IDEAS home Printed from https://ideas.repec.org/a/spr/jopoec/v36y2023i3d10.1007_s00148-023-00939-z.html
   My bibliography  Save this article

Natural selection and Neanderthal extinction in a Malthusian economy

Author

Listed:
  • Angus C. Chu

    (University of Macau)

Abstract

Why are Homo sapiens the only human species living on this planet? Homo sapiens have lived on this planet for about 300,000 years. During most of their existence, early modern humans shared this planet with other archaic humans, such as Neanderthals and Denisovans. Why did the other archaic humans become extinct? To explore this question, this study develops a Malthusian model with natural selection of human species to explore how population dynamics of one group of humans may cause the extinction of another group. In my model, different groups of humans engage in hunting-gathering. The larger group of humans can occupy more land. Therefore, the expansion of one population causes the other population to shrink in a Malthusian economy. Which human population shrinks or even becomes extinct depends on structural parameters in the Malthusian model.

Suggested Citation

  • Angus C. Chu, 2023. "Natural selection and Neanderthal extinction in a Malthusian economy," Journal of Population Economics, Springer;European Society for Population Economics, vol. 36(3), pages 1641-1656, July.
  • Handle: RePEc:spr:jopoec:v:36:y:2023:i:3:d:10.1007_s00148-023-00939-z
    DOI: 10.1007/s00148-023-00939-z
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s00148-023-00939-z
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s00148-023-00939-z?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to look for a different version below or search for a different version of it.

    Other versions of this item:

