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DeepPatent: patent classification with convolutional neural networks and word embedding

Author

Listed:
  • Shaobo Li

    (Guizhou University
    Guizhou University)

  • Jie Hu

    (Guizhou University
    University of South Carolina)

  • Yuxin Cui

    (University of South Carolina)

  • Jianjun Hu

    (Guizhou University
    University of South Carolina)

Abstract

Patent classification is an essential task in patent information management and patent knowledge mining. However, this task is still largely done manually due to the unsatisfactory performance of current algorithms. Recently, deep learning methods such as convolutional neural networks (CNN) have led to great progress in image processing, voice recognition, and speech recognition, which has yet to be applied to patent classification. We proposed DeepPatent, a deep learning algorithm for patent classification based on CNN and word vector embedding. We evaluated the algorithm on the standard patent classification benchmark dataset CLEF-IP and compared it with other algorithms in the CLEF-IP competition. Experiments showed that DeepPatent with automatic feature extraction achieved a classification precision of 83.98%, which outperformed all the existing algorithms that used the same information for training. Its performance is better than the state-of-art patent classifier with a precision of 83.50%, whose performance is, however, based on 4000 characters from the description section and a lot of feature engineering while DeepPatent only used the title and abstract information. DeepPatent is further tested on USPTO-2M, a patent classification benchmark data set that we contributed with 2,000,147 records after data cleaning of 2,679,443 USA raw utility patent documents in 637 categories at the subclass level. Our algorithms achieved a precision of 73.88%.

Suggested Citation

  • Shaobo Li & Jie Hu & Yuxin Cui & Jianjun Hu, 2018. "DeepPatent: patent classification with convolutional neural networks and word embedding," Scientometrics, Springer;Akadémiai Kiadó, vol. 117(2), pages 721-744, November.
  • Handle: RePEc:spr:scient:v:117:y:2018:i:2:d:10.1007_s11192-018-2905-5
    DOI: 10.1007/s11192-018-2905-5
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    References listed on IDEAS

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    Cited by:

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    6. Tadeusz A. Grzeszczyk & Michal K. Grzeszczyk, 2021. "Improving the Discovery of Technological Opportunities Using Patent Classification Based on Explainable Neural Networks," European Research Studies Journal, European Research Studies Journal, vol. 0(3), pages 402-409.
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    8. Hain, Daniel S. & Jurowetzki, Roman & Buchmann, Tobias & Wolf, Patrick, 2022. "A text-embedding-based approach to measuring patent-to-patent technological similarity," Technological Forecasting and Social Change, Elsevier, vol. 177(C).
    9. Liang Chen & Shuo Xu & Lijun Zhu & Jing Zhang & Xiaoping Lei & Guancan Yang, 2020. "A deep learning based method for extracting semantic information from patent documents," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(1), pages 289-312, October.
    10. Peng Shao & Runhua Tan & Qingjin Peng & Wendan Yang & Fang Liu, 2023. "An Integrated Method to Acquire Technological Evolution Potential to Stimulate Innovative Product Design," Mathematics, MDPI, vol. 11(3), pages 1-24, January.
    11. Liyuan Zhang & Wei Liu & Yufei Chen & Xiaodong Yue, 2022. "Reliable Multi-View Deep Patent Classification," Mathematics, MDPI, vol. 10(23), pages 1-13, December.
    12. Meindl, Benjamin & Ayala, Néstor Fabián & Mendonça, Joana & Frank, Alejandro G., 2021. "The four smarts of Industry 4.0: Evolution of ten years of research and future perspectives," Technological Forecasting and Social Change, Elsevier, vol. 168(C).
    13. Jeon, Eunji & Yoon, Naeun & Sohn, So Young, 2023. "Exploring new digital therapeutics technologies for psychiatric disorders using BERTopic and PatentSBERTa," Technological Forecasting and Social Change, Elsevier, vol. 186(PA).
    14. Ascione, Grazia Sveva, 2023. "Technological diversity to address complex challenges: the contribution of American universities to sdgs," MPRA Paper 119452, University Library of Munich, Germany.
    15. Arousha Haghighian Roudsari & Jafar Afshar & Wookey Lee & Suan Lee, 2022. "PatentNet: multi-label classification of patent documents using deep learning based language understanding," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(1), pages 207-231, January.
    16. Yuan Zhou & Fang Dong & Yufei Liu & Zhaofu Li & JunFei Du & Li Zhang, 2020. "Forecasting emerging technologies using data augmentation and deep learning," Scientometrics, Springer;Akadémiai Kiadó, vol. 123(1), pages 1-29, April.
    17. Jie Chen & Jialin Chen & Shu Zhao & Yanping Zhang & Jie Tang, 2020. "Exploiting word embedding for heterogeneous topic model towards patent recommendation," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(3), pages 2091-2108, December.
    18. Jaewoong Choi & Jiho Lee & Janghyeok Yoon & Sion Jang & Jaeyoung Kim & Sungchul Choi, 2022. "A two-stage deep learning-based system for patent citation recommendation," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(11), pages 6615-6636, November.
    19. Anqi Ma & Yu Liu & Xiujuan Xu & Tao Dong, 2021. "A deep-learning based citation count prediction model with paper metadata semantic features," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(8), pages 6803-6823, August.
    20. Puccetti, Giovanni & Giordano, Vito & Spada, Irene & Chiarello, Filippo & Fantoni, Gualtiero, 2023. "Technology identification from patent texts: A novel named entity recognition method," Technological Forecasting and Social Change, Elsevier, vol. 186(PB).

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    Keywords

    Patent classification; Text classification; Convolutional neural network; Machine learning; Word embedding;
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