IDEAS home Printed from https://ideas.repec.org/a/eee/enepol/v46y2012icp100-108.html
   My bibliography  Save this article

Joint R&D in low-carbon technology development in China: A case study of the wind-turbine manufacturing industry

Author

Listed:
  • Zhou, Yuanchun
  • Zhang, Bing
  • Zou, Ji
  • Bi, Jun
  • Wang, Ke

Abstract

China faces the dual challenges of climate change and increased energy demand. These challenges in turn increase the demand for wind energy development. Along with rapid growth in manufacturing capacity, Chinese companies have aspired to increase their innovation capacity in order to enhance their competitiveness in the market. Joint research and development (R&D) is an attractive path for Chinese companies striving to advance their R&D capacity. This paper examines joint R&D between Chinese wind-turbine manufacturing companies and foreign design firms, assessing the performance of joint R&D activities in China using the structure-conduct-performance (SCP) framework. The study found that joint R&D has improved Chinese companies’ technical capacity, human resources and financial growth. However, the effect on Chinese companies’ innovation capacity is still limited because of unequal technical capacities of the two sides in collaboration, as well as their preference for augmenting profits rather than technical capacity. Current joint R&D mode is only the extension of licensing mode in wind-turbine manufacturing industry.

Suggested Citation

  • Zhou, Yuanchun & Zhang, Bing & Zou, Ji & Bi, Jun & Wang, Ke, 2012. "Joint R&D in low-carbon technology development in China: A case study of the wind-turbine manufacturing industry," Energy Policy, Elsevier, vol. 46(C), pages 100-108.
  • Handle: RePEc:eee:enepol:v:46:y:2012:i:c:p:100-108
    DOI: 10.1016/j.enpol.2012.03.037
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S030142151200242X
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.enpol.2012.03.037?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Blanco, María Isabel, 2009. "The economics of wind energy," Renewable and Sustainable Energy Reviews, Elsevier, vol. 13(6-7), pages 1372-1382, August.
    2. Richard A. Bettis & Michael A. Hitt, 1995. "The new competitive landscape," Strategic Management Journal, Wiley Blackwell, vol. 16(S1), pages 7-19.
    3. Zvi Griliches, 1998. "Interindustry Technology Flows and Productivity Growth: A Reexamination," NBER Chapters, in: R&D and Productivity: The Econometric Evidence, pages 241-250, National Bureau of Economic Research, Inc.
    4. Kamp, Linda M. & Smits, Ruud E. H. M. & Andriesse, Cornelis D., 2004. "Notions on learning applied to wind turbine development in the Netherlands and Denmark," Energy Policy, Elsevier, vol. 32(14), pages 1625-1637, September.
    5. Bruno Van Pottelsberghe De La Potterie, 1997. "Issues in Assessing the Effect of Interindustry R&D Spillovers," Economic Systems Research, Taylor & Francis Journals, vol. 9(4), pages 331-356.
    6. Narula, R. & Dunning, J. H., 1998. "Explaining international R&D alliances and the role of governments," International Business Review, Elsevier, vol. 7(4), pages 377-397, August.
    7. Zvi Griliches, 1998. "Issues in Assessing the Contribution of Research and Development to Productivity Growth," NBER Chapters, in: R&D and Productivity: The Econometric Evidence, pages 17-45, National Bureau of Economic Research, Inc.
    8. Liu, Yingqi & Kokko, Ari, 2010. "Wind power in China: Policy and development challenges," Energy Policy, Elsevier, vol. 38(10), pages 5520-5529, October.
    9. Zhao, Zhen Yu & Hu, Ji & Zuo, Jian, 2009. "Performance of wind power industry development in China: A DiamondModel study," Renewable Energy, Elsevier, vol. 34(12), pages 2883-2891.
