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Capital Ownership Under Incomplete Markets: Does it Matter?

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Author Info
Daniele Coen-Pirani
Eva Carceles-Poveda

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Abstract

In the macroeconomic literature, the implications of a context with household heterogeneity and incomplete financial markets have been mostly studied under the assumption that households own the physical capital and undertake the intertemporal investment decision. Further, firms rent capital and labor from the households to maximize period profits. The present paper provides the conditions under which this assumption is still irrelevant when markets are incomplete. It shows that, if firms own the physical capital and undertake the investment decision to maximize their asset value, in the sense that they discount future cash flows with positive state price processes that are consistent with security prices, the equilibrium allocations are the same as in the standard setting with static firms. On the other hand, the firm valuation of future cash flows only coincides with the valuation of the unconstrained shareholders. Given this, value maximization may still lead to shareholder disagreement in the presence of effectively binding portfolio restrictions.

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Paper provided by Carnegie Mellon University, Tepper School of Business in its series GSIA Working Papers with number 2006-E63.

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Handle: RePEc:cmu:gsiawp:1152828755

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Postal: Tepper School of Business, Carnegie Mellon University, 5000 Forbes Avenue, Pittsburgh, PA 15213-3890
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  1. Eva Carceles-Poveda, 2009. "Asset Prices and Business Cycles under Market Incompleteness," Review of Economic Dynamics, Elsevier for the Society for Economic Dynamics, vol. 12(3), pages 405-422, July. [Downloadable!] (restricted)
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This page was last updated on 2009-11-5.


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