    References listed on IDEAS

    as
    1. Daniel Richter & Rainer Grün & Renaud Joannes-Boyau & Teresa E. Steele & Fethi Amani & Mathieu Rué & Paul Fernandes & Jean-Paul Raynal & Denis Geraads & Abdelouahed Ben-Ncer & Jean-Jacques Hublin & Sh, 2017. "The age of the hominin fossils from Jebel Irhoud, Morocco, and the origins of the Middle Stone Age," Nature, Nature, vol. 546(7657), pages 293-296, June.
    2. Smith, Vernon L, 1975. "The Primitive Hunter Culture, Pleistocene Extinction, and the Rise of Agriculture," Journal of Political Economy, University of Chicago Press, vol. 83(4), pages 727-755, August.
    3. Oded Galor & Omer Moav, 2002. "Natural Selection and the Origin of Economic Growth," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 117(4), pages 1133-1191.
    4. Quamrul Ashraf & Oded Galor, 2011. "Dynamics and Stagnation in the Malthusian Epoch," American Economic Review, American Economic Association, vol. 101(5), pages 2003-2041, August.
    5. Chu, Angus C. & Xu, Rongxin, 2024. "From Neolithic Revolution to industrialization," Macroeconomic Dynamics, Cambridge University Press, vol. 28(3), pages 699-717, April.
    6. Sara Reardon, 2022. "Did this gene give modern human brains their edge?," Nature, Nature, vol. 609(7928), pages 665-666, September.
    7. Quamrul H. Ashraf & Oded Galor, 2018. "The Macrogenoeconomics of Comparative Development," Journal of Economic Literature, American Economic Association, vol. 56(3), pages 1119-1155, September.
    8. Oded Galor & Ömer Özak, 2016. "The Agricultural Origins of Time Preference," American Economic Review, American Economic Association, vol. 106(10), pages 3064-3103, October.
    9. repec:tiu:tiutis:fe79a9d2-e9e3-4dbc-9539-cdece886993d is not listed on IDEAS
    10. Galor, Oded, 2005. "From Stagnation to Growth: Unified Growth Theory," Handbook of Economic Growth, in: Philippe Aghion & Steven Durlauf (ed.), Handbook of Economic Growth, edition 1, volume 1, chapter 4, pages 171-293, Elsevier.
    11. Galor, Oded & Michalopoulos, Stelios, 2012. "Evolution and the growth process: Natural selection of entrepreneurial traits," Journal of Economic Theory, Elsevier, vol. 147(2), pages 759-780.
    12. Matthew J. Baker, 2003. "An Equilibrium Conflict Model of Land Tenure in Hunter-Gatherer Societies," Journal of Political Economy, University of Chicago Press, vol. 111(1), pages 124-173, February.
    13. Galor Oded, 2020. "The journey of humanity: Roots of inequality in the wealth of nations," Economics and Business Review, Sciendo, vol. 6(2), pages 7-18, June.
    14. Rogers, Alan R, 1994. "Evolution of Time Preference by Natural Selection," American Economic Review, American Economic Association, vol. 84(3), pages 460-481, June.
    15. Oded Galor, 2011. "Unified Growth Theory and Comparative Development," Rivista di Politica Economica, SIPI Spa, issue 2, pages 9-21, April-Jun.
    16. Bulte, Erwin & Horan, Richard D. & Shogren, Jason F., 2006. "Megafauna extinction: A paleoeconomic theory of human overkill in the pleistocene," Journal of Economic Behavior & Organization, Elsevier, vol. 59(3), pages 297-323, March.
    17. Kay Prüfer & Fernando Racimo & Nick Patterson & Flora Jay & Sriram Sankararaman & Susanna Sawyer & Anja Heinze & Gabriel Renaud & Peter H. Sudmant & Cesare de Filippo & Heng Li & Swapan Mallick & Mich, 2014. "The complete genome sequence of a Neanderthal from the Altai Mountains," Nature, Nature, vol. 505(7481), pages 43-49, January.
    18. Jacob L. Weisdorf, 2005. "From Foraging To Farming: Explaining The Neolithic Revolution," Journal of Economic Surveys, Wiley Blackwell, vol. 19(4), pages 561-586, September.
    19. Jean-Jacques Hublin & Abdelouahed Ben-Ncer & Shara E. Bailey & Sarah E. Freidline & Simon Neubauer & Matthew M. Skinner & Inga Bergmann & Adeline Le Cabec & Stefano Benazzi & Katerina Harvati & Philip, 2017. "New fossils from Jebel Irhoud, Morocco and the pan-African origin of Homo sapiens," Nature, Nature, vol. 546(7657), pages 289-292, June.
    20. Arthur J. Robson, 2001. "The Biological Basis of Economic Behavior," Journal of Economic Literature, American Economic Association, vol. 39(1), pages 11-33, March.
    21. Hansson, Ingemar & Stuart, Charles, 1990. "Malthusian Selection of Preferences," American Economic Review, American Economic Association, vol. 80(3), pages 529-544, June.
    22. Lagerlöf, Nils-Petter, 2007. "Long-Run Trends In Human Body Mass," Macroeconomic Dynamics, Cambridge University Press, vol. 11(3), pages 367-387, June.
    23. Oded Galor, 2011. "Unified Growth Theory," Economics Books, Princeton University Press, edition 1, number 9477.
    24. Oded Galor & Marc Klemp, 2019. "Human Genealogy Reveals a Selective Advantage to Moderate Fecundity," Working Papers 2019-1, Brown University, Department of Economics.
    25. Tom Higham & Katerina Douka & Rachel Wood & Christopher Bronk Ramsey & Fiona Brock & Laura Basell & Marta Camps & Alvaro Arrizabalaga & Javier Baena & Cecillio Barroso-Ruíz & Christopher Bergman & Cor, 2014. "The timing and spatiotemporal patterning of Neanderthal disappearance," Nature, Nature, vol. 512(7514), pages 306-309, August.
    26. Locay, Luis, 1989. "From Hunting and Gathering to Agriculture," Economic Development and Cultural Change, University of Chicago Press, vol. 37(4), pages 737-756, July.
    27. Matthew Baker, 2008. "A structural model of the transition to agriculture," Journal of Economic Growth, Springer, vol. 13(4), pages 257-292, December.
