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Negotiating climate legislation: Policy path dependence and coalition stabilization

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  • Janelle Knox‐Hayes

Abstract

This article investigates the nature of policy path dependence through analysis of climate policy formation in the United States. In 2008 the US Congress attempted to pass the Lieberman–Warner bill, a comprehensive climate and energy package that would have capped greenhouse emissions and established a nationwide cap and trade program. In the same year, California successfully enacted the Global Warming Solutions Act. This article explores the circumstances of both cases and raises the question of why legislation at the state level was successful and took such a divergent form from legislation at the federal level. The divergence of these cases is used to highlight the nature of coalition formation and policy path dependence in the legislative process. Explanations of policy tend to gravitate toward either the generalizability of game theoretic approaches or the empirical depth of case studies. This article suggests a combined approach that uses case studies to analyze the positions and motivations of actors and to then model policy development over time. The approach examines policy through the formation and negotiation of policy coalitions. Drawing on the Advocacy Coalition Framework and omnibus analysis, the approach expands these coalition theories first by analysing legislative development at the interface of legislators and constituent interest groups, and second by adding temporal dimension to the analysis. The findings suggest that policy is path dependent in that it is negotiated between coalitions that in turn create stability in the policy process and insulate policy fields from external shocks. Policy path dependence suggests that theory alone is insufficient to predict policy outcomes; policy results depend strongly on prior policy efforts, historically and socially contingent coalitions, and the resulting framing of policy possibilities.

Suggested Citation

  • Janelle Knox‐Hayes, 2012. "Negotiating climate legislation: Policy path dependence and coalition stabilization," Regulation & Governance, John Wiley & Sons, vol. 6(4), pages 545-567, December.
  • Handle: RePEc:wly:reggov:v:6:y:2012:i:4:p:545-567
    DOI: 10.1111/j.1748-5991.2012.01138.x
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    1. David L. Levy & Daniel Egan, 2003. "A Neo‐Gramscian Approach to Corporate Political Strategy: Conflict and Accommodation in the Climate Change Negotiations," Journal of Management Studies, Wiley Blackwell, vol. 40(4), pages 803-829, June.
    2. Daron Acemoglu & Georgy Egorov & Konstantin Sonin, 2006. "Coalition Formation in Political Games," NBER Working Papers 12749, National Bureau of Economic Research, Inc.
    3. Eric R. W. Knight, 2011. "The economic geography of European carbon market trading," Journal of Economic Geography, Oxford University Press, vol. 11(5), pages 817-841, September.
    4. Johannes Urpelainen, 2009. "Explaining the Schwarzenegger Phenomenon: Local Frontrunners in Climate Policy," Global Environmental Politics, MIT Press, vol. 9(3), pages 82-105, August.
    5. Hanemann, W. Michael, 2007. "How California Came to Pass AB 32, the Global Warming Solutions Act of 2006," Department of Agricultural & Resource Economics, UC Berkeley, Working Paper Series qt1vb0j4d6, Department of Agricultural & Resource Economics, UC Berkeley.
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