IDEAS home Printed from https://ideas.repec.org/a/kap/jtecht/v46y2021i4d10.1007_s10961-019-09738-9.html
   My bibliography  Save this article

Knowledge flows from public science to industrial technologies

Author

Listed:
  • Lili Wang

    (UNU-MERIT, Maastricht University)

  • Zexia Li

    (Chinese Academy of Sciences
    University of Chinese Academy of Sciences)

Abstract

Scientific research has been acknowledged as an important knowledge resource for developing technologies. However, little is known about the heterogeneous nature of scientific knowledge and the associated contribution to technological advancement. Using nano technology as a case study, this paper investigates what types of scientific research can help improve the quality of technologies. This study uses backward and forward citation analysis, extracted from the Derwent World Patents Index. Non-patent citations from each patent are further connected with records indexed in Web of Science, and the forward citations for the cited articles are collected. On the one hand, our results confirm that there is an important contribution from science to technology. High-quality academic research has significantly contributed to the development of high-quality patents. On the other hand, this study also reveals the heterogeneous pattern of patents citing scientific publications, depending on the organizational type, country, and knowledge origin. Compared to those in the U.S., patents developed by Chinese inventors tend to reply on more recent science but with a narrower scientific scope.

Suggested Citation

  • Lili Wang & Zexia Li, 2021. "Knowledge flows from public science to industrial technologies," The Journal of Technology Transfer, Springer, vol. 46(4), pages 1232-1255, August.
  • Handle: RePEc:kap:jtecht:v:46:y:2021:i:4:d:10.1007_s10961-019-09738-9
    DOI: 10.1007/s10961-019-09738-9
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s10961-019-09738-9
    File Function: Abstract
    Download Restriction: Access to full text is restricted to subscribers.

