US coal-fired power plants by measuring three DEA efficiencies," Energy Policy, Elsevier, vol. 38(4), pages 1675-1688, April.
    15. Sueyoshi, Toshiyuki & Goto, Mika, 2011. "Measurement of Returns to Scale and Damages to Scale for DEA-based operational and environmental assessment: How to manage desirable (good) and undesirable (bad) outputs?," European Journal of Operational Research, Elsevier, vol. 211(1), pages 76-89, May.
    16. Alçada-Almeida, Luís & Coutinho-Rodrigues, João & Current, John, 2009. "A multiobjective modeling approach to locating incinerators," Socio-Economic Planning Sciences, Elsevier, vol. 43(2), pages 111-120, June.
    17. Cherubini, Francesco & Bargigli, Silvia & Ulgiati, Sergio, 2009. "Life cycle assessment (LCA) of waste management strategies: Landfilling, sorting plant and incineration," Energy, Elsevier, vol. 34(12), pages 2116-2123.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Petridis, Konstantinos & Tampakoudis, Ioannis & Drogalas, George & Kiosses, Nikolaos, 2022. "A Support Vector Machine model for classification of efficiency: An application to M&A," Research in International Business and Finance, Elsevier, vol. 61(C).
    2. Lenka Štofová & Petra Szaryszová & Bohuslava Mihalčová, 2021. "Testing the Bioeconomic Options of Transitioning to Solid Recovered Fuel: A Case Study of a Thermal Power Plant in Slovakia," Energies, MDPI, vol. 14(6), pages 1-20, March.
    3. Fouad Ben Abdelaziz & Houda Alaya & Prasanta Kumar Dey, 2020. "A multi-objective particle swarm optimization algorithm for business sustainability analysis of small and medium sized enterprises," Annals of Operations Research, Springer, vol. 293(2), pages 557-586, October.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Sueyoshi, Toshiyuki & Yuan, Yan & Goto, Mika, 2017. "A literature study for DEA applied to energy and environment," Energy Economics, Elsevier, vol. 62(C), pages 104-124.
    2. Sueyoshi, Toshiyuki & Goto, Mika, 2012. "DEA environmental assessment of coal fired power plants: Methodological comparison between radial and non-radial models," Energy Economics, Elsevier, vol. 34(6), pages 1854-1863.
    3. Sueyoshi, Toshiyuki & Goto, Mika, 2014. "Investment strategy for sustainable society by development of regional economies and prevention of industrial pollutions in Japanese manufacturing sectors," Energy Economics, Elsevier, vol. 42(C), pages 299-312.
    4. Zhou, P. & Ang, B.W. & Wang, H., 2012. "Energy and CO2 emission performance in electricity generation: A non-radial directional distance function approach," European Journal of Operational Research, Elsevier, vol. 221(3), pages 625-635.
    5. Sueyoshi, Toshiyuki & Goto, Mika, 2017. "Measurement of returns to scale on large photovoltaic power stations in the United States and Germany," Energy Economics, Elsevier, vol. 64(C), pages 306-320.
    6. Sueyoshi, Toshiyuki & Goto, Mika, 2014. "Environmental assessment for corporate sustainability by resource utilization and technology innovation: DEA radial measurement on Japanese industrial sectors," Energy Economics, Elsevier, vol. 46(C), pages 295-307.
    7. Sueyoshi, Toshiyuki & Goto, Mika, 2012. "Weak and strong disposability vs. natural and managerial disposability in DEA environmental assessment: Comparison between Japanese electric power industry and manufacturing industries," Energy Economics, Elsevier, vol. 34(3), pages 686-699.
    8. Sueyoshi, Toshiyuki & Yuan, Yan, 2017. "Social sustainability measured by intermediate approach for DEA environmental assessment: Chinese regional planning for economic development and pollution prevention," Energy Economics, Elsevier, vol. 66(C), pages 154-166.
    9. Sueyoshi, Toshiyuki & Goto, Mika, 2012. "Returns to Scale, Damages to Scale, Marginal Rate of Transformation and Rate of Substitution in DEA Environmental Assessment," Energy Economics, Elsevier, vol. 34(4), pages 905-917.
    10. Sueyoshi, Toshiyuki & Goto, Mika, 2012. "DEA radial and non-radial models for unified efficiency under natural and managerial disposability: Theoretical extension by strong complementary slackness conditions," Energy Economics, Elsevier, vol. 34(3), pages 700-713.
    11. Sueyoshi, Toshiyuki & Goto, Mika, 2012. "Returns to scale and damages to scale on U.S. fossil fuel power plants: Radial and non-radial approaches for DEA environmental assessment," Energy Economics, Elsevier, vol. 34(6), pages 2240-2259.
    12. Sueyoshi, Toshiyuki & Wang, Derek, 2018. "DEA environmental assessment on US petroleum industry: Non-radial approach with translation invariance in time horizon," Energy Economics, Elsevier, vol. 72(C), pages 276-289.
    13. Sueyoshi, Toshiyuki & Wang, Derek, 2017. "Measuring scale efficiency and returns to scale on large commercial rooftop photovoltaic systems in California," Energy Economics, Elsevier, vol. 65(C), pages 389-398.
    14. Sueyoshi, Toshiyuki & Goto, Mika & Wang, Derek, 2017. "Malmquist index measurement for sustainability enhancement in Chinese municipalities and provinces," Energy Economics, Elsevier, vol. 67(C), pages 554-571.
    15. Sala-Garrido, Ramon & Mocholi-Arce, Manuel & Maziotis, Alexandros & Molinos-Senante, María, 2023. "The carbon and production performance of water utilities: Evidence from the English and Welsh water industry," Structural Change and Economic Dynamics, Elsevier, vol. 64(C), pages 292-300.
    16. Sueyoshi, Toshiyuki & Yuan, Yan & Li, Aijun & Wang, Daoping, 2017. "Methodological comparison among radial, non-radial and intermediate approaches for DEA environmental assessment," Energy Economics, Elsevier, vol. 67(C), pages 439-453.
    17. Rezaei, Mahdi & Ghobadian, Barat & Samadi, Seyed Hashem & Karimi, Samira, 2018. "Electric power generation from municipal solid waste: A techno-economical assessment under different scenarios in Iran," Energy, Elsevier, vol. 152(C), pages 46-56.
    18. Sueyoshi, Toshiyuki & Goto, Mika, 2012. "Returns to Scale and Damages to Scale with Strong Complementary Slackness Conditions in DEA Assessment: Japanese Corporate Effort on Environment Protection," Energy Economics, Elsevier, vol. 34(5), pages 1422-1434.
    19. Ramón Sala-Garrido & Manuel Mocholí-Arce & María Molinos-Senante & Alexandros Maziotis, 2021. "Comparing Operational, Environmental and Eco-Efficiency of Water Companies in England and Wales," Energies, MDPI, vol. 14(12), pages 1-14, June.
    20. Sueyoshi, Toshiyuki & Goto, Mika, 2012. "Data envelopment analysis for environmental assessment: Comparison between public and private ownership in petroleum industry," European Journal of Operational Research, Elsevier, vol. 216(3), pages 668-678.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:annopr:v:267:y:2018:i:1:d:10.1007_s10479-018-2809-z. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.