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Follow the money? How Australian universities replicate national performance-based funding mechanisms

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  • Peter Woelert
  • Lachlan McKenzie

Abstract

Recent studies exploring universities’ internal adaptations to national performance-based research funding (PBRF) systems have found evidence for isomorphism as well as for variation in institutional response. Yet there remains a lack of investigation focusing on national PBRF settings which appear to be particularly conducive to isomorphism. Addressing the resulting lacuna, this article investigates the extent to which Australian universities replicate national PBRF indicators in their individual-level performance management frameworks for academic staff. Drawing on data from 33 Australian universities (of 39 eligible institutions), and taking into consideration the differences in these universities’ level of research intensity, this article finds that universities overwhelmingly replicate the major national PBRF indicators internally. If variation was evident, then mostly in the form of minor modifications to these indicators, not in the choice of indicators per se. Analysis of the Australian case thus demonstrates strong vertical alignment between national and institutional research governance mechanisms as well as considerable convergence in the formal organization and governance of research activities at Australian universities.

Suggested Citation

  • Peter Woelert & Lachlan McKenzie, 2018. "Follow the money? How Australian universities replicate national performance-based funding mechanisms," Research Evaluation, Oxford University Press, vol. 27(3), pages 184-195.
  • Handle: RePEc:oup:rseval:v:27:y:2018:i:3:p:184-195.
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    File URL: http://hdl.handle.net/10.1093/reseval/rvy018
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    Citations

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    Cited by:

    1. Robert A. Buckle & John Creedy & Ashley Ball, 2021. "Fifteen Years of a PBRFS in New Zealand: Incentives and Outcomes," Australian Economic Review, The University of Melbourne, Melbourne Institute of Applied Economic and Social Research, vol. 54(2), pages 208-230, June.
    2. Robert A. Buckle & John Creedy & Norman Gemmell, 2022. "Sources of convergence and divergence in university research quality: evidence from the performance-based research funding system in New Zealand," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(6), pages 3021-3047, June.
    3. Abramo, Giovanni & D’Angelo, Ciriaco Andrea & Di Costa, Flavia, 2019. "When research assessment exercises leave room for opportunistic behavior by the subjects under evaluation," Journal of Informetrics, Elsevier, vol. 13(3), pages 830-840.
    4. Soo Jeung Lee & Christian Schneijderberg & Yangson Kim & Isabel Steinhardt, 2021. "Have Academics’ Citation Patterns Changed in Response to the Rise of World University Rankings? A Test Using First-Citation Speeds," Sustainability, MDPI, vol. 13(17), pages 1-19, August.
    5. Christian Schneijderberg & Nicolai Götze & Lars Müller, 2022. "A study of 25 years of publication outputs in the German academic profession," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(1), pages 1-28, January.
    6. Robert A. Buckle & John Creedy & Ashley Ball, 2021. "Fifteen Years of a PBRFS in New Zealand: Incentives and Outcomes," Australian Economic Review, The University of Melbourne, Melbourne Institute of Applied Economic and Social Research, vol. 54(2), pages 208-230, June.
    7. Robert A. Buckle & John Creedy, 2020. "The ‘disciplinary effect’ of the performance-based research fund process in New Zealand," New Zealand Economic Papers, Taylor & Francis Journals, vol. 54(2), pages 107-126, May.
    8. Marques, Marcelo, 2021. "How do policy instruments generate new ones? Analysing policy instruments feedback and interaction in educational research in England, 1986-2014," Research Policy, Elsevier, vol. 50(10).
    9. Buckle, Robert A. & Creedy, John & Ball, Ashley, 2020. "A Schumpeterian Gale: Using Longitudinal Data to Evaluate Responses to Performance-Based Research Funding Systems," Working Paper Series 9447, Victoria University of Wellington, Chair in Public Finance.
    10. Buckle, Robert A. & Creedy, John & Ball, Ashley, 2020. "A Schumpeterian Gale: Using Longitudinal Data to Evaluate Responses to Performance-Based Research Funding Systems," Working Paper Series 21104, Victoria University of Wellington, Chair in Public Finance.
    11. Robert A. Buckle & John Creedy, 2022. "Methods to evaluate institutional responses to performance‐based research funding systems," Australian Economic Papers, Wiley Blackwell, vol. 61(3), pages 615-634, September.

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