    File URL: https://libkey.io/10.1007/s10961-019-09738-9?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Niosi, Jorge & Reid, Susan E., 2007. "Biotechnology and Nanotechnology: Science-based Enabling Technologies as Windows of Opportunity for LDCs?," World Development, Elsevier, vol. 35(3), pages 426-438, March.
    2. Feldman, Maryann P. & Audretsch, David B., 1999. "Innovation in cities:: Science-based diversity, specialization and localized competition," European Economic Review, Elsevier, vol. 43(2), pages 409-429, February.
    3. Autant-Bernard, Corinne & Fadairo, Muriel & Massard, Nadine, 2013. "Knowledge diffusion and innovation policies within the European regions: Challenges based on recent empirical evidence," Research Policy, Elsevier, vol. 42(1), pages 196-210.
    4. Stéphane Malo & Aldo Geuna, 2000. "Science-Technology Linkages in an Emerging Research Platform: The Case of Combinatorial Chemistry and Biology," Scientometrics, Springer;Akadémiai Kiadó, vol. 47(2), pages 303-321, February.
    5. Lee Branstetter, 2010. "Exploring the Link between Academic Science and Industrial Innovation," NBER Chapters, in: Contributions in Memory of Zvi Griliches, pages 119-142, National Bureau of Economic Research, Inc.
    6. Zoltan J. Acs & David B. Audretsch & Maryann P. Feldman, 2008. "R&D Spillovers and Recipient Firm Size," Chapters, in: Entrepreneurship, Growth and Public Policy, chapter 8, pages 88-94, Edward Elgar Publishing.
    7. Mansfield, Edwin, 1991. "Academic research and industrial innovation," Research Policy, Elsevier, vol. 20(1), pages 1-12, February.
    8. Grossman, Gene M & Helpman, Elhanan, 1990. "Trade, Innovation, and Growth," American Economic Review, American Economic Association, vol. 80(2), pages 86-91, May.
    9. Rebecca Henderson & Adam B. Jaffe & Manuel Trajtenberg, 1998. "Universities As A Source Of Commercial Technology: A Detailed Analysis Of University Patenting, 1965-1988," The Review of Economics and Statistics, MIT Press, vol. 80(1), pages 119-127, February.
    10. Beise, Marian & Stahl, Harald, 1999. "Public research and industrial innovations in Germany," Research Policy, Elsevier, vol. 28(4), pages 397-422, April.
    11. Giorgio Calcagnini & Ilario Favaretto & Germana Giombini & Francesco Perugini & Rosalba Rombaldoni, 2016. "The role of universities in the location of innovative start-ups," The Journal of Technology Transfer, Springer, vol. 41(4), pages 670-693, August.
    12. McMillan, G. Steven & Narin, Francis & Deeds, David L., 2000. "An analysis of the critical role of public science in innovation: the case of biotechnology," Research Policy, Elsevier, vol. 29(1), pages 1-8, January.
    13. Gorsuch, Joshua & Link, Albert N., 2018. "Nanotechnology: A Call for Policy Research," Annals of Science and Technology Policy, now publishers, vol. 2(4), pages 307-463, August.
    14. Jarno Hoekman & Koen Frenken & Frank Oort, 2009. "The geography of collaborative knowledge production in Europe," The Annals of Regional Science, Springer;Western Regional Science Association, vol. 43(3), pages 721-738, September.
    15. Cristiano Antonelli, 2007. "Technological knowledge as an essential facility," Journal of Evolutionary Economics, Springer, vol. 17(4), pages 451-471, August.
    16. Coccia, Mario & Wang, Lili, 2015. "Path-breaking directions of nanotechnology-based chemotherapy and molecular cancer therapy," Technological Forecasting and Social Change, Elsevier, vol. 94(C), pages 155-169.
    17. Branstetter, Lee G., 2001. "Are knowledge spillovers international or intranational in scope?: Microeconometric evidence from the U.S. and Japan," Journal of International Economics, Elsevier, vol. 53(1), pages 53-79, February.
    18. Audretsch, David B & Feldman, Maryann P, 1996. "R&D Spillovers and the Geography of Innovation and Production," American Economic Review, American Economic Association, vol. 86(3), pages 630-640, June.
    19. Zoltan J. Acs & Luc Anselin & Attila Varga, 2008. "Patents and Innovation Counts as Measures of Regional Production of New Knowledge," Chapters, in: Entrepreneurship, Growth and Public Policy, chapter 11, pages 135-151, Edward Elgar Publishing.
    20. repec:adr:anecst:y:2005:i:79-80:p:05 is not listed on IDEAS
    21. Stephan, Paula E., 2010. "The Economics of Science," Handbook of the Economics of Innovation, in: Bronwyn H. Hall & Nathan Rosenberg (ed.), Handbook of the Economics of Innovation, edition 1, volume 1, chapter 0, pages 217-273, Elsevier.
    22. D. Schartinger & C. Rammer & J. Fröhlich, 2006. "Knowledge Interactions between Universities and Industry in Austria: Sectoral Patterns and Determinants," Springer Books, in: Innovation, Networks, and Knowledge Spillovers, chapter 7, pages 135-166, Springer.
    23. Andrea Fernández-Ribas & Philip Shapira, 2009. "Technological diversity, scientific excellence and the location of inventive activities abroad: the case of nanotechnology," The Journal of Technology Transfer, Springer, vol. 34(3), pages 286-303, June.
    24. Sorenson, Olav & Fleming, Lee, 2004. "Science and the diffusion of knowledge," Research Policy, Elsevier, vol. 33(10), pages 1615-1634, December.