    10. Zhao, Zhen-yu & Ling, Wen-jun & Zillante, George & Zuo, Jian, 2012. "Comparative assessment of performance of foreign and local wind turbine manufacturers in China," Renewable Energy, Elsevier, vol. 39(1), pages 424-432.
    11. Wang, Qiang, 2010. "Effective policies for renewable energy--the example of China's wind power--lessons for China's photovoltaic power," Renewable and Sustainable Energy Reviews, Elsevier, vol. 14(2), pages 702-712, February.
    12. Joe S. Bain, 1951. "Relation of Profit Rate to Industry Concentration: American Manufacturing, 1936–1940," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 65(3), pages 293-324.
    13. Tao, Zhigang & Wu, Changqi, 1997. "On the organization of cooperative research and development: Theory and evidence," International Journal of Industrial Organization, Elsevier, vol. 15(5), pages 573-596, August.
    14. Kat Cheung, 2011. "Integration of Renewables: Status and Challenges in China," IEA Energy Papers 2011/9, OECD Publishing.
    15. Liu, Wen-Qiang & Gan, Lin & Zhang, Xi-Liang, 2002. "Cost-competitive incentives for wind energy development in China: institutional dynamics and policy changes," Energy Policy, Elsevier, vol. 30(9), pages 753-765, July.
    16. Beneito, Pilar, 2006. "The innovative performance of in-house and contracted R&D in terms of patents and utility models," Research Policy, Elsevier, vol. 35(4), pages 502-517, May.
    17. Yang, Mian & Patiño-Echeverri, Dalia & Yang, Fuxia, 2012. "Wind power generation in China: Understanding the mismatch between capacity and generation," Renewable Energy, Elsevier, vol. 41(C), pages 145-151.
    18. Nemet, Gregory F., 2009. "Demand-pull, technology-push, and government-led incentives for non-incremental technical change," Research Policy, Elsevier, vol. 38(5), pages 700-709, June.
    19. Henrik Bresman & Julian Birkinshaw & Robert Nobel, 1999. "Knowledge Transfer in International Acquisitions," Journal of International Business Studies, Palgrave Macmillan;Academy of International Business, vol. 30(3), pages 439-462, September.
    20. Edwin Mansfield, 1986. "Patents and Innovation: An Empirical Study," Management Science, INFORMS, vol. 32(2), pages 173-181, February.
    21. Dubaric, Ervin & Giannoccaro, Dimitris & Bengtsson, Rune & Ackermann, Thomas, 2011. "Patent data as indicators of wind power technology development," World Patent Information, Elsevier, vol. 33(2), pages 144-149, June.
    22. Lewis, Joanna I. & Wiser, Ryan H., 2007. "Fostering a renewable energy technology industry: An international comparison of wind industry policy support mechanisms," Energy Policy, Elsevier, vol. 35(3), pages 1844-1857, March.
    23. Liu, Wenyi & Tang, Baoping & Jiang, Yonghua, 2010. "Status and problems of wind turbine structural health monitoring techniques in China," Renewable Energy, Elsevier, vol. 35(7), pages 1414-1418.
    24. Bruce Kogut, 1991. "Joint Ventures and the Option to Expand and Acquire," Management Science, INFORMS, vol. 37(1), pages 19-33, January.
    25. Joe S. Bain, 1951. "Corrigendum"Relation of Profit Rate to Industry Concentration: American Manufacturing, 1936–1940" by Joe S. Bain (August 1951)," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 65(4), pages 602-602.
    26. Li, Jun, 2010. "Decarbonising power generation in China--Is the answer blowing in the wind?," Renewable and Sustainable Energy Reviews, Elsevier, vol. 14(4), pages 1154-1171, May.
    27. Pueyo, Ana & García, Rodrigo & Mendiluce, María & Morales, Darío, 2011. "The role of technology transfer for the development of a local wind component industry in Chile," Energy Policy, Elsevier, vol. 39(7), pages 4274-4283, July.
    28. Arundel, Anthony & Kabla, Isabelle, 1998. "What percentage of innovations are patented? empirical estimates for European firms," Research Policy, Elsevier, vol. 27(2), pages 127-141, June.