    28. Horan, Richard D. & Bulte, Erwin & Shogren, Jason F., 2005. "How trade saved humanity from biological exclusion: an economic theory of Neanderthal extinction," Journal of Economic Behavior & Organization, Elsevier, vol. 58(1), pages 1-29, September.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Chu, Angus & Peretto, Pietro & Furukawa, Yuichi, 2023. "Evolution from political fragmentation to a unified empire in a Malthusian economy," MPRA Paper 118253, University Library of Munich, Germany.
    2. Chu, Angus C., 2023. "Human Brain Evolution in a Malthusian Economy," MPRA Paper 117130, University Library of Munich, Germany.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Chu, Angus C. & Xu, Rongxin, 2024. "From Neolithic Revolution to industrialization," Macroeconomic Dynamics, Cambridge University Press, vol. 28(3), pages 699-717, April.
    2. Chu, Angus C., 2023. "Human Brain Evolution in a Malthusian Economy," MPRA Paper 117130, University Library of Munich, Germany.
    3. Fabio Mariani & Marion Mercier & Luca Pensieroso, 2023. "Left-handedness and economic development," Journal of Economic Growth, Springer, vol. 28(1), pages 79-123, March.
    4. Quamrul H. Ashraf & Oded Galor & Marc P. B. Klemp, 2020. "The Ancient Origins of the Wealth of Nations," CESifo Working Paper Series 8624, CESifo.
    5. Maja Pedersen & Claudia Riani & Paul Sharp, 2021. "Malthus in preindustrial Northern Italy?," Journal of Population Economics, Springer;European Society for Population Economics, vol. 34(3), pages 1003-1026, July.
    6. Peter Sandholt Jensen & Maja Uhre Pedersen & Cristina Victoria Radu & Paul Richard Sharp, 2020. "Arresting the Sword of Damocles: Dating the Transition to the Post-Malthusian Era in Denmark," Working Papers 0182, European Historical Economics Society (EHES).
    7. Quamrul Ashraf & Stelios Michalopoulos, 2010. "The Climatic Origins of the Neolithic Revolution: Theory and Evidence," Discussion Papers Series, Department of Economics, Tufts University 0751, Department of Economics, Tufts University.
    8. Jensen, Peter Sandholt & Pedersen, Maja Uhre & Radu, Cristina Victoria & Sharp, Paul Richard, 2022. "Arresting the Sword of Damocles: The transition to the post-Malthusian era in Denmark," Explorations in Economic History, Elsevier, vol. 84(C).
    9. Galor, Oded & Klemp, Marc, 2014. "The Biocultural Origins of Human Capital Formation," IZA Discussion Papers 8433, Institute of Labor Economics (IZA).
    10. Quamrul Ashraf & Oded Galor, 2011. "Dynamics and Stagnation in the Malthusian Epoch," American Economic Review, American Economic Association, vol. 101(5), pages 2003-2041, August.
    11. Arthur J. Robson, 2010. "A bioeconomic view of the Neolithic transition to agriculture," Canadian Journal of Economics, Canadian Economics Association, vol. 43(1), pages 280-300, February.
    12. Quamrul Ashraf & Stelios Michalopoulos, 2015. "Climatic Fluctuations and the Diffusion of Agriculture," The Review of Economics and Statistics, MIT Press, vol. 97(3), pages 589-609, July.
    13. Richard D. Horan & Jason F. Shogren & Erwin Bulte, 2003. "A Paleoeconomic Theory of Co‐Evolution and Extinction of Domesticable Animals," Scottish Journal of Political Economy, Scottish Economic Society, vol. 50(2), pages 131-148, May.
    14. Lagerlöf, Nils-Petter, 2007. "Long-Run Trends In Human Body Mass," Macroeconomic Dynamics, Cambridge University Press, vol. 11(3), pages 367-387, June.
    15. Carl-Johan Dalgaard & Jakob B. Madsen & Holger Strulik, 2021. "Physiological constraints and the transition to growth: implications for comparative development," Journal of Economic Growth, Springer, vol. 26(3), pages 241-289, September.
    16. Richard Horan & Erwin Bulte & Jason Shogren, 2008. "Coevolution of human speech and trade," Journal of Economic Growth, Springer, vol. 13(4), pages 293-313, December.
    17. Chu, Angus & Cozzi, Guido & Fan, Haichao, 2022. "Natural Selection and Innovation-Driven Growth," MPRA Paper 113502, University Library of Munich, Germany.
    18. Kawalec Paweł, 2020. "The dynamics of theories of economic growth: An impact of Unified Growth Theory," Economics and Business Review, Sciendo, vol. 6(2), pages 19-44, June.
    19. James Foreman-Peck & Peng Zhou, 2021. "Fertility versus productivity: a model of growth with evolutionary equilibria," Journal of Population Economics, Springer;European Society for Population Economics, vol. 34(3), pages 1073-1104, July.
    20. Nguyen Thang Dao & Julio Dávila & Angela Greulich, 2021. "The education gender gap and the demographic transition in developing countries," Journal of Population Economics, Springer;European Society for Population Economics, vol. 34(2), pages 431-474, April.

    More about this item

    Keywords

    Neanderthals; Early modern humans; Hunting-gathering; Natural selection;
    All these keywords.

    JEL classification:

    • O13 - Economic Development, Innovation, Technological Change, and Growth - - Economic Development - - - Agriculture; Natural Resources; Environment; Other Primary Products
    • Q56 - Agricultural and Natural Resource Economics; Environmental and Ecological Economics - - Environmental Economics - - - Environment and Development; Environment and Trade; Sustainability; Environmental Accounts and Accounting; Environmental Equity; Population Growth

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:jopoec:v:36:y:2023:i:3:d:10.1007_s00148-023-00939-z. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.