    25. Fritsch, Michael & Franke, Grit, 2004. "Innovation, regional knowledge spillovers and R&D cooperation," Research Policy, Elsevier, vol. 33(2), pages 245-255, March.
    26. Palmberg, Christopher & Pajarinen, Mika & Nikulainen, Tuomo, 2007. "Transferring Science-based Technologies to Industry - Does Nanotechnology Make a Difference?," Discussion Papers 1064, The Research Institute of the Finnish Economy.
    27. Greene, William, 2008. "Functional forms for the negative binomial model for count data," Economics Letters, Elsevier, vol. 99(3), pages 585-590, June.
    28. Zucker, Lynne G. & Darby, Michael R. & Furner, Jonathan & Liu, Robert C. & Ma, Hongyan, 2007. "Minerva unbound: Knowledge stocks, knowledge flows and new knowledge production," Research Policy, Elsevier, vol. 36(6), pages 850-863, July.
    29. Appio, Francesco Paolo & Martini, Antonella & Fantoni, Gualtiero, 2017. "The light and shade of knowledge recombination: Insights from a general-purpose technology," Technological Forecasting and Social Change, Elsevier, vol. 125(C), pages 154-165.
    30. Lili Wang & Ad Notten & Alexandru Surpatean, 2013. "Interdisciplinarity of nano research fields: a keyword mining approach," Scientometrics, Springer;Akadémiai Kiadó, vol. 94(3), pages 877-892, March.
    31. Zvi Griliches, 1998. "Issues in Assessing the Contribution of Research and Development to Productivity Growth," NBER Chapters, in: R&D and Productivity: The Econometric Evidence, pages 17-45, National Bureau of Economic Research, Inc.
    32. Mansfield, Edwin, 1995. "Academic Research Underlying Industrial Innovations:," The Review of Economics and Statistics, MIT Press, vol. 77(1), pages 55-65, February.
    33. Maryann Feldman, 1999. "The New Economics Of Innovation, Spillovers And Agglomeration: Areview Of Empirical Studies," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 8(1-2), pages 5-25.
    34. Michael Fritsch, 2002. "Measuring the Quality of Regional Innovation Systems: A Knowledge Production Function Approach," International Regional Science Review, , vol. 25(1), pages 86-101, January.
    35. Keijl, S. & Gilsing, V.A. & Knoben, J. & Duysters, G., 2016. "The two faces of inventions: The relationship between recombination and impact in pharmaceutical biotechnology," Research Policy, Elsevier, vol. 45(5), pages 1061-1074.
    36. Rudi Bekkers & Bodas Freitas, 2008. "Analysing preferences for knowledge transfer channels between universities and industry: To what degree do sectors also matter?," Grenoble Ecole de Management (Post-Print) hal-01487467, HAL.
    37. Bekkers, Rudi & Bodas Freitas, Isabel Maria, 2008. "Analysing knowledge transfer channels between universities and industry: To what degree do sectors also matter?," Research Policy, Elsevier, vol. 37(10), pages 1837-1853, December.
    38. Giovanni Dosi & Christopher Freeman & Richard Nelson & Gerarld Silverberg & Luc Soete (ed.), 1988. "Technical Change and Economic Theory," LEM Book Series, Laboratory of Economics and Management (LEM), Sant'Anna School of Advanced Studies, Pisa, Italy, number dosietal-1988, April.
    39. Adams, James D, 1990. "Fundamental Stocks of Knowledge and Productivity Growth," Journal of Political Economy, University of Chicago Press, vol. 98(4), pages 673-702, August.
    40. Bozeman, Barry & Youtie, Jan, 2017. "Socio-economic impacts and public value of government-funded research: Lessons from four US National Science Foundation initiatives," Research Policy, Elsevier, vol. 46(8), pages 1387-1398.
    41. Mansfield, Edwin & Lee, Jeong-Yeon, 1996. "The modern university: contributor to industrial innovation and recipient of industrial R&D support," Research Policy, Elsevier, vol. 25(7), pages 1047-1058, October.
    42. Cohendet, Patrick & Meyer-Krahmer, Frieder, 2001. "The theoretical and policy implications of knowledge codification," Research Policy, Elsevier, vol. 30(9), pages 1563-1591, December.
    43. Popp, David, 2017. "From science to technology: The value of knowledge from different energy research institutions," Research Policy, Elsevier, vol. 46(9), pages 1580-1594.
    44. Narin, Francis & Hamilton, Kimberly S. & Olivastro, Dominic, 1997. "The increasing linkage between U.S. technology and public science," Research Policy, Elsevier, vol. 26(3), pages 317-330, October.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zygmunt Kowalski & Agnieszka Makara & Joanna Kulczycka & Agnieszka Generowicz & Paweł Kwaśnicki & Józef Ciuła & Anna Gronba-Chyła, 2024. "Conversion of Sewage Sludge into Biofuels via Different Pathways and Their Use in Agriculture: A Comprehensive Review," Energies, MDPI, vol. 17(6), pages 1-28, March.
    2. José Bestier Padilla Bejarano & Jhon Wilder Zartha Sossa & Carlos Ocampo-López & Margarita Ramírez-Carmona, 2023. "University Technology Transfer from a Knowledge-Flow Approach—Systematic Literature Review," Sustainability, MDPI, vol. 15(8), pages 1-21, April.
    3. Yutao Sun & Ying Zhang & Xiaofei Zhang, 2023. "Reconfiguring star inventors with commercialization: a case of the graphene sector," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(10), pages 5411-5440, October.