    29. -, 2009. "The economics of climate change," Sede Subregional de la CEPAL para el Caribe (Estudios e Investigaciones) 38679, Naciones Unidas Comisión Económica para América Latina y el Caribe (CEPAL).
    30. Jean O. Lanjouw & Mark Schankerman, 2004. "Patent Quality and Research Productivity: Measuring Innovation with Multiple Indicators," Economic Journal, Royal Economic Society, vol. 114(495), pages 441-465, April.
    31. Tavner, Peter, 2008. "Wind power as a clean-energy contributor," Energy Policy, Elsevier, vol. 36(12), pages 4397-4400, December.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Diógenes, Jamil Ramsi Farkat & Claro, João & Rodrigues, José Coelho, 2019. "Barriers to onshore wind farm implementation in Brazil," Energy Policy, Elsevier, vol. 128(C), pages 253-266.
    2. Fan, Xiao-chao & Wang, Wei-qing, 2016. "Spatial patterns and influencing factors of China׳s wind turbine manufacturing industry: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 54(C), pages 482-496.
    3. Jongjin Sohn & Jongseon Lee & Nami Kim, 2020. "Going Green Inside and Out: Corporate Environmental Responsibility and Financial Performance under Regulatory Stringency," Sustainability, MDPI, vol. 12(9), pages 1-23, May.
    4. Qiu, Yueming & Ortolano, Leonard & David Wang, Yi, 2013. "Factors influencing the technology upgrading and catch-up of Chinese wind turbine manufacturers: Technology acquisition mechanisms and government policies," Energy Policy, Elsevier, vol. 55(C), pages 305-316.
    5. Yu, Yang & Li, Hong & Che, Yuyuan & Zheng, Qiongjie, 2017. "The price evolution of wind turbines in China: A study based on the modified multi-factor learning curve," Renewable Energy, Elsevier, vol. 103(C), pages 522-536.
    6. Wang, Chen & Engels, Anita & Wang, Zhaohua, 2018. "Overview of research on China's transition to low-carbon development: The role of cities, technologies, industries and the energy system," Renewable and Sustainable Energy Reviews, Elsevier, vol. 81(P1), pages 1350-1364.
    7. Liu, Yong, 2014. "Barriers to the adoption of low carbon production: A multiple-case study of Chinese industrial firms," Energy Policy, Elsevier, vol. 67(C), pages 412-421.
    8. Zhou, Wenwen & shi, Yu & Zhao, Tian & Cao, Ximeng & Li, Jialin, 2024. "Government regulation, horizontal coopetition, and low-carbon technology innovation: A tripartite evolutionary game analysis of government and homogeneous energy enterprises," Energy Policy, Elsevier, vol. 184(C).
    9. Marius Korsnes, 2014. "Fragmentation, Centralisation and Policy Learning: An Example from China’s Wind Industry," Journal of Current Chinese Affairs - China aktuell, Institute of Asian Studies, GIGA German Institute of Global and Area Studies, Hamburg, vol. 43(3), pages 175-205.
    10. Lacal-Arántegui, Roberto, 2019. "Globalization in the wind energy industry: contribution and economic impact of European companies," Renewable Energy, Elsevier, vol. 134(C), pages 612-628.
    11. Kang, Moon Jung & Hwang, Jongwoon, 2016. "Structural dynamics of innovation networks funded by the European Union in the context of systemic innovation of the renewable energy sector," Energy Policy, Elsevier, vol. 96(C), pages 471-490.
    12. Lam, J.C.K. & Woo, C.K. & Kahrl, F. & Yu, W.K., 2013. "What moves wind energy development in China? Show me the money!," Applied Energy, Elsevier, vol. 105(C), pages 423-429.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Lam, J.C.K. & Woo, C.K. & Kahrl, F. & Yu, W.K., 2013. "What moves wind energy development in China? Show me the money!," Applied Energy, Elsevier, vol. 105(C), pages 423-429.
    2. de Rassenfosse, Gaetan & van Pottelsberghe de la Potterie, Bruno, 2009. "A policy insight into the R&D-patent relationship," Research Policy, Elsevier, vol. 38(5), pages 779-792, June.
    3. Nicolas van Zeebroeck & Bruno van Pottelsberghe de la Potterie, 2011. "Filing strategies and patent value," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 20(6), pages 539-561, February.
    4. Jin, Xin & Zhang, Zhaolong & Shi, Xiaoqiang & Ju, Wenbin, 2014. "A review on wind power industry and corresponding insurance market in China: Current status and challenges," Renewable and Sustainable Energy Reviews, Elsevier, vol. 38(C), pages 1069-1082.
    5. Klagge, Britta & Liu, Zhigao & Campos Silva, Pedro, 2012. "Constructing China’s wind energy innovation system," Energy Policy, Elsevier, vol. 50(C), pages 370-382.
    6. Choi, Mincheol & Lee, Chang-Yang, 2021. "Technological diversification and R&D productivity: The moderating effects of knowledge spillovers and core-technology competence," Technovation, Elsevier, vol. 104(C).
    7. Bulent Guloglu & R. Tekin, 2012. "A Panel Causality Analysis of the Relationship among Research and Development, Innovation, and Economic Growth in High-Income OECD Countries," Eurasian Economic Review, Springer;Eurasia Business and Economics Society, vol. 2(1), pages 32-47, June.
    8. Li, Jun, 2010. "Decarbonising power generation in China--Is the answer blowing in the wind?," Renewable and Sustainable Energy Reviews, Elsevier, vol. 14(4), pages 1154-1171, May.
    9. Yuan, Jiahai & Sun, Shenghui & Shen, Jiakun & Xu, Yan & Zhao, Changhong, 2014. "Wind power supply chain in China," Renewable and Sustainable Energy Reviews, Elsevier, vol. 39(C), pages 356-369.
    10. Zhang, Sufang & Andrews-Speed, Philip & Zhao, Xiaoli, 2013. "Political and institutional analysis of the successes and failures of China’s wind power policy," Energy Policy, Elsevier, vol. 56(C), pages 331-340.
    11. Diógenes, Jamil Ramsi Farkat & Claro, João & Rodrigues, José Coelho, 2019. "Barriers to onshore wind farm implementation in Brazil," Energy Policy, Elsevier, vol. 128(C), pages 253-266.
    12. Battke, Benedikt & Schmidt, Tobias S. & Stollenwerk, Stephan & Hoffmann, Volker H., 2016. "Internal or external spillovers—Which kind of knowledge is more likely to flow within or across technologies," Research Policy, Elsevier, vol. 45(1), pages 27-41.
    13. Zhao, Zhen-yu & Tian, Yu-xi & Zillante, George, 2014. "Modeling and evaluation of the wind power industry chain: A China study," Renewable and Sustainable Energy Reviews, Elsevier, vol. 31(C), pages 397-406.
    14. Dziallas, Marisa & Blind, Knut, 2019. "Innovation indicators throughout the innovation process: An extensive literature analysis," Technovation, Elsevier, vol. 80, pages 3-29.
    15. Valentine, Scott Victor, 2014. "The socio-political economy of electricity generation in China," Renewable and Sustainable Energy Reviews, Elsevier, vol. 32(C), pages 416-429.
    16. Li, X. & Hubacek, K. & Siu, Y.L., 2012. "Wind power in China – Dream or reality?," Energy, Elsevier, vol. 37(1), pages 51-60.
    17. Yuan, Jiahai & Na, Chunning & Xu, Yan & Zhao, Changhong, 2015. "Wind turbine manufacturing in China: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 51(C), pages 1235-1244.
    18. Neil Foster-McGregor, 2012. "Innovation and Technology Transfer across Countries," wiiw Research Reports 380, The Vienna Institute for International Economic Studies, wiiw.
    19. Petr Hanel, 2000. "R&D, Interindustry and International Technology Spillovers and the Total Factor Productivity Growth of Manufacturing Industries in Canada, 1974-1989," Economic Systems Research, Taylor & Francis Journals, vol. 12(3), pages 345-361.
    20. Li, Cun-bin & Li, Peng & Feng, Xia, 2014. "Analysis of wind power generation operation management risk in China," Renewable Energy, Elsevier, vol. 64(C), pages 266-275.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:enepol:v:46:y:2012:i:c:p:100-108. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/enpol .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.