    4. Hou, Jianhua & Tang, Shiqi & Zhang, Yang & Song, Haoyang, 2023. "Does prior knowledge affect patent technology diffusion? A semantic-based patent citation contribution analysis," Journal of Informetrics, Elsevier, vol. 17(2).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Nola Hewitt-Dundas, 2013. "The role of proximity in university-business cooperation for innovation," The Journal of Technology Transfer, Springer, vol. 38(2), pages 93-115, April.
    2. Maietta, Ornella Wanda, 2015. "Determinants of university–firm R&D collaboration and its impact on innovation: A perspective from a low-tech industry," Research Policy, Elsevier, vol. 44(7), pages 1341-1359.
    3. Lee Branstetter & Kwon Hyeog Ug, 2004. "The Restructuring Of Japanese Research And Development: The Increasing Impact Of Science On Japanese R&D," Discussion papers 04021, Research Institute of Economy, Trade and Industry (RIETI).
    4. Nelson, Andrew J., 2012. "Putting university research in context: Assessing alternative measures of production and diffusion at Stanford," Research Policy, Elsevier, vol. 41(4), pages 678-691.
    5. Anthony Arundel & Aldo Geuna, 2001. "Does Proximity Matter for Knowledge Transfer from Public Institutes and Universities to Firms?," SPRU Working Paper Series 73, SPRU - Science Policy Research Unit, University of Sussex Business School.
    6. Beck, Mathias & Junge, Martin & Kaiser, Ulrich, 2017. "Public Funding and Corporate Innovation," IZA Discussion Papers 11196, Institute of Labor Economics (IZA).
    7. Manuel Acosta & Joaqu�n M. Azagra-Caro & Daniel Coronado, 2016. "Access to Universities' Public Knowledge: Who is More Regionalist?," Regional Studies, Taylor & Francis Journals, vol. 50(3), pages 446-459, March.
    8. Becker Wolfgang & Peters Jürgen, 2005. "Innovation Effects of Science-Related Technological Opportunities / Innovationseffekte von technologischen Möglichkeiten aus dem Wissenschaftsbereich: Theoretical Considerations and Empirical Findings," Journal of Economics and Statistics (Jahrbuecher fuer Nationaloekonomie und Statistik), De Gruyter, vol. 225(2), pages 130-150, April.
    9. Foray, Dominique & Lissoni, Francesco, 2010. "University Research and Public–Private Interaction," Handbook of the Economics of Innovation, in: Bronwyn H. Hall & Nathan Rosenberg (ed.), Handbook of the Economics of Innovation, edition 1, volume 1, chapter 0, pages 275-314, Elsevier.
    10. van Beers, Cees & Berghäll, Elina & Poot, Tom, 2008. "R&D internationalization, R&D collaboration and public knowledge institutions in small economies: Evidence from Finland and the Netherlands," Research Policy, Elsevier, vol. 37(2), pages 294-308, March.
    11. A. Bellucci & L. Pennacchio, 2016. "University knowledge and firm innovation: evidence from European countries," The Journal of Technology Transfer, Springer, vol. 41(4), pages 730-752, August.
    12. Nobuya Fukugawa, 2013. "University spillovers into small technology-based firms: channel, mechanism, and geography," The Journal of Technology Transfer, Springer, vol. 38(4), pages 415-431, August.
    13. Hong, Wei & Su, Yu-Sung, 2013. "The effect of institutional proximity in non-local university–industry collaborations: An analysis based on Chinese patent data," Research Policy, Elsevier, vol. 42(2), pages 454-464.
    14. Hewitt-Dundas, Nola, 2012. "Research intensity and knowledge transfer activity in UK universities," Research Policy, Elsevier, vol. 41(2), pages 262-275.
    15. Acosta, Manuel & Coronado, Daniel, 2003. "Science-technology flows in Spanish regions: An analysis of scientific citations in patents," Research Policy, Elsevier, vol. 32(10), pages 1783-1803, December.
    16. Michael Fritsch & Viktor Slavtchev, 2007. "Universities and Innovation in Space," Industry and Innovation, Taylor & Francis Journals, vol. 14(2), pages 201-218.
    17. Claudia Fuentes & Gabriela Dutrénit, 2016. "Geographic proximity and university–industry interaction: the case of Mexico," The Journal of Technology Transfer, Springer, vol. 41(2), pages 329-348, April.
    18. Wolfgang Becker, 2003. "Evaluation of the Role of Universities in the Innovation Process," Discussion Paper Series 241, Universitaet Augsburg, Institute for Economics.
    19. Cassiman, Bruno & Veugelers, Reinhilde & Zuniga, Pluvia, 2009. "Diversity of science linkages and innovation performance: some empirical evidence from Flemish firms," Economics Discussion Papers 2009-30, Kiel Institute for the World Economy (IfW Kiel).
    20. Gersbach, Hans & Sorger, Gerhard & Amon, Christian, 2018. "Hierarchical growth: Basic and applied research," Journal of Economic Dynamics and Control, Elsevier, vol. 90(C), pages 434-459.

    More about this item

    Keywords

    Knowledge transfer; Publications; Patents; Citations; Science-technology linkages; Nanotechnology;
    All these keywords.

    JEL classification:

    • O31 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Innovation and Invention: Processes and Incentives
    • O32 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Management of Technological Innovation and R&D
    • O33 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Technological Change: Choices and Consequences; Diffusion Processes

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:kap:jtecht:v:46:y:2021:i:4:d:10.1007_s10961-019-09738-